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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
501 WISDOMTREE TR 1,207 23 0.01%
502 WISDOMTREE TRUST 476 23 0.01%
503 VALERO ENERGY CORP NEW 416 22 0.01%
504 NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC 1,500 22 0.01%
505 ENBRIDGE ENERGY PARTNERS L P 785 22 0.01%
506 AUTOZONE INC 41 22 0.01%
507 EXIDE TECHNOLOGIES 97,280 22 0.01%
508 NIKE INC 300 22 0.01%
509 VANGUARD INDEX FDS 219 22 0.01%
510 MSCI INC 501 22 0.01%
511 WORTHINGTON INDS INC 569 22 0.01%
512 TORO CO 353 22 0.01%
513 VanEck Vectors Agribusiness ET 400 22 0.01%
514 HEXCEL CORP NEW 488 21 0.01%
515 STURM RUGER & CO INC 345 21 0.01%
516 POWERSHS DB US DOLLAR INDEX 1,000 21 0.01%
517 ARRIS GROUP INC COM 750 21 0.01%
518 Market Vectors Gold Miners 910 21 0.01%
519 PHILLIPS EDISON & COINC 2,066 21 0.01%
520 Credit Suisse AG/Nassau 675 21 0.01%
521 ISHARES 425 21 0.01%
522 VANGUARD WORLD FDS 200 21 0.01%
523 ANHEUSER BUSCH IBNBEV SA/NV 200 21 0.01%
524 CALAMOS GLOBAL TOTAL RETURN 1,400 21 0.01%
525 SECTOR SPDR ENERGY 225 20 0.01%
526 WISDOMTREE TR 325 20 0.01%
527 ROYAL GOLD INC 320 20 0.01%
528 EAGLE MATERIALS 230 20 0.01%
529 PETROLEO BRASILEIRO SA PETRO 1,525 20 0.01%
530 ARM HLDGS PLC 400 20 0.01%
531 COVIDIEN PLC 266 20 0.01%
532 Williams Partners Lp 400 20 0.01%
533 WHOLE FOODS MKT INC 400 20 0.01%
534 H&Q Life Sciences Invt 913 20 0.01%
535 GOLDMAN SACHS 6.2 PFD PFD SER 800 20 0.01%
536 CHESAPEAKE ENERGY CORP 800 20 0.01%
537 Allianzgi Conv & Income Fund 1,900 19 0.01%
538 SEI INVESTMENTS COMPANY 567 19 0.01%
539 Peabody Energy Corp 1,181 19 0.01%
540 HARLEY DAVIDSON INC 292 19 0.01%
541 PEMBINA PIPELINE CORP 510 19 0.01%
542 PAN AMERICAN SILVER F 1,500 19 0.01%
543 Telstra Corp Ltd 796 19 0.01%
544 FIRST TR EXCH TRD ALPHA FD I 800 19 0.01%
545 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 716 19 0.01%
546 Occidental Petroleum Corp 203 19 0.01%
547 ISHARES TR 287 19 0.01%
548 CROSS TIMBERS ROYALTY TR 600 19 0.01%
549 TRAVELERS COMPANIES INC 214 18 0.01%
550 Adams Express Co 1,424 18 0.01%
Page 11 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 PROTHENA CORP PLC 3 0 0.00%
2 Quantum Fuel Systems Tech Worl 4 0 0.00%
3 Rare Element Resources Ltd. 100 0 0.00%
4 ROYAL BK SCOTLAND GROUP PLC 15 0 0.00%
5 SONY CORP 10 0 0.00%
6 TIM PARTICIPACOES S A 5 0 0.00%
7 JA SOLAR HOLDINGS CO LTD 40 0 0.00%
8 Corinthian Colleges, Inc. 260 0 0.00%
9 Electronic Arts, Inc. 2 0 0.00%
10 KODIAK OIL & GAS CORP 25 0 0.00%
11 FOREST OIL CORP 200 0 0.00%
12 KRISPY KREME DOUGHNT 25 0 0.00%
13 GAIAM INC 51 0 0.00%
14 LIFE STORAGE INC 20 0 0.00%
15 LULULEMON ATHLETICA INC 490 0 0.00%
16 MALLINCKRODT PUB 5 0 0.00%
17 Chimera Investment Corp. REIT 65 0 0.00%
18 MARTHA STEWART LIVING OMNIME 108 0 0.00%
19 DIREXION SHS ETF TR 5 0 0.00%
20 Neo Performance Materials 100 0 0.00%
21 NANOMETRICS INC 20 0 0.00%
22 NU SKIN ENTERPRISES INC 6 0 0.00%
23 OI S.A. SPN ADR 312 0 0.00%
24 OI S A SPONSORED ADR 80 0 0.00%
25 PEREGRINE PHARMACEUTICALS IN 100 0 0.00%
26 ETFS PLATINUM 10 1 0.00%
27 YAHOO INC 15 1 0.00%
28 TELEFONICA BRASIL SA 26 1 0.00%
29 Cimpress NV 30 1 0.00%
30 Adt Corp 20 1 0.00%
31 UNISYS CORP 32 1 0.00%
32 SunTrust Banks Inc 29 1 0.00%
33 STMICROELECTRONICS N V 130 1 0.00%
34 AMERICAN INTL GROUP INC 68 1 0.00%
35 IAMGOLD CORP 180 1 0.00%
36 PowerShares DWA Emerging Markets Mom ETF 75 1 0.00%
37 ZIMMER BIOMET HOLDINGS INC 12 1 0.00%
38 BROOKFIELD PPTY PARTNERS L P 57 1 0.00%
39 C&J ENERGY SVCS INC 33 1 0.00%
40 CAPELLA EDUCATION COMPANY 12 1 0.00%
41 CARLYLE GROUP L P 35 1 0.00%
42 CENTRAIS ELEC BRAS-SP ADR CM 429 1 0.00%
43 Nam Tai Property Inc 190 1 0.00%
44 MACATAWA BK CORP 200 1 0.00%
45 LUBYS INC CMN STOCK CMN 130 1 0.00%
46 LOGITECH INTL S A 100 1 0.00%
47 LINN ENERGY LLC UNIT LTD LIAB 25 1 0.00%
48 LIME ENERGY CO COM 357 1 0.00%
49 LAWSON PRODS INC COM 85 1 0.00%
50 KENNAMETAL INC 20 1 0.00%
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