| 1 |
GUGGENHEIM CAPITAL LLC |
364,029 |
5,426,000 |
42.64% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
87,439 |
1,302,000 |
10.23% |
|
|
| 3 |
Raymond James Financial Services Advisors, Inc. |
64,174 |
956,000 |
7.51% |
|
|
| 4 |
MORGAN STANLEY |
57,002 |
850,000 |
6.68% |
|
|
| 5 |
LPL Financial LLC |
42,369 |
631,000 |
4.96% |
|
|
| 6 |
First Allied Advisory Services, Inc. |
40,329 |
603,000 |
4.74% |
|
|
| 7 |
Commonwealth Equity Services, Inc |
36,604 |
545,000 |
4.28% |
|
|
| 8 |
FIRST TRUST ADVISORS LP |
35,947 |
536,000 |
4.21% |
|
|
| 9 |
BANK OF AMERICA CORP /DE/ |
33,969 |
506,000 |
3.98% |
|
|
| 10 |
UBS AG |
27,201 |
405,000 |
3.18% |
|
|
| 11 |
Advisors Asset Management, Inc. |
24,157 |
360,000 |
2.83% |
|
|
| 12 |
ROYAL BANK OF CANADA |
15,529 |
231,000 |
1.82% |
|
|
| 13 |
VSR Financial Services, Inc. |
15,285 |
228,000 |
1.79% |
|
|
| 14 |
CITIGROUP INC |
3,808 |
57,000 |
0.45% |
|
|
| 15 |
Regal Investment Advisors LLC |
1,400 |
21,000 |
0.17% |
|
|
| 16 |
Baltimore-Washington Financial Advisors, Inc. |
1,200 |
18,000 |
0.14% |
|
|
| 17 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,000 |
14,900 |
0.12% |
|
|
| 18 |
PRIVATE TRUST CO NA |
696 |
10,000 |
0.08% |
|
|
| 19 |
AMERIPRISE FINANCIAL INC |
700 |
10,000 |
0.08% |
|
|
| 20 |
CANADA LIFE ASSURANCE Co |
500 |
8,000 |
0.06% |
|
|
| 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
362 |
5,000 |
0.04% |
|
|
| 22 |
Tower Research Capital LLC (TRC) |
100 |
1,000 |
0.01% |
|
|
