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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
101 ICAHN ENTERPRISES LP 5,921 608 0.26%
102 SPDR GOLD TR 4,875 603 0.25%
103 ISHARES TR 12,514 601 0.25%
104 CINCINNATI FINL CORP 12,200 594 0.25%
105 STEEL DYNAMICS INC 33,394 594 0.25%
106 VANGUARD INDEX FDS 6,062 591 0.25%
107 ISHARES TR 4,289 590 0.25%
108 FIRST TR MORNINGSTAR DIV LEA 26,121 588 0.25%
109 Kinder Morgan Inc. 7,536 557 0.23%
110 CATERPILLAR INC 5,581 555 0.23%
111 SPDR S&P MIDCAP 400 ETF TR 2,202 552 0.23%
112 REALTY INCOME CORP 13,413 548 0.23%
113 ISHARES TR 5,652 545 0.23%
114 ISHARES TR 8,676 530 0.22%
115 ISHARES TR 4,366 527 0.22%
116 EMERSON ELEC CO 7,800 521 0.22%
117 BANK AMERICA CORP 30,066 517 0.22%
118 FIRST TR EXCHANGE TRADED FD 19,652 494 0.21%
119 AFLAC Inc 7,561 477 0.20%
120 FIRST TR EXCHANGE-TRADED FD 6,170 473 0.20%
121 POWERSHARES GLOBAL ETF FD 22,386 472 0.20%
122 Auto Data Processing 6,100 471 0.20%
123 ISHARES TR 4,643 464 0.19%
124 PEPSICO INC 5,556 464 0.19%
125 VANGUARD SCOTTSDALE FDS 5,790 463 0.19%
126 PROSHARES TR II 7,309 453 0.19%
127 SPDR SER TR 6,110 450 0.19%
128 ISHARES TR 4,384 443 0.19%
129 LA Z BOY INC COM 16,090 436 0.18%
130 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 3,996 436 0.18%
131 FIRST TR EXCH TRD ALPHDX FD 8,206 429 0.18%
132 HCP INC 10,858 421 0.18%
133 POWERSHARES ETF TRUST II 16,932 420 0.18%
134 DANAHER CORP DEL 5,453 409 0.17%
135 SOUTHERN CO 9,160 402 0.17%
136 MAIN STREET CAPITAL CORP 12,199 401 0.17%
137 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 17,960 392 0.16%
138 POWERSHARES ETF TRUST 31,706 385 0.16%
139 WISDOMTREE TR 7,830 384 0.16%
140 FIRST TR LRGE CP CORE ALPHA 9,095 383 0.16%
141 HEALTHCARE TRUST AMERICA INC CL A NEW 32,871 374 0.16%
142 FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF 10,113 373 0.16%
143 3M CO 2,710 368 0.15%
144 HELMERICH & PAYNE INC 3,402 366 0.15%
145 VANGUARD SCOTTSDALE FDS 4,307 366 0.15%
146 ISHARES TR 4,160 362 0.15%
147 HINES GLOBAL REIT INC COM 34,051 354 0.15%
148 ISHARES TR 8,531 350 0.15%
149 Proshares Short S&P 500 14,056 347 0.15%
150 QUALCOMM INC 4,400 347 0.15%
Page 3 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 PROTHENA CORP PLC 3 0 0.00%
2 Quantum Fuel Systems Tech Worl 4 0 0.00%
3 RARE ELEMENT RES LTD 100 0 0.00%
4 ROYAL BK SCOTLAND GROUP PLC 15 0 0.00%
5 SONY GROUP CORP 10 0 0.00%
6 TIM PARTICIPACOES S A 5 0 0.00%
7 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 40 0 0.00%
8 Corinthian Colleges, Inc. 260 0 0.00%
9 ELECTRONIC ARTS INC 2 0 0.00%
10 KODIAK OIL & GAS CORP 25 0 0.00%
11 FOREST OIL CORP 200 0 0.00%
12 KRISPY KREME DOUGHNT 25 0 0.00%
13 GAIAM INC 51 0 0.00%
14 LIFE STORAGE INC 20 0 0.00%
15 LULULEMON ATHLETICA INC 490 0 0.00%
16 MALLINCKRODT PUB LTD CO 5 0 0.00%
17 Chimera Investment Corp REIT 65 0 0.00%
18 MARTHA STEWART LIVING OMNIME 108 0 0.00%
19 DIREXION SHS ETF TR 5 0 0.00%
20 Neo Performance Materials 100 0 0.00%
21 NANOMETRICS INC 20 0 0.00%
22 NU SKIN ENTERPRISES INC 6 0 0.00%
23 OI S.A. SPN ADR 312 0 0.00%
24 OI S A SPONSORED ADR 80 0 0.00%
25 PEREGRINE PHARMACEUTICALS IN 100 0 0.00%
26 ETFS PHYSICAL PLATINUM SHARES 10 1 0.00%
27 YAHOO INC 15 1 0.00%
28 TELEFONICA BRASIL SA 26 1 0.00%
29 Cimpress NV 30 1 0.00%
30 Adt Corp 20 1 0.00%
31 UNISYS CORP 32 1 0.00%
32 SUNTRUST BKS INC 29 1 0.00%
33 STMICROELECTRONICS N V 130 1 0.00%
34 AMERICAN INTL GROUP INC 68 1 0.00%
35 IAMGOLD CORP 180 1 0.00%
36 POWERSHARES ETF TRUST II 75 1 0.00%
37 ZIMMER BIOMET HLDGS INC 12 1 0.00%
38 BROOKFIELD PPTY PARTNERS L P 57 1 0.00%
39 C&J ENERGY SVCS INC 33 1 0.00%
40 CAPELLA EDUCATION 12 1 0.00%
41 CARLYLE GROUP L P 35 1 0.00%
42 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 429 1 0.00%
43 Nam Tai Property Inc 190 1 0.00%
44 MACATAWA BK CORP 200 1 0.00%
45 LUBYS INC COM 130 1 0.00%
46 LOGITECH INTL S A 100 1 0.00%
47 LINN ENERGY LLC UNIT LTD LIAB 25 1 0.00%
48 LIME ENERGY CO COM 357 1 0.00%
49 LAWSON PRODS INC COM 85 1 0.00%
50 KENNAMETAL INC 20 1 0.00%
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