| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RiverFront Investment Group, LLC | 3,996,104 | 100,385,000 | 38.37% | ||
| 2 | WELLS FARGO & COMPANY/MN | 1,390,759 | 34,937,000 | 13.35% | ||
| 3 | BB&T SECURITIES, LLC | 132,979 | 33,405,000 | 12.77% | ||
| 4 | MORGAN STANLEY | 1,020,579 | 25,639,000 | 9.80% | ||
| 5 | UBS AG | 604,297 | 15,181,000 | 5.80% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 470,782 | 11,827,000 | 4.52% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 420,195 | 10,556,000 | 4.03% | ||
| 8 | LPL Financial LLC | 278,433 | 6,995,000 | 2.67% | ||
| 9 | Baker Avenue Asset Management, LP | 187,578 | 4,712,000 | 1.80% | ||
| 10 | ROYAL BANK OF CANADA | 167,665 | 4,212,000 | 1.61% | ||
| 11 | Jefferies Group LLC | 101,025 | 2,538,000 | 0.97% | ||
| 12 | Placemark Investments, Inc. | 64,910 | 1,628,000 | 0.62% | ||
| 13 | STIFEL FINANCIAL CORP | 52,474 | 1,318,000 | 0.50% | ||
| 14 | First Heartland Consultants, Inc. | 49,147 | 1,235,000 | 0.47% | ||
| 15 | Commonwealth Equity Services, Inc | 40,080 | 1,007,000 | 0.38% | ||
| 16 | AMERIPRISE FINANCIAL INC | 39,813 | 1,000,000 | 0.38% | ||
| 17 | AMERICAN INTERNATIONAL GROUP, INC. | 33,538 | 842,508 | 0.32% | ||
| 18 | First Allied Advisory Services, Inc. | 23,875 | 609,000 | 0.23% | ||
| 19 | JPMORGAN CHASE & CO | 22,662 | 569,000 | 0.22% | ||
| 20 | Regal Investment Advisors LLC | 19,652 | 494,000 | 0.19% | ||
| 21 | BSW Wealth Partners | 19,616 | 493,000 | 0.19% | ||
| 22 | Janney Montgomery Scott LLC | 15,140 | 380,332 | 0.15% | ||
| 23 | ENVESTNET ASSET MANAGEMENT INC | 14,857 | 373,000 | 0.14% | ||
| 24 | Raymond James Financial Services Advisors, Inc. | 14,545 | 365,000 | 0.14% | ||
| 25 | Wilmington Trust, National Association | 10,746 | 270,000 | 0.10% | ||
| 26 | DEUTSCHE BANK AG\ | 7,300 | 183,000 | 0.07% | ||
| 27 | Creative Planning | 6,524 | 164,000 | 0.06% | ||
| 28 | CITIGROUP INC | 2,678 | 67,000 | 0.03% | ||
| 29 | BESSEMER GROUP INC | 2,200 | 55,000 | 0.02% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,034 | 51,000 | 0.02% | ||
| 31 | D.A. DAVIDSON & CO. | 1,965 | 49,000 | 0.02% | ||
| 32 | NEW ENGLAND SECURITIES CORP /MA/ | 1,442 | 36,000 | 0.01% | ||
| 33 | GLENMEDE TRUST CO NA | 1,200 | 30,000 | 0.01% | ||
| 34 | Tower Research Capital LLC (TRC) | 643 | 16,000 | 0.01% | ||
| 35 | MSI Financial Services Inc | 215 | 5,000 | 0.00% | ||
| 36 | Winslow, Evans & Crocker, Inc. | 100 | 2,512 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
