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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
351 HUNTSMAN CORP 2,119 52 0.02%
352 HERSHEY CO 500 52 0.02%
353 CORELOGIC INC 1,673 50 0.02%
354 SPDR NUVEEN BARLCAYS SOHRT TER 2,020 49 0.02%
355 ISHARES TR 1,371 49 0.02%
356 BLACKROCK CORE BD TR 3,625 49 0.02%
357 UNILEVER PLC 1,150 49 0.02%
358 COGNIZANT TECHNOLOGY SOLUTIO 972 49 0.02%
359 ISHARES TR 1,075 49 0.02%
360 Stanley Black & 2,000 48 0.02%
361 ISHARES 2,437 48 0.02%
362 CSX CORP 1,670 48 0.02%
363 YUM BRANDS INC 634 48 0.02%
364 COMPANHIA ENERGETICA DE MINA 7,032 48 0.02%
365 BHP Billiton Ltd ADR 699 47 0.02%
366 BARRICK GOLD CORP 2,642 47 0.02%
367 BCE INC 1,095 47 0.02%
368 SPDR DOW JONES REIT ETF 602 47 0.02%
369 BARCLAYS BK PLC 314 46 0.02%
370 ENERGY TRANSFER L P 980 46 0.02%
371 EATON VANCE LTD DURATION INC 3,020 46 0.02%
372 FIRST TR HIGH INCOME L/S FD 2,511 45 0.02%
373 ISHARES TR 278 43 0.02%
374 HOLLYFRONTIER CORP 907 43 0.02%
375 HELEN OF TROY CORP LTD 628 43 0.02%
376 TECK RESOURCES LTD 1,928 42 0.02%
377 PERMIAN BASIN RTY TR 3,150 42 0.02%
378 VANGUARD WORLD FDS 394 42 0.02%
379 Questcor 650 42 0.02%
380 BROOKFIELD ASSET MGMT INC 1,011 41 0.02%
381 LYONDELLBASELL INDUSTRIES N 458 41 0.02%
382 TAIWAN SEMICONDUCTOR MFG LTD 2,053 41 0.02%
383 BLACKROCK CORPOR HI YLD FD I 3,363 41 0.02%
384 ENCANA CORP 1,927 41 0.02%
385 SIGNET JEWELERS LIMITED 387 41 0.02%
386 COSTCO WHSL CORP NEW 366 41 0.02%
387 M & T BK CORP 330 40 0.02%
388 CAMPBELL STRATEGIC ALLOCATION 17 40 0.02%
389 ISHARES NORTH AMERICAN NATURAL RESOURCES ETF 899 40 0.02%
390 LAS VEGAS SANDS CORP 500 40 0.02%
391 HATTERAS FINL CORP 2,104 40 0.02%
392 DEUTSCHE BANK AG 900 40 0.02%
393 ARIAD PHARMACEUTICALS ORD (NMS) 5,000 40 0.02%
394 ANSYS 500 39 0.02%
395 CHICAGO BRIDGE & IRON CO N V 448 39 0.02%
396 CALUMET SPECIALTY PRODS PTNR 1,500 39 0.02%
397 TRANSATLANTIC PETROLEUM LTD 4,487 39 0.02%
398 GRUPO AEROPORTUARIO DEL SURE 320 39 0.02%
399 LAZARD LTD 820 39 0.02%
400 CONSTELLATION BRANDS INC 455 39 0.02%
Page 8 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 119,690 4,908 2.08%
2 SPDR SERIES TRUST 100,360 4,147 1.76%
3 VANGUARD INDEX FDS 58,544 4,134 1.75%
4 SPDR S&P 500 ETF TR 21,558 4,032 1.71%
5 APPLE INC 7,078 3,799 1.61%
6 ISHARES TR 51,467 3,459 1.46%
7 AT&T INC 92,953 3,260 1.38%
8 SPDR SER TR 92,709 2,871 1.22%
9 ISHARES TR 71,465 2,789 1.18%
10 ISHARES TR 23,431 2,726 1.15%
11 SELECT SECTOR SPDR TR 121,889 2,723 1.15%
12 ISHARES TR 14,322 2,695 1.14%
13 VANGUARD TAX-MANAGED FDS 64,799 2,674 1.13%
14 SELECT SECTOR SPDR TR 55,220 2,611 1.11%
15 VANGUARD INDEX FDS 32,749 2,558 1.08%
16 VANGUARD MALVERN FDS 50,516 2,492 1.05%
17 POWERSHARES QQQ TRUST 28,311 2,482 1.05%
18 ADVANCE AUTO PARTS INC 19,377 2,451 1.04%
19 NEWMARKET CORP 6,225 2,433 1.03%
20 ISHARES TR 21,294 2,392 1.01%
21 ISHARES TR 27,557 2,385 1.01%
22 ALLIANCE RES PARTNER L P 28,148 2,368 1.00%
23 SPDR SERIES TRUST 54,892 2,329 0.99%
24 VANGUARD BD INDEX FDS 27,951 2,239 0.95%
25 CONOCOPHILLIPS 31,690 2,229 0.94%
26 MASTERCARD INCORPORATED 29,648 2,215 0.94%
27 COMPUTER PROGRAMS & SYS INC COM 33,719 2,178 0.92%
28 ISHARES TR 18,501 2,164 0.92%
29 VARIAN MED SYS INC 25,691 2,158 0.91%
30 PRICELINE GRP INC 1,754 2,091 0.89%
31 UNITED THERAPEUTICS CORP DEL 22,236 2,091 0.89%
32 SOUTHWEST AIRLS CO 87,500 2,066 0.87%
33 CREDIT ACCEP CORP MICH 14,445 2,053 0.87%
34 NATUS MEDICAL INC DEL 78,841 2,034 0.86%
35 CUMMINS INC 13,556 2,020 0.86%
36 INTER PARFUMS INC COM 55,716 2,017 0.85%
37 LEAR CORP 24,070 2,015 0.85%
38 VANGUARD INTL EQUITY INDEX F 34,186 2,015 0.85%
39 FACTSET RESH SYS INC 18,647 2,010 0.85%
40 JPMORGAN CHASE & CO 42,489 1,977 0.84%
41 ESTERLINE TECHNOLOGIES CORP 18,432 1,964 0.83%
42 ISHARES TR 3YRTB ETF 20,376 1,953 0.83%
43 GAP 48,696 1,951 0.83%
44 RPX CORP 118,106 1,923 0.81%
45 CELGENE CORP 13,763 1,921 0.81%
46 OLD DOMINION FGHT LINES INC 33,474 1,899 0.80%
47 ABBVIE INC 36,868 1,895 0.80%
48 SALIX PHARMACEUTICALS INC 18,111 1,876 0.79%
49 GENERAL ELECTRIC CO 70,461 1,824 0.77%
50 BIOGEN INC 5,699 1,743 0.74%
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