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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 119,690 4,908 2.06%
2 SPDR SERIES TRUST 100,360 4,147 1.74%
3 VANGUARD INDEX FDS 58,544 4,134 1.73%
4 SPDR S&P 500 ETF TR 21,558 4,032 1.69%
5 APPLE COMPUTER INC 7,078 3,799 1.59%
6 ISHARES TR 51,467 3,459 1.45%
7 AT&T INC 92,953 3,260 1.37%
8 SPDR SER TR 92,709 2,871 1.20%
9 ISHARES TR 71,465 2,789 1.17%
10 ISHARES TR 23,431 2,726 1.14%
11 SELECT SECTOR SPDR TR 121,889 2,723 1.14%
12 ISHARES TR 14,322 2,695 1.13%
13 VANGUARD TAX-MANAGED FDS 64,799 2,674 1.12%
14 SELECT SECTOR SPDR TR 55,220 2,611 1.10%
15 VANGUARD INDEX FDS 32,749 2,558 1.07%
16 VANGUARD MALVERN FDS 50,516 2,492 1.05%
17 POWERSHARES QQQ TRUST 28,311 2,482 1.04%
18 ADVANCE AUTO PARTS INC 19,377 2,451 1.03%
19 NEWMARKET CORP 6,225 2,433 1.02%
20 ISHARES TR 21,294 2,392 1.00%
21 ISHARES TR 27,557 2,385 1.00%
22 ALLIANCE RES PARTNER L P 28,148 2,368 0.99%
23 SPDR SERIES TRUST 54,892 2,329 0.98%
24 VANGUARD BD INDEX FDS 27,951 2,239 0.94%
25 CONOCOPHILLIPS 31,690 2,229 0.94%
26 MASTERCARD INCORPORATED 29,648 2,215 0.93%
27 COMPUTER PROGRAMS & SYS INC COM 33,719 2,178 0.91%
28 ISHARES TR 18,501 2,164 0.91%
29 VARIAN MED SYS INC 25,691 2,158 0.91%
30 PRICELINE GRP INC 1,754 2,091 0.88%
31 UNITED THERAPEUTICS CORP DEL 22,236 2,091 0.88%
32 SOUTHWEST AIRLS CO 87,500 2,066 0.87%
33 CREDIT ACCEP CORP MICH 14,445 2,053 0.86%
34 NATUS MEDICAL INC DEL 78,841 2,034 0.85%
35 CUMMINS INC 13,556 2,020 0.85%
36 INTER PARFUMS INC COM 55,716 2,017 0.85%
37 VANGUARD INTL EQUITY INDEX F 34,186 2,015 0.85%
38 LEAR CORP 24,070 2,015 0.85%
39 FACTSET RESH SYS INC 18,647 2,010 0.84%
40 JPMORGAN CHASE & CO 42,489 1,977 0.83%
41 ESTERLINE TECHNOLOGIES CORP 18,432 1,964 0.82%
42 ISHARES TR 3YRTB ETF 20,376 1,953 0.82%
43 GAP 48,696 1,951 0.82%
44 RPX CORP 118,106 1,923 0.81%
45 CELGENE CORP 13,763 1,921 0.81%
46 OLD DOMINION FGHT LINES INC 33,474 1,899 0.80%
47 ABBVIE INC 36,868 1,895 0.80%
48 SALIX PHARMACEUTICALS INC 18,111 1,876 0.79%
49 GENERAL ELECTRIC CO 70,461 1,824 0.77%
50 BIOGEN INC 5,699 1,743 0.73%
Page 1 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
401 HAIN CELESTIAL GROUP INC 400 37 0.02%
402 PROSHARES TR 350 37 0.02%
403 ACE LTD 364 36 0.02%
404 EMPIRE DIST ELEC CO 1,500 36 0.02%
405 DELTA AIRLINES INC DEL 1,049 36 0.02%
406 ISHARES 889 36 0.02%
407 SCHWAB INTERNATIONAL EQUITY ETF 1,143 36 0.02%
408 PITNEY BOWES INC 1,400 36 0.02%
409 COVANCE INC 350 36 0.02%
410 SSGA ACTIVE ETF TR BLKSTN GSOSRLN ETF 700 35 0.01%
411 Columbia Emerging Mkts Consume 1,302 35 0.01%
412 ISHARES 780 35 0.01%
413 BOEING CO 275 35 0.01%
414 EVEREST RE GROUP LTD 223 34 0.01%
415 ISHARES TR 494 34 0.01%
416 VANGUARD INTL EQUITY INDEX F 320 34 0.01%
417 51JOB INC 479 34 0.01%
418 ISHARES TR 344 34 0.01%
419 PERRIGO CO PLC 218 34 0.01%
420 TWITTER INC 720 34 0.01%
421 BAIDU INC 224 34 0.01%
422 LOCKHEED MARTIN CORP 201 33 0.01%
423 LOWES COS INC 681 33 0.01%
424 OTTER TAIL CORP 1,066 33 0.01%
425 PROSHARES ULTRA MIDCAP 400 500 33 0.01%
426 BANCO SANTANDER SA 3,474 33 0.01%
427 ALLIANCEBERNSTEIN GLOBAL HIG 2,205 33 0.01%
428 WABTEC CORP 413 32 0.01%
429 ACCENTURE PLC IRELAND 406 32 0.01%
430 GENERAL MTRS CO 928 32 0.01%
431 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 4,325 32 0.01%
432 GRAMERCY PPTY TR 4,123 32 0.01%
433 TESLA INC 151 31 0.01%
434 AETNA INC NEW 415 31 0.01%
435 Vanguard Natural Res LLC 1,000 30 0.01%
436 ALEXION PHARMACEUTICALS INC 200 30 0.01%
437 LIBERTY ALL STAR EQUITY FUND SH BEN INT 5,032 30 0.01%
438 VALMONT INDS INC 200 30 0.01%
439 GILEAD SCIENCES INC 420 30 0.01%
440 FIRST TR SML CP CORE ALPHA F 600 29 0.01%
441 RANDGOLD RES LTD 380 29 0.01%
442 ISHARES TR 266 28 0.01%
443 RAYTHEON CO 285 28 0.01%
444 DST SYS INC DEL 300 28 0.01%
445 SEAGATE TECHNOLOGY PLC 500 28 0.01%
446 ISHARES TR 300 28 0.01%
447 Rackspace Hosting 868 28 0.01%
448 POWERSHARES ETF TRUST 760 28 0.01%
449 FIRST SOLAR INC 400 28 0.01%
450 CANADIAN NATL RY CO 480 27 0.01%
Page 9 of 19