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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES MSCI EMERGING MARKETS ETF 119,690 4,908 2.06%
2 SPDR SERIES TRUST 100,360 4,147 1.74%
3 VANGUARD INDEX FDS 58,544 4,134 1.73%
4 SPDR S&P 500 ETF 21,558 4,032 1.69%
5 APPLE COMPUTER INC 7,078 3,799 1.59%
6 ISHARES TR 51,467 3,459 1.45%
7 AT&T INC COM 92,953 3,260 1.37%
8 SPDR SER TR 92,709 2,871 1.20%
9 ISHARES TR 71,465 2,789 1.17%
10 ISHARES RUSSELL 2000 ETF 23,431 2,726 1.14%
11 SELECT SECTOR SPDR TR 121,889 2,723 1.14%
12 ISHARES CORE S&P 500 ETF 14,322 2,695 1.13%
13 VANGUARD FTSE DEVELOPED MARKETS ETF 64,799 2,674 1.12%
14 MATERIALS SELECT SECTOR SPDR FUND 55,220 2,611 1.10%
15 VANGUARD VALUE INDEX FUND 32,749 2,558 1.07%
16 VANGUARD MALVERN FDS 50,516 2,492 1.05%
17 POWERSHARES QQQ TRUST 28,311 2,482 1.04%
18 ADVANCE AUTO PARTS INC 19,377 2,451 1.03%
19 NEWMARKET CORP 6,225 2,433 1.02%
20 ISHARES TR 21,294 2,392 1.00%
21 ISHARES RUSSELL 1000 GROWTH ETF 27,557 2,385 1.00%
22 ALLIANCE RES PARTNER L P 28,148 2,368 0.99%
23 SPDR SERIES TRUST 54,892 2,329 0.98%
24 VANGUARD BD INDEX FD INC 27,951 2,239 0.94%
25 CONOCOPHILLIPS COM 31,690 2,229 0.94%
26 MASTERCARD INCORPORATED 29,648 2,215 0.93%
27 COMPUTER PROGRAMS & SYS INC 33,719 2,178 0.91%
28 ISHARES TR 18,501 2,164 0.91%
29 VARIAN MED SYS INC COM 25,691 2,158 0.91%
30 PRICELINE GRP INC 1,754 2,091 0.88%
31 United Therapeutics Corp 22,236 2,091 0.88%
32 SOUTHWEST AIRLS CO COM 87,500 2,066 0.87%
33 Credit Acceptance Corp 14,445 2,053 0.86%
34 Natus Medical Inc 78,841 2,034 0.85%
35 CUMMINS INC 13,556 2,020 0.85%
36 INTER PARFUMS INC 55,716 2,017 0.85%
37 VANGUARD INTL EQUITY INDEX F 34,186 2,015 0.85%
38 LEAR CORP 24,070 2,015 0.85%
39 FactSet Research Systems Inc 18,647 2,010 0.84%
40 JPMORGAN CHASE & CO 42,489 1,977 0.83%
41 ESTERLINE TECHNOLOGIES CORP 18,432 1,964 0.82%
42 ISHARES TR 20,376 1,953 0.82%
43 Gap Inc/The 48,696 1,951 0.82%
44 RPX CORP 118,106 1,923 0.81%
45 CELGENE CORP COM 13,763 1,921 0.81%
46 OLD DOMINION FREIGHT LINE 33,474 1,899 0.80%
47 ABBVIE INC COM 36,868 1,895 0.80%
48 SALIX PHARMACEUTICALS INC 18,111 1,876 0.79%
49 GENERAL ELECTRIC CO COM 70,461 1,824 0.77%
50 BIOGEN INC 5,699 1,743 0.73%
Page 1 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
451 ISHARES 600 27 0.01%
452 CANADIAN NATL RAILWAY CO 480 27 0.01%
453 EDWARDS LIFESCIENCES CORP 370 27 0.01%
454 DIAGEO P L C 207 26 0.01%
455 VANGUARD INTL EQUITY INDEX F 521 26 0.01%
456 WindStream Corp (win) 3,200 26 0.01%
457 NOKIA CORP 3,600 26 0.01%
458 RSX - Market Vectors Russia ETF 1,078 26 0.01%
459 VANGUARD INTL EQUITY INDEX F 441 26 0.01%
460 VERA BRADLEY INC 920 25 0.01%
461 ALLIANCE DATA SYSTEMS CORP 91 25 0.01%
462 POWERSHARES ETF TR II 810 25 0.01%
463 FIRST TR SR FLG RTE INCM FD 1,700 25 0.01%
464 METLIFE INC 480 25 0.01%
465 NORDSTROM INC 400 25 0.01%
466 Allergan Inc 199 25 0.01%
467 MYRIAD GENETICS INC 728 25 0.01%
468 ISHARES 520 25 0.01%
469 PENNEY J C INC 2,767 24 0.01%
470 SOUTHERN COPPER CORP 837 24 0.01%
471 Trinity Industries Inc 338 24 0.01%
472 SPDR SERIES TRUST 400 24 0.01%
473 National Grid 351 24 0.01%
474 IPG PHOTONICS CORP COM 341 24 0.01%
475 RAYMOND JAMES FINANCIAL INC 435 24 0.01%
476 AKAMAI TECHNOLOGIES INC 400 23 0.01%
477 AK Steel Holding Corp 3,245 23 0.01%
478 YELP INC 300 23 0.01%
479 NORTHEASTUTILITI 500 23 0.01%
480 WISDOMTREE TR INDIA ERNGS FD 1,207 23 0.01%
481 PIMCO CORPORATE & INCOME OPP 1,250 23 0.01%
482 WISDOMTREE TR 476 23 0.01%
483 GABELLI UTIL TR 3,400 23 0.01%
484 CREDIT SUISSE NASSAU BRH 575 23 0.01%
485 VALEANT PHARMACEUTICALS INTE 178 23 0.01%
486 VANGUARD SMALL-CAP VALUE INDEX FUND 219 22 0.01%
487 MSCI Inc 501 22 0.01%
488 VALERO ENERGY CORP NEW COM 416 22 0.01%
489 ENBRIDGE ENERGY PARTNERS L P C 785 22 0.01%
490 VanEck Vectors Agribusiness ET 400 22 0.01%
491 TORO CO COM 353 22 0.01%
492 NIKE INC 300 22 0.01%
493 NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC 1,500 22 0.01%
494 WORTHINGTON INDUSTRIES 569 22 0.01%
495 AUTOZONE INC 41 22 0.01%
496 ANHEUSER BUSCH INBEV SA/NV 200 21 0.01%
497 Hexcel Corp 488 21 0.01%
498 POWERSHS DB US DOLLAR INDEX 1,000 21 0.01%
499 ARRIS GROUP INC COM 750 21 0.01%
500 Market Vectors Etf TRU 910 21 0.01%
Page 10 of 19