| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 1,902,993 | 27,498,000 | 38.89% | ||
| 2 | UBS AG | 609,873 | 8,813,000 | 12.46% | ||
| 3 | WELLS FARGO & COMPANY/MN | 288,005 | 4,162,000 | 5.89% | ||
| 4 | MORGAN STANLEY | 247,033 | 3,570,000 | 5.05% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 235,049 | 3,396,000 | 4.80% | ||
| 6 | Invesco Ltd. | 191,308 | 2,764,000 | 3.91% | ||
| 7 | Raymond James Financial Services Advisors, Inc. | 157,523 | 2,276,000 | 3.22% | ||
| 8 | Trust Asset Management LLC | 153,464 | 2,218,000 | 3.14% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 119,570 | 1,728,000 | 2.44% | ||
| 10 | BOKF, NA | 110,800 | 1,601,000 | 2.26% | ||
| 11 | CREDIT SUISSE AG/ | 108,317 | 1,565,000 | 2.21% | ||
| 12 | LPL Financial LLC | 103,255 | 1,492,000 | 2.11% | ||
| 13 | ROBINSON CAPITAL MANAGEMENT, LLC | 94,620 | 1,367,000 | 1.93% | ||
| 14 | JPMORGAN CHASE & CO | 85,552 | 1,236,000 | 1.75% | ||
| 15 | Absolute Return Capital, LLC | 72,462 | 1,047,000 | 1.48% | ||
| 16 | Gradient Investments LLC | 58,164 | 840,000 | 1.19% | ||
| 17 | Horizon Kinetics LLC | 52,300 | 756,000 | 1.07% | ||
| 18 | MARINER INVESTMENT GROUP LLC | 44,129 | 638,000 | 0.90% | ||
| 19 | CORNERSTONE ADVISORS INC | 43,356 | 626,000 | 0.89% | ||
| 20 | STIFEL FINANCIAL CORP | 38,465 | 556,000 | 0.79% | ||
| 21 | DEUTSCHE BANK AG\ | 33,524 | 484,000 | 0.68% | ||
| 22 | WOLVERINE ASSET MANAGEMENT LLC | 28,350 | 409,000 | 0.58% | ||
| 23 | ROYAL BANK OF CANADA | 22,633 | 328,000 | 0.46% | ||
| 24 | Atria Investments, Inc | 18,269 | 264,000 | 0.37% | ||
| 25 | Janney Montgomery Scott LLC | 14,135 | 204,252 | 0.29% | ||
| 26 | SHUFRO ROSE & CO LLC | 13,200 | 190,000 | 0.27% | ||
| 27 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 11,640 | 168,000 | 0.24% | ||
| 28 | Commonwealth Equity Services, Inc | 11,293 | 163,000 | 0.23% | ||
| 29 | AMERIPRISE FINANCIAL INC | 4,766 | 69,000 | 0.10% | ||
| 30 | Apriem Advisors | 3,500 | 51,000 | 0.07% | ||
| 31 | Cordasco Financial Network | 3,200 | 46,000 | 0.07% | ||
| 32 | WESTPORT RESOURCES MANAGEMENT INC | 3,000 | 43,000 | 0.06% | ||
| 33 | Westchester Capital Management, LLC | 2,772 | 40,000 | 0.06% | ||
| 34 | CITIGROUP INC | 1,921 | 27,000 | 0.04% | ||
| 35 | Regal Investment Advisors LLC | 1,700 | 25,000 | 0.04% | ||
| 36 | ALLIANCEBERNSTEIN L.P. | 1,200 | 17,000 | 0.02% | ||
| 37 | US BANCORP \DE\ | 1,000 | 14,000 | 0.02% | ||
| 38 | Tower Research Capital LLC (TRC) | 462 | 7,000 | 0.01% | ||
| 39 | BESSEMER GROUP INC | 500 | 7,000 | 0.01% | ||
| 40 | BNP PARIBAS FINANCIAL MARKETS | 300 | 4,206 | 0.01% | ||
| 41 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 175 | 3,000 | 0.00% | ||
| 42 | BARCLAYS PLC | 67 | 1,000 | 0.00% | ||
| 43 | AMERICAN INTERNATIONAL GROUP, INC. | 22 | 318 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
