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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 119,690 4,908 2.06%
2 SPDR SERIES TRUST 100,360 4,147 1.74%
3 VANGUARD INDEX FDS 58,544 4,134 1.73%
4 SPDR S&P 500 ETF TR 21,558 4,032 1.69%
5 APPLE COMPUTER INC 7,078 3,799 1.59%
6 ISHARES TR 51,467 3,459 1.45%
7 AT&T INC 92,953 3,260 1.37%
8 SPDR SER TR 92,709 2,871 1.20%
9 ISHARES TR 71,465 2,789 1.17%
10 ISHARES TR 23,431 2,726 1.14%
11 SELECT SECTOR SPDR TR 121,889 2,723 1.14%
12 ISHARES TR 14,322 2,695 1.13%
13 VANGUARD TAX-MANAGED FDS 64,799 2,674 1.12%
14 SELECT SECTOR SPDR TR 55,220 2,611 1.10%
15 VANGUARD INDEX FDS 32,749 2,558 1.07%
16 VANGUARD MALVERN FDS 50,516 2,492 1.05%
17 POWERSHARES QQQ TRUST 28,311 2,482 1.04%
18 ADVANCE AUTO PARTS INC 19,377 2,451 1.03%
19 NEWMARKET CORP 6,225 2,433 1.02%
20 ISHARES RUSSELL 3000 ETF 21,294 2,392 1.00%
21 ISHARES TR 27,557 2,385 1.00%
22 ALLIANCE RES PARTNER L P 28,148 2,368 0.99%
23 SPDR SERIES TRUST 54,892 2,329 0.98%
24 VANGUARD BD INDEX FDS 27,951 2,239 0.94%
25 CONOCOPHILLIPS 31,690 2,229 0.94%
26 MASTERCARD INCORPORATED 29,648 2,215 0.93%
27 COMPUTER PROGRAMS & SYS INC COM 33,719 2,178 0.91%
28 ISHARES TR 18,501 2,164 0.91%
29 VARIAN MED SYS INC 25,691 2,158 0.91%
30 PRICELINE GRP INC 1,754 2,091 0.88%
31 UNITED THERAPEUTICS CORP DEL 22,236 2,091 0.88%
32 SOUTHWEST AIRLS CO 87,500 2,066 0.87%
33 CREDIT ACCEP CORP MICH 14,445 2,053 0.86%
34 NATUS MEDICAL INC. 78,841 2,034 0.85%
35 CUMMINS INC 13,556 2,020 0.85%
36 INTER PARFUMS INC COM 55,716 2,017 0.85%
37 VANGUARD INTL EQUITY INDEX F 34,186 2,015 0.85%
38 LEAR CORP 24,070 2,015 0.85%
39 FACTSET RESH SYS INC 18,647 2,010 0.84%
40 JPMORGAN CHASE & CO 42,489 1,977 0.83%
41 ESTERLINE TECHNOLOGIES CORP 18,432 1,964 0.82%
42 ISHARES TR 3YRTB ETF 20,376 1,953 0.82%
43 GAP 48,696 1,951 0.82%
44 RPX CORP 118,106 1,923 0.81%
45 CELGENE CORP 13,763 1,921 0.81%
46 OLD DOMINION FREIGHT LINE IN 33,474 1,899 0.80%
47 ABBVIE INC 36,868 1,895 0.80%
48 SALIX PHARMACEUTICALS INC 18,111 1,876 0.79%
49 GENERAL ELECTRIC CO 70,461 1,824 0.77%
50 BIOGEN INC 5,699 1,743 0.73%
Page 1 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
201 Acxiom Corp 200 7 0.00%
202 MONDELEZ INTL INC 214 7 0.00%
203 ADOBE INC 100 7 0.00%
204 ISHARES TR 194 7 0.00%
205 GENERAL MTRS CO 294 7 0.00%
206 ATLANTIC PWR CORP 2,335 7 0.00%
207 TEMPLETON EMERGING COM 477 7 0.00%
208 VIAD CORP 294 7 0.00%
209 QUALITY SYS INC 400 7 0.00%
210 GLADSTONE INVT CORP 800 7 0.00%
211 INVESCO SR INCOME TR 1,372 7 0.00%
212 REYNOLDS AMERICAN INC 132 7 0.00%
213 INSYS THERAPEUTICS INC NEW COM NEW 180 7 0.00%
214 MARATHON OIL CORP 202 7 0.00%
215 Van Eck 246 7 0.00%
216 NATIONAL HEALTH INVS INC 119 7 0.00%
217 Syntel Inc Com 75 7 0.00%
218 NEOGEN CORP COM 165 7 0.00%
219 NETGEAR INC 200 7 0.00%
220 WISDOMTREE TR 100 7 0.00%
221 WISDOMTREE TR 100 7 0.00%
222 CABELAS INC 100 7 0.00%
223 DEUTSCHE BK AG LDN BRH 500 7 0.00%
224 NUVEEN PFD INCOME OPPORTUN 830 8 0.00%
225 BED BATH & BEYOND INC 120 8 0.00%
226 CAPITAL ONE FINL CORP 99 8 0.00%
227 FORWARD AIR CORP COM 180 8 0.00%
228 Inland Real Estate Corp 750 8 0.00%
229 KELLOGG CO 120 8 0.00%
230 MATTEL INC 200 8 0.00%
231 MICRON TECHNOLOGY INC 350 8 0.00%
232 NUVEEN PREFERRED SECURITIES 950 8 0.00%
233 On Assignment Inc 200 8 0.00%
234 POPEYES LA KITCHEN INC 200 8 0.00%
235 PRUDENTIAL FINL INC 100 8 0.00%
236 SOUTH JERSEY INDS INC COM 150 8 0.00%
237 STAMPS COM INC COM NEW 237 8 0.00%
238 SPDR INDEX SHS FDS 114 8 0.00%
239 TABLEAU SOFTWARE INC 100 8 0.00%
240 THERMO FISHER SCIENTIFIC INC 70 8 0.00%
241 WESTERN GAS PARTNERS LP 126 8 0.00%
242 WISDOMTREE TR 100 8 0.00%
243 HANCOCK JOHN PFD INCOME FD I 500 9 0.00%
244 ALPS ETF TR 300 9 0.00%
245 FIDUCIARY CLAYMORE MLP OPP F 335 9 0.00%
246 ISHARES 292 9 0.00%
247 NUVEEN REAL ESTATE INCOME FD 800 9 0.00%
248 Howard Bancorp Inc 780 9 0.00%
249 BUCKLE INC 200 9 0.00%
250 XCEL ENERGY INC 300 9 0.00%
Page 5 of 19