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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Original 13F HR (0001606587-15-000138) filed in 2015.04.30
#
Name
Shares
Value ($)
%
Options
Notes
1 JDS UNIPHASE CORP COM PAR $0.001 256 3 0.00%
2 REVOLUTION LIGHTING TECHNOLO COM 500 1 0.00%
3 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 790 6 0.00%
4 FRONTLINE LTD ORD 760 2 0.00%
5 PEABODY ENERGY CORP 2,995 15 0.00%
6 VANECK VECTORS STEEL ETF 225 7 0.00%
7 3-D SYS CORP DEL 291 8 0.00%
8 3M CO 6,292 1,038 0.26%
9 ABB LTD 12,726 269 0.07%
10 ABBOTT LABS 71,895 3,331 0.82%
11 ABBVIE INC 51,743 3,029 0.75%
12 ABM INDS INC 200 6 0.00%
13 ACCENTURE PLC IRELAND 874 82 0.02%
14 ACCURAY INCORPORATED COM 125 1 0.00%
15 ACTIVISION BLIZZARD INC 265 6 0.00%
16 ACUITY BRANDS INC 50 8 0.00%
17 ADAMS DIVERSIFIED EQUITY FD 1,470 21 0.01%
18 ADOBE INC 100 7 0.00%
19 ADVANCE AUTO PARTS INC 38 6 0.00%
20 ADVENT CLAY CONV SEC INCORPORATED FD II 1,780 12 0.00%
21 ADVENT CLAYMORE CV SECS & INCORPORATED 300 5 0.00%
22 ADVENT CLAYMORE ENH GRW & IN 325 3 0.00%
23 ADVISORSHARES MORGAN CREEK GLOBAL TACTICAL ETF 2,541 65 0.02%
24 ADVISORSHARES TRUST NEWFLT MULSINC ETF 1,280 63 0.02%
25 AEGON N V 229 2 0.00%
26 AETNA INC NEW 77 8 0.00%
27 AFLAC INC 13,997 896 0.22%
28 AIR METHODS CORP 298 14 0.00%
29 AIR PRODS & CHEMS INC 1,821 275 0.07%
30 AK STL HLDG CORP 3,245 15 0.00%
31 AKAMAI TECHNOLOGIES INC 350 25 0.01%
32 ALEXION PHARMACEUTIC 200 35 0.01%
33 ALIBABA GROUP HLDG LTD 1,350 112 0.03%
34 ALLETE INC COM NEW 200 11 0.00%
35 ALLIANCE RES PARTNER L P 5,235 175 0.04%
36 ALLIANCEBERNSTEIN GLOBAL HIG 1,404 18 0.00%
37 ALLIANT ENERGY CORP 105 7 0.00%
38 ALLIANZGI CONV INCOME FD I 2,362 20 0.00%
39 ALLIANZGI CONV & INCOME FD 1,900 17 0.00%
40 ALLSTATE CORP 86 6 0.00%
41 ALPINE TOTAL DYNAMIC DIVID F 1,415 13 0.00%
42 ALPS ETF TR 92,745 1,537 0.38%
43 ALPS ETF TR 57 2 0.00%
44 ALTRIA GROUP INC 59,921 2,997 0.74%
45 AMAZON COM INC 50 19 0.00%
46 AMBARELLA INC 450 34 0.01%
47 AMBEV SA 36,956 213 0.05%
48 AMEREN CORP 2,400 101 0.02%
49 AMERICAN AIRLS GROUP INC 450 24 0.01%
50 AMERICAN ELEC PWR INC 9,900 557 0.14%
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