| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 3,755,254 | 25,235,000 | 40.01% | ||
| 2 | JPMORGAN CHASE & CO | 810,334 | 5,445,000 | 8.63% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 738,542 | 4,963,000 | 7.87% | ||
| 4 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 548,650 | 3,687,000 | 5.85% | ||
| 5 | UBS Group AG | 474,669 | 3,190,000 | 5.06% | ||
| 6 | WOLVERINE ASSET MANAGEMENT LLC | 390,581 | 2,624,000 | 4.16% | ||
| 7 | Invesco Ltd. | 300,751 | 2,021,000 | 3.20% | ||
| 8 | LPL Financial LLC | 294,463 | 1,970,000 | 3.12% | ||
| 9 | AQR ARBITRAGE LLC | 274,515 | 1,845,000 | 2.93% | ||
| 10 | Curi Capital, LLC | 221,711 | 1,490,000 | 2.36% | ||
| 11 | CLOUGH CAPITAL PARTNERS L P | 214,000 | 1,438,000 | 2.28% | ||
| 12 | MORGAN STANLEY | 199,083 | 1,338,000 | 2.12% | ||
| 13 | Shaker Financial Services, LLC | 152,208 | 1,023,000 | 1.62% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 132,661 | 891,000 | 1.41% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 126,425 | 850,000 | 1.35% | ||
| 16 | ROYAL BANK OF CANADA | 88,210 | 593,000 | 0.94% | ||
| 17 | WELLS FARGO & COMPANY/MN | 80,541 | 541,000 | 0.86% | ||
| 18 | DOLIVER ADVISORS, LP | 77,838 | 523,000 | 0.83% | ||
| 19 | Arete Wealth Advisors, LLC | 65,230 | 437,000 | 0.69% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 64,230 | 432,000 | 0.68% | ||
| 21 | SG Americas Securities, LLC | 56,493 | 380,000 | 0.60% | ||
| 22 | Round Table Services, LLC | 53,600 | 360,000 | 0.57% | ||
| 23 | 1607 Capital Partners, LLC | 44,376 | 298,000 | 0.47% | ||
| 24 | STEEL GROVE CAPITAL ADVISORS, LLC | 43,054 | 289,000 | 0.46% | ||
| 25 | GUGGENHEIM CAPITAL LLC | 36,806 | 247,000 | 0.39% | ||
| 26 | SIT INVESTMENT ASSOCIATES INC | 35,000 | 235,000 | 0.37% | ||
| 27 | IFC Holdings Incorporated/FL | 20,365 | 137,000 | 0.22% | ||
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 19,700 | 132,384 | 0.21% | ||
| 29 | SHEPHERD KAPLAN KROCHUK, LLC | 19,630 | 132,000 | 0.21% | ||
| 30 | GEODE CAPITAL MANAGEMENT, LLC | 19,489 | 130,000 | 0.21% | PRN | |
| 31 | OPPENHEIMER & CO INC | 11,348 | 76,000 | 0.12% | ||
| 32 | US BANCORP \DE\ | 9,400 | 63,000 | 0.10% | ||
| 33 | PANAGORA ASSET MANAGEMENT INC | 3,484 | 23,000 | 0.04% | ||
| 34 | CITIGROUP INC | 1,780 | 12,000 | 0.02% | ||
| 35 | Regal Investment Advisors LLC | 1,780 | 12,000 | 0.02% | ||
| 36 | MUFG Americas Holdings Corp | 567 | 4,000 | 0.01% | ||
| 37 | BENJAMIN F. EDWARDS & COMPANY, INC. | 592 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
