| 1 |
Advisors Asset Management, Inc. |
748,645 |
7,052,000 |
23.86% |
|
|
| 2 |
DEUTSCHE BANK AG\ |
449,740 |
4,235,000 |
14.33% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
391,499 |
3,688,000 |
12.48% |
|
|
| 4 |
MORGAN STANLEY |
360,492 |
3,396,000 |
11.49% |
|
|
| 5 |
Bulldog Investors, LLP |
185,609 |
1,748,000 |
5.91% |
|
|
| 6 |
CORNERSTONE ADVISORS INC |
150,741 |
1,420,000 |
4.80% |
|
|
| 7 |
WOLVERINE ASSET MANAGEMENT LLC |
125,189 |
1,179,000 |
3.99% |
|
|
| 8 |
Ionic Capital Management LLC |
107,493 |
1,013,000 |
3.43% |
|
|
| 9 |
RAYMOND JAMES & ASSOCIATES |
84,552 |
796,000 |
2.69% |
|
|
| 10 |
AQR ARBITRAGE LLC |
69,871 |
658,000 |
2.23% |
|
|
| 11 |
SG Americas Securities, LLC |
69,102 |
651,000 |
2.20% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
64,454 |
607,000 |
2.05% |
|
|
| 13 |
Thomas J. Herzfeld Advisors, Inc. |
64,008 |
603,000 |
2.04% |
|
|
| 14 |
WELLS FARGO & COMPANY/MN |
52,313 |
493,000 |
1.67% |
|
|
| 15 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
52,255 |
492,000 |
1.66% |
|
|
| 16 |
Gramercy Funds Management LLC |
50,800 |
479,000 |
1.62% |
|
|
| 17 |
DOLIVER ADVISORS, LP |
18,395 |
173,000 |
0.59% |
|
|
| 18 |
Argentus Capital Management, LLC |
15,694 |
148,000 |
0.50% |
|
|
| 19 |
SUSQUEHANNA TRUST & INVESTMENT CO |
15,570 |
147,000 |
0.50% |
|
|
| 20 |
SHEPHERD KAPLAN KROCHUK, LLC |
14,200 |
134,000 |
0.45% |
|
|
| 21 |
AMERICAN INTERNATIONAL GROUP, INC. |
12,100 |
113,982 |
0.39% |
|
|
| 22 |
GUGGENHEIM CAPITAL LLC |
11,825 |
111,000 |
0.38% |
|
|
| 23 |
LPL Financial LLC |
10,336 |
97,000 |
0.33% |
|
|
| 24 |
Formidable Asset Management, LLC |
3,250 |
31,000 |
0.10% |
|
|
| 25 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,560 |
24,000 |
0.08% |
|
|
| 26 |
ROYAL BANK OF CANADA |
2,399 |
23,000 |
0.08% |
|
|
| 27 |
PANAGORA ASSET MANAGEMENT INC |
2,456 |
23,000 |
0.08% |
|
|
| 28 |
UBS Group AG |
1,391 |
13,000 |
0.04% |
|
|
| 29 |
Regal Investment Advisors LLC |
325 |
3,000 |
0.01% |
|
|
| 30 |
MANAGED ACCOUNT ADVISORS LLC |
58 |
1,000 |
0.00% |
|
|
| 31 |
MUFG Americas Holdings Corp |
63 |
1,000 |
0.00% |
|
|
| 32 |
CITIGROUP INC |
20 |
0 |
0.00% |
|
|
