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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 244 holdings with a total value of $369,191,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 ISHARES TR 8,014 1,126,000 0.30%
152 PEPSICO INC 11,093 1,137,000 0.31%
153 AMERICAN ELEC PWR INC 17,148 1,139,000 0.31%
154 VANGUARD WHITEHALL FDS INC 14,999 1,154,000 0.31%
155 VANGUARD MALVERN FDS 23,799 1,169,000 0.32%
156 CLOROX CO DEL 9,370 1,181,000 0.32%
157 FIRST TR EXCHANGE TRADED FD 54,234 1,186,000 0.32%
158 POWERSHARES QQQ TRUST 11,053 1,207,000 0.33%
159 ISHARES TR 27,422 1,243,000 0.34%
160 VANGUARD INDEX FDS 10,299 1,249,000 0.34%
161 3M CO 7,611 1,268,000 0.34%
162 VERIZON COMMUNICATIONS INC 23,771 1,286,000 0.35%
163 COCA COLA CO 30,202 1,401,000 0.38%
164 VANGUARD INDEX FDS 14,364 1,440,000 0.39%
165 VANGUARD INDEX FDS 17,050 1,485,000 0.40%
166 FIRST TR EXCHANGE TRADED FD 86,967 1,491,000 0.40%
167 EXXON MOBIL CORP 17,921 1,498,000 0.41%
168 FIRST TR EXCHANGE TRADED FD 70,291 1,519,000 0.41%
169 SPDR SERIES TRUST 44,643 1,529,000 0.41%
170 NUSTAR ENERGY LP 41,475 1,676,000 0.45% PRN
171 SPDR SER TR 70,619 1,823,000 0.49%
172 FIRST TR EXCHANGE TRADED FD 29,823 2,037,000 0.55%
173 EMERSON ELEC CO 38,889 2,115,000 0.57%
174 ISHARES TR 21,204 2,116,000 0.57%
175 ISHARES TR 39,506 2,158,000 0.58%
176 SPDR SERIES TRUST 48,394 2,181,000 0.59%
177 ISHARES TR 43,716 2,204,000 0.60%
178 ISHARES TR 59,141 2,333,000 0.63%
179 VANGUARD INDEX FDS 28,561 2,353,000 0.64%
180 FIRST TR EXCHANGE TRADED FD 88,409 2,379,000 0.64%
181 FIRST TR EXCHANGE TRADED FD 68,196 2,399,000 0.65%
182 ISHARES TR 22,356 2,448,000 0.66%
183 POLARIS INDS INC 26,146 2,575,000 0.70%
184 CONOCOPHILLIPS 64,135 2,583,000 0.70%
185 VANGUARD BD INDEX FDS 32,087 2,587,000 0.70%
186 JOHNSON & JOHNSON 23,922 2,588,000 0.70%
187 VANGUARD SPECIALIZED FUNDS 31,931 2,594,000 0.70%
188 PROCTER AND GAMBLE CO 32,041 2,637,000 0.71%
189 VANGUARD WHITEHALL FDS 38,385 2,650,000 0.72%
190 DUKE ENERGY CORP NEW 33,390 2,694,000 0.73%
191 ISHARES TR 23,612 2,707,000 0.73%
192 SPDR S&P MIDCAP 400 ETF TR 10,480 2,753,000 0.75%
193 RALPH LAUREN CORP 28,693 2,762,000 0.75%
194 ISHARES TR 24,544 2,763,000 0.75%
195 GAP 94,279 2,772,000 0.75%
196 FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF 60,196 2,776,000 0.75%
197 MONSANTO CO NEW 32,353 2,839,000 0.77%
198 SPDR GOLD TR 24,700 2,906,000 0.79%
199 ANIXTER INTL INC 57,045 2,973,000 0.81%
200 ISHARES TR 26,866 3,000,000 0.81%
Page 4 of 5

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001606587-16-000639, filed 2016.05.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.