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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 73 Institutional holders with a total value of $306,460,344.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 4,280,517 73,369,000 23.94%
2 WELLS FARGO & COMPANY/MN 3,015,441 51,685,000 16.87%
3 LPL Financial LLC 2,672,270 44,520,000 14.53%
4 UBS Group AG 1,393,189 23,879,000 7.79%
5 Raymond James Financial Services Advisors, Inc. 798,202 13,681,000 4.46%
6 ROYAL BANK OF CANADA 531,182 9,105,000 2.97%
7 BANK OF AMERICA CORP /DE/ 494,661 8,478,000 2.77%
8 BAIRD FINANCIAL GROUP, INC. 350,094 6,001,000 1.96%
9 Orion Porfolio Solutions, LLC 313,000 5,365,000 1.75%
10 BB&T SECURITIES, LLC 309,301 5,301,000 1.73%
11 AMERIPRISE FINANCIAL INC 283,727 4,863,000 1.59%
12 MSI Financial Services Inc 268,169 4,596,000 1.50%
13 JANE STREET GROUP, LLC 218,290 3,741,000 1.22%
14 RAYMOND JAMES & ASSOCIATES 212,046 3,634,000 1.19%
15 HL FINANCIAL SERVICES LLC 185,318 3,176,000 1.04%
16 GOLDMAN SACHS GROUP INC 180,781 3,099,000 1.01%
17 CITADEL ADVISORS LLC 170,124 2,911,000 0.95%
18 STIFEL FINANCIAL CORP 157,257 2,695,000 0.88%
19 Commonwealth Equity Services, Inc 131,768 2,259,000 0.74%
20 IFP ADVISORS, INC 120,636 2,068,000 0.67%
21 AMERICAN INTERNATIONAL GROUP, INC. 120,147 2,060,000 0.67%
22 D.A. DAVIDSON & CO. 109,089 1,869,000 0.61%
23 SNOWDEN CAPITAL ADVISORS LLC 101,362 1,737,345 0.57%
24 First Heartland Consultants, Inc. 93,467 1,602,000 0.52%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 92,217 1,576,000 0.51%
26 Regal Investment Advisors LLC 86,967 1,491,000 0.49%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 80,537 1,378,000 0.45%
28 Cambridge Investment Research Advisors, Inc. 77,508 1,328,000 0.43%
29 Transamerica Financial Advisors, LLC 71,200 1,221,000 0.40%
30 SNS Financial Group, LLC 60,705 1,040,000 0.34%
31 IFC Holdings Incorporated/FL 59,806 1,014,000 0.33%
32 Janney Montgomery Scott LLC 52,401 898,000 0.29%
33 Cetera Advisors LLC 50,661 871,000 0.28%
34 CITIGROUP INC 48,456 829,000 0.27%
35 OLD MISSION CAPITAL LLC 46,762 802,000 0.26%
36 HEFTY WEALTH PARTNERS 45,013 771,000 0.25%
37 Virtu Financial LLC 43,340 742,000 0.24%
38 WEDBUSH SECURITIES INC 41,628 714,000 0.23%
39 ATWOOD & PALMER INC 41,575 713,000 0.23%
40 Sigma Planning Corp 36,112 619,000 0.20%
41 ADVANTAGE INVESTMENT MANAGEMENT, LLC 32,810 562,000 0.18%
42 Cetera Advisor Networks LLC 29,631 508,000 0.17%
43 Virtu KCG Holdings LLC 28,572 490,000 0.16%
44 GIRARD SECURITIES, INC. 26,581 458,000 0.15%
45 NewEdge Advisors, LLC 24,191 420,000 0.14%
46 GENEOS WEALTH MANAGEMENT INC. 24,545 416,000 0.14%
47 Dynamic Advisor Solutions LLC 23,694 406,000 0.13%
48 SG Americas Securities, LLC 22,033 378,000 0.12%
49 WFG Advisors, LP 21,478 368,000 0.12%
50 INVESTMENT CENTERS OF AMERICA INC 20,931 358,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.