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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 67 Institutional holders with a total value of $204,669,519.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NewSquare Capital LLC 576,702 25,992,000 12.70%
2 Prospera Financial Services Inc 484,935 21,856,000 10.68%
3 MORGAN STANLEY 471,256 21,240,000 10.38%
4 Transamerica Financial Advisors, LLC 461,236 20,788,000 10.16%
5 Charles Schwab Investment Advisory, Inc. 407,548 18,368,000 8.97%
6 BANK OF AMERICA CORP /DE/ 287,383 12,953,000 6.33%
7 LPL Financial LLC 245,204 10,946,000 5.35%
8 STATE STREET CORP 222,397 10,021,000 4.90%
9 CWM, LLC 188,519 8,497,000 4.15%
10 Steinberg Global Asset Management 172,911 7,793,000 3.81%
11 UBS Group AG 139,575 6,291,000 3.07%
12 Raymond James Financial Services Advisors, Inc. 87,511 3,944,000 1.93%
13 RAYMOND JAMES & ASSOCIATES 81,235 3,661,000 1.79%
14 JANE STREET GROUP, LLC 53,644 2,418,000 1.18%
15 AMERIPRISE FINANCIAL INC 53,220 2,401,000 1.17%
16 ROYAL BANK OF CANADA 49,250 2,219,000 1.08%
17 Regal Investment Advisors LLC 48,394 2,181,000 1.07%
18 STIFEL FINANCIAL CORP 37,688 1,698,000 0.83%
19 ADVANTAGE INVESTMENT MANAGEMENT, LLC 36,652 1,652,000 0.81%
20 CITIGROUP INC 32,661 1,472,000 0.72%
21 American Research & Management Co. 31,825 1,434,000 0.70%
22 NEXT Financial Group, Inc 30,251 1,363,000 0.67%
23 BAIRD FINANCIAL GROUP, INC. 27,697 1,248,000 0.61%
24 VOYA FINANCIAL ADVISORS, INC. 22,207 1,001,000 0.49%
25 FIRST TRUST ADVISORS LP 19,020 857,000 0.42%
26 Commonwealth Equity Services, Inc 18,971 855,000 0.42%
27 SUNTRUST BANKS INC 18,946 838,000 0.41%
28 OPTIMUM INVESTMENT ADVISORS 18,295 825,000 0.40%
29 PNC FINANCIAL SERVICES GROUP, INC. 16,505 743,000 0.36%
30 Windsor Capital Management, LLC 14,351 646,000 0.32%
31 INVESTMENT PARTNERS, LTD. 14,211 635,000 0.31%
32 VSR Financial Services, Inc. 13,918 627,000 0.31%
33 SignalPoint Asset Management, LLC 12,155 548,000 0.27%
34 Confluence Wealth Management LLC 11,994 541,000 0.26%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,937 538,000 0.26%
36 AMERICAN INTERNATIONAL GROUP, INC. 9,569 431,000 0.21%
37 First Allied Advisory Services, Inc. 9,505 431,000 0.21%
38 BANK OF MONTREAL /CAN/ 8,213 370,000 0.18%
39 North Star Investment Management Corp. 8,101 365,000 0.18%
40 Cambridge Investment Research Advisors, Inc. 7,937 358,000 0.17%
41 MSI Financial Services Inc 7,662 345,000 0.17%
42 USCA RIA LLC 14,603 324,000 0.16%
43 GFS Advisors, LLC 14,603 324,000 0.16%
44 Cetera Advisor Networks LLC 6,607 299,000 0.15%
45 HBK Sorce Advisory LLC 5,490 247,000 0.12%
46 Affiance Financial, LLC 5,236 236,000 0.12%
47 WESTPORT RESOURCES MANAGEMENT INC 5,073 229,000 0.11%
48 Chevy Chase Trust Holdings, LLC 5,065 229,000 0.11%
49 ENVESTNET ASSET MANAGEMENT INC 4,747 214,000 0.10%
50 Winslow, Evans & Crocker, Inc. 4,560 205,519 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.