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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 126 Institutional holders with a total value of $1,922,004,687.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 19,821,919 428,351,000 22.29%
2 LPL Financial LLC 14,383,690 305,797,000 15.91%
3 WELLS FARGO & COMPANY/MN 10,461,605 226,075,000 11.76%
4 UBS Group AG 6,783,981 146,602,000 7.63%
5 BANK OF AMERICA CORP /DE/ 5,586,293 120,720,000 6.28%
6 Raymond James Financial Services Advisors, Inc. 5,005,395 108,167,000 5.63%
7 ROYAL BANK OF CANADA 2,316,592 50,062,000 2.60%
8 RAYMOND JAMES & ASSOCIATES 2,278,226 49,233,000 2.56%
9 AMERIPRISE FINANCIAL INC 1,661,402 35,796,000 1.86%
10 Stratos Wealth Partners, LTD. 1,371,595 29,640,000 1.54%
11 STIFEL FINANCIAL CORP 1,344,688 29,058,000 1.51%
12 Simply Money Advisors 1,327,773 28,693,000 1.49%
13 Prospera Financial Services Inc 1,245,353 26,939,000 1.40%
14 Cambridge Investment Research Advisors, Inc. 1,059,443 22,895,000 1.19%
15 MSI Financial Services Inc 771,839 16,679,000 0.87%
16 Commonwealth Equity Services, Inc 704,030 15,214,000 0.79%
17 JPMORGAN CHASE & CO 662,436 14,315,000 0.74%
18 CITIGROUP INC 642,922 13,894,000 0.72%
19 AMERICAN INTERNATIONAL GROUP, INC. 630,911 13,634,000 0.71%
20 TOMPKINS FINANCIAL CORP 563,195 12,170,000 0.63%
21 BB&T SECURITIES, LLC 501,718 10,842,000 0.56%
22 ADVANTAGE INVESTMENT MANAGEMENT, LLC 491,117 10,613,000 0.55%
23 Cetera Advisor Networks LLC 464,844 10,056,000 0.52%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 421,435 9,053,000 0.47%
25 D.A. DAVIDSON & CO. 403,515 8,719,000 0.45%
26 HL FINANCIAL SERVICES LLC 384,507 8,309,000 0.43%
27 IFC Holdings Incorporated/FL 376,403 8,152,000 0.42%
28 SANDERS MORRIS HARRIS INC/FA 351,145 7,588,000 0.39%
29 BAIRD FINANCIAL GROUP, INC. 338,786 7,321,000 0.38%
30 IFP ADVISORS, INC 320,626 6,929,000 0.36%
31 First Allied Advisory Services, Inc. 315,536 6,812,000 0.35%
32 Cetera Advisors LLC 307,714 6,639,000 0.35%
33 Janney Montgomery Scott LLC 290,281 6,273,000 0.33%
34 AVIANCE CAPITAL MANAGEMENT, LLC 279,332 6,036,000 0.31%
35 SMITH HAYES Advisers, Inc 267,103 5,772,000 0.30%
36 Private Advisor Group, LLC 264,948 5,765,000 0.30%
37 McKinley Carter Wealth Services, Inc. 241,347 5,216,000 0.27%
38 First Heartland Consultants, Inc. 227,491 4,916,000 0.26%
39 NATIONAL PLANNING CORP 210,664 4,576,000 0.24%
40 CITADEL ADVISORS LLC 205,138 4,433,000 0.23%
41 WFG Advisors, LP 182,407 3,942,000 0.21%
42 ENVESTNET ASSET MANAGEMENT INC 163,515 3,534,000 0.18%
43 TRUSTMARK BANK TRUST DEPARTMENT 147,929 3,197,000 0.17%
44 GENEOS WEALTH MANAGEMENT INC. 142,009 3,074,000 0.16%
45 SNOWDEN CAPITAL ADVISORS LLC 140,534 3,036,949 0.16%
46 SNS Financial Group, LLC 137,125 2,963,000 0.15%
47 DAVENPORT & Co LLC 119,771 2,588,251 0.13%
48 BENJAMIN F. EDWARDS & COMPANY, INC. 118,695 2,565,000 0.13%
49 Moors & Cabot, Inc. 110,091 2,378,000 0.12%
50 Frontier Wealth Management LLC 109,418 2,365,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.