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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 161 Institutional holders with a total value of $2,096,446,162.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 10,048,688 686,225,000 32.73%
2 BANK OF AMERICA CORP /DE/ 5,091,845 347,722,000 16.59%
3 MORGAN STANLEY 3,741,622 255,516,000 12.19%
4 WELLS FARGO & COMPANY/MN 3,137,775 214,279,000 10.22%
5 UBS Group AG 1,173,862 80,163,000 3.82%
6 LPL Financial LLC 738,577 50,208,000 2.39%
7 RAYMOND JAMES & ASSOCIATES 561,581 38,350,000 1.83%
8 Raymond James Financial Services Advisors, Inc. 510,609 34,870,000 1.66%
9 CITIGROUP INC 506,931 34,618,000 1.65%
10 GOLDMAN SACHS GROUP INC 437,194 29,856,000 1.42%
11 ROYAL BANK OF CANADA 344,704 23,541,000 1.12%
12 UNITED CAPITAL FINANCIAL ADVISORS, LLC 310,568 21,209,000 1.01%
13 AMERIPRISE FINANCIAL INC 260,969 17,787,000 0.85%
14 STIFEL FINANCIAL CORP 193,050 13,022,000 0.62%
15 Janney Montgomery Scott LLC 187,459 12,802,000 0.61%
16 Archford Capital Strategies, LLC 11,396 11,395,449 0.54%
17 Hoxton Financial, Inc. 162,436 11,093,000 0.53%
18 MURPHY CAPITAL MANAGEMENT INC 155,009 10,585,000 0.50%
19 ENVESTNET ASSET MANAGEMENT INC 108,541 7,412,000 0.35%
20 SANDERS MORRIS HARRIS INC/FA 106,389 7,264,000 0.35%
21 BAIRD FINANCIAL GROUP, INC. 89,202 6,092,000 0.29%
22 BANQUE PICTET & CIE SA 85,198 5,818,000 0.28%
23 IMA Advisory Services, Inc. 85,653 5,717,000 0.27% SH
24 SUNTRUST BANKS INC 79,064 5,398,000 0.26%
25 Commonwealth Equity Services, Inc 75,753 5,173,000 0.25%
26 Transamerica Financial Advisors, LLC 75,393 5,149,000 0.25%
27 Beaumont Financial Partners, LLC 73,736 4,925,000 0.23%
28 BENJAMIN F. EDWARDS & COMPANY, INC. 68,512 4,679,000 0.22%
29 HL FINANCIAL SERVICES LLC 65,989 4,506,000 0.21%
30 BB&T SECURITIES, LLC 64,403 4,398,000 0.21%
31 MOORE CAPITAL MANAGEMENT, LP 63,000 4,302,000 0.21%
32 JPMORGAN CHASE & CO 62,652 4,279,000 0.20%
33 MSI Financial Services Inc 62,331 4,257,000 0.20%
34 GFS Advisors, LLC 265,102 3,882,000 0.19%
35 USCA RIA LLC 265,102 3,882,000 0.19%
36 New England Investment & Retirement Group, Inc. 56,360 3,849,000 0.18%
37 STEPHENS INC /AR/ 55,682 3,803,000 0.18%
38 OPPENHEIMER & CO INC 54,470 3,720,000 0.18%
39 AMERICAN INTERNATIONAL GROUP, INC. 51,847 3,540,000 0.17%
40 TRUE PRIVATE WEALTH ADVISORS 50,453 3,445,000 0.16%
41 NewSquare Capital LLC 49,998 3,414,000 0.16%
42 First Allied Advisory Services, Inc. 49,949 3,406,000 0.16%
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 47,330 3,232,000 0.15%
44 HighTower Advisors, LLC 45,311 3,094,000 0.15%
45 TOTH FINANCIAL ADVISORY CORP 44,330 3,027,000 0.14%
46 DAVENPORT & Co LLC 40,272 2,750,175 0.13%
47 LifePlan Financial Group, Inc 39,264 2,681,000 0.13%
48 NTV ASSET MANAGEMENT LLC 37,485 2,559,000 0.12%
49 LADENBURG THALMANN FINANCIAL SERVICES INC. 36,370 2,483,000 0.12%
50 WealthTrust Fairport, LLC 36,101 2,465,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.