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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 116 Institutional holders with a total value of $1,580,260,015.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 19,551,511 687,822,000 43.53%
2 MORGAN STANLEY 6,674,601 234,812,000 14.86%
3 WELLS FARGO & COMPANY/MN 4,816,778 169,455,000 10.72%
4 UBS Group AG 1,895,850 66,696,000 4.22%
5 BANK OF AMERICA CORP /DE/ 1,812,471 63,763,000 4.03%
6 RAYMOND JAMES & ASSOCIATES 975,351 34,313,000 2.17%
7 Raymond James Financial Services Advisors, Inc. 891,660 31,368,000 1.98%
8 ROYAL BANK OF CANADA 639,106 22,485,000 1.42%
9 LPL Financial LLC 633,798 21,898,000 1.39%
10 MSI Financial Services Inc 506,789 17,829,000 1.13%
11 Astor Investment Management LLC 437,006 15,374,000 0.97%
12 Janney Montgomery Scott LLC 415,591 14,620,000 0.93%
13 ENVESTNET ASSET MANAGEMENT INC 377,843 13,293,000 0.84%
14 GOLDMAN SACHS GROUP INC 361,211 12,707,000 0.80%
15 STIFEL FINANCIAL CORP 346,525 12,190,000 0.77%
16 Hoxton Financial, Inc. 303,488 10,677,000 0.68%
17 AMERIPRISE FINANCIAL INC 278,975 9,815,000 0.62%
18 CREDIT SUISSE AG/ 223,556 7,865,000 0.50%
19 Beaumont Financial Partners, LLC 222,425 7,825,000 0.50%
20 BAIRD FINANCIAL GROUP, INC. 219,008 7,705,000 0.49%
21 AVIANCE CAPITAL MANAGEMENT, LLC 185,823 6,537,000 0.41%
22 Transamerica Financial Advisors, LLC 148,395 5,221,000 0.33%
23 SUNTRUST BANKS INC 135,006 4,808,000 0.30%
24 BENJAMIN F. EDWARDS & COMPANY, INC. 135,484 4,766,000 0.30%
25 SignalPoint Asset Management, LLC 133,639 4,701,000 0.30%
26 BKS ADVISORS, LLC 124,850 4,392,000 0.28%
27 AMERICAN INTERNATIONAL GROUP, INC. 116,965 4,115,000 0.26%
28 UNITED CAPITAL FINANCIAL ADVISORS, LLC 114,223 4,018,000 0.25%
29 HL FINANCIAL SERVICES LLC 111,236 3,913,000 0.25%
30 BB&T SECURITIES, LLC 108,055 3,801,000 0.24%
31 JPMORGAN CHASE & CO 100,707 3,543,000 0.22%
32 NewSquare Capital LLC 99,170 3,489,000 0.22%
33 LifePlan Financial Group, Inc 79,185 2,786,000 0.18%
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 73,508 2,586,000 0.16%
35 HighTower Advisors, LLC 73,098 2,562,000 0.16%
36 IMA Advisory Services, Inc. 70,237 2,409,000 0.15% SH
37 Regal Investment Advisors LLC 68,196 2,399,000 0.15%
38 CITIGROUP INC 62,552 2,201,000 0.14%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 59,932 2,011,000 0.13%
40 OPPENHEIMER & CO INC 54,011 1,900,000 0.12%
41 D.A. DAVIDSON & CO. 49,009 1,724,000 0.11%
42 STEPHENS INC /AR/ 47,273 1,663,000 0.11%
43 B. Riley Wealth Management, Inc. 47,094 1,656,000 0.10%
44 SII INVESTMENTS INC/WI 45,842 1,612,000 0.10%
45 PNC FINANCIAL SERVICES GROUP, INC. 43,826 1,542,000 0.10%
46 RISK PARADIGM GROUP, LLC 43,765 1,539,652 0.10%
47 ATWOOD & PALMER INC 43,742 1,539,000 0.10%
48 CWM, LLC 42,180 1,484,000 0.09%
49 Commonwealth Equity Services, Inc 39,212 1,379,000 0.09%
50 Cambridge Investment Research Advisors, Inc. 39,110 1,376,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.