| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FIRST TRUST ADVISORS LP | 14,826,960 | 683,819,000 | 35.67% | ||
| 2 | MORGAN STANLEY | 5,591,213 | 257,866,000 | 13.45% | ||
| 3 | WELLS FARGO & COMPANY/MN | 4,220,944 | 194,670,000 | 10.15% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 1,755,540 | 80,965,000 | 4.22% | ||
| 5 | UBS Group AG | 1,578,685 | 72,809,000 | 3.80% | ||
| 6 | LPL Financial LLC | 1,517,138 | 69,925,000 | 3.65% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 1,072,545 | 49,466,000 | 2.58% | ||
| 8 | Raymond James Financial Services Advisors, Inc. | 1,037,976 | 47,871,000 | 2.50% | ||
| 9 | BANK OF MONTREAL /CAN/ | 929,270 | 42,858,000 | 2.24% | ||
| 10 | AMERIPRISE FINANCIAL INC | 767,680 | 35,395,000 | 1.85% | ||
| 11 | MSI Financial Services Inc | 689,204 | 31,786,000 | 1.66% | ||
| 12 | GOLDMAN SACHS GROUP INC | 604,444 | 27,877,000 | 1.45% | ||
| 13 | AVIANCE CAPITAL MANAGEMENT, LLC | 525,356 | 24,230,000 | 1.26% | ||
| 14 | CAVALIER INVESTMENTS, LLC | 419,187 | 19,332,904 | 1.01% | ||
| 15 | Hoxton Financial, Inc. | 394,210 | 18,181,000 | 0.95% | ||
| 16 | ROYAL BANK OF CANADA | 376,882 | 17,381,000 | 0.91% | ||
| 17 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 368,696 | 17,004,000 | 0.89% | ||
| 18 | Janney Montgomery Scott LLC | 337,142 | 15,549,000 | 0.81% | ||
| 19 | STIFEL FINANCIAL CORP | 317,012 | 14,621,000 | 0.76% | ||
| 20 | ENVESTNET ASSET MANAGEMENT INC | 248,241 | 11,449,000 | 0.60% | ||
| 21 | Astor Investment Management LLC | 217,290 | 10,021,000 | 0.52% | ||
| 22 | Commonwealth Equity Services, Inc | 201,980 | 9,315,000 | 0.49% | ||
| 23 | Cerity Partners OCIO LLC | 199,706 | 9,210,000 | 0.48% | ||
| 24 | BAIRD FINANCIAL GROUP, INC. | 173,229 | 7,989,000 | 0.42% | ||
| 25 | Beaumont Financial Partners, LLC | 169,664 | 7,825,000 | 0.41% | ||
| 26 | SII INVESTMENTS INC/WI | 142,219 | 6,555,000 | 0.34% | ||
| 27 | HL FINANCIAL SERVICES LLC | 123,689 | 5,705,000 | 0.30% | ||
| 28 | CITIGROUP INC | 120,930 | 5,577,000 | 0.29% | ||
| 29 | BENJAMIN F. EDWARDS & COMPANY, INC. | 118,966 | 5,487,000 | 0.29% | ||
| 30 | Riggs Asset Managment Co. Inc. | 116,750 | 5,385,000 | 0.28% | ||
| 31 | Transamerica Financial Advisors, LLC | 106,479 | 4,911,000 | 0.26% | ||
| 32 | JPMORGAN CHASE & CO | 83,432 | 3,848,000 | 0.20% | ||
| 33 | AMERICAN INTERNATIONAL GROUP, INC. | 81,172 | 3,744,000 | 0.20% | ||
| 34 | SignalPoint Asset Management, LLC | 76,073 | 3,508,000 | 0.18% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 76,889 | 3,495,000 | 0.18% | ||
| 36 | MILLENNIUM MANAGEMENT LLC | 74,004 | 3,413,000 | 0.18% | ||
| 37 | NewSquare Capital LLC | 71,145 | 3,281,000 | 0.17% | ||
| 38 | SG Americas Securities, LLC | 69,639 | 3,212,000 | 0.17% | ||
| 39 | BB&T SECURITIES, LLC | 69,621 | 3,210,000 | 0.17% | ||
| 40 | Private Advisor Group, LLC | 69,519 | 3,206,000 | 0.17% | ||
| 41 | ADVANTAGE INVESTMENT MANAGEMENT, LLC | 64,171 | 2,960,000 | 0.15% | ||
| 42 | CIBC WORLD MARKET INC. | 60,212 | 2,777,000 | 0.14% | ||
| 43 | Regal Investment Advisors LLC | 60,196 | 2,776,000 | 0.14% | ||
| 44 | VSR Financial Services, Inc. | 58,214 | 2,685,000 | 0.14% | ||
| 45 | First Heartland Consultants, Inc. | 57,389 | 2,647,000 | 0.14% | ||
| 46 | LifePlan Financial Group, Inc | 56,353 | 2,599,000 | 0.14% | ||
| 47 | HighTower Advisors, LLC | 56,329 | 2,596,000 | 0.14% | ||
| 48 | FOUNDERS FINANCIAL SECURITIES LLC | 48,367 | 2,231,000 | 0.12% | ||
| 49 | WESPAC Advisors, LLC | 47,304 | 2,182,000 | 0.11% | ||
| 50 | Jackson Wealth Management, LLC | 44,207 | 2,038,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
