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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001564770-14-000004) filed in 2014.10.20
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 16,006 2,293 0.30%
2 ABBOTT LABS 7,185 294 0.04%
3 ABERDEEN ASIA PACIFIC INCOM 2,778,762 17,451 2.32%
4 ADVENT CLAYMORE CV SECS & IN 464,191 8,745 1.16%
5 AGNICO EAGLE MINES LTD 84,290 3,228 0.43%
6 ALLIANZGI CONV & INCOME FD 577,691 6,118 0.81%
7 ALLIED NEVADA GOLD UTIL 70,110 264 0.04%
8 AMERICAN EXPRESS CO 2,740 260 0.03%
9 ANADARKO PETE CORP 12,052 1,319 0.18%
10 ANNALY CAP MGMT INC 532,045 6,081 0.81%
11 APACHE CORP 10,000 1,006 0.13%
12 APPLE INC 9,106 846 0.11%
13 ARES CAPITAL CORP 83,190 1,486 0.20%
14 AT&T Inc New 146,367 5,176 0.69%
15 AURICO GOLD INC 101,992 434 0.06%
16 AbbVie Inc 7,185 406 0.05%
17 Alliance Bernstein Income Fund 2,882,381 21,676 2.88%
18 Alliance Holdings GP 56,437 3,657 0.49%
19 Alliance Resource LP 4,800 224 0.03%
20 Altria Group, Inc. 5,095 214 0.03%
21 Ameriprise Financial 2,630 316 0.04%
22 BANK AMER CORP 250,901 3,856 0.51%
23 BARNES & NOBLE INC 9,350 213 0.03%
24 BARRICK GOLD CORP 14,220 260 0.03%
25 BED BATH & BEYOND INC 32,075 1,840 0.24%
26 BHP BILLITON LTD 39,000 2,670 0.35%
27 BLACKROCK CR ALLOCATION INCO 936,975 12,883 1.71%
28 BLACKROCK DEBT STRAT FD INC 51,522 211 0.03%
29 BLACKROCK INCOME TRUST 15,448 103 0.01%
30 BLACKROCK MUNI INCOME INV QL 38,303 542 0.07%
31 BLACKROCK MUNICIPAL BONDINVEST 10,705 156 0.02%
32 BLACKROCK MUNICIPAL INCOMEINVE 93,335 1,305 0.17%
33 BLACKROCK MUNIYLD INVST QLTY 23,550 316 0.04%
34 BLACKROCK TAXABL MUNI BN 380,635 8,260 1.10%
35 BOEING CO 26,209 3,335 0.44%
36 BP PLC 10,236 540 0.07%
37 BlackRock Enhanced Equity Divi 14,809 124 0.02%
38 CALAMOS CONV OPPORTUNITIES & 27,326 383 0.05%
39 CALAMOS STRATEGIC TOTL RETN 177,704 2,134 0.28%
40 CATERPILLAR INC 3,370 366 0.05%
41 CHESAPEAKE ENERGY CORP 237,921 7,395 0.98%
42 CHEVRON CORP NEW 26,500 3,460 0.46%
43 CIMAREX ENERGY 2,000 287 0.04%
44 CISCO SYS INC 309,086 7,681 1.02%
45 CLOUGH GLOBAL EQUITY FD COM 23,015 356 0.05%
46 CLOUGH GLOBAL OPPORTUNIT 851,258 11,066 1.47%
47 COACH INC 30,910 1,057 0.14%
48 COCA COLA CO 45,326 1,920 0.26%
49 COHEN & STEERS INFRASTRUCTUR 70,900 1,736 0.23%
50 COMCAST CORP NEW 4,751 255 0.03%
Page 1 of 5
New Holding filing (0001564770-14-000006) filed in 2014.10.21, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
201 BLACKROCK DEBT STRAT FD INC 51,522 197 0.03%
202 TriState Capital Holdings Inc 19,688 179 0.03%
203 EAGLE ROCK ENERGY PRTN UNIT 49,340 176 0.02%
204 EATON VANCE TAX MANAGED DIVE 14,915 170 0.02%
205 EATON VANCE SENIOR FLOATING RA 11,500 165 0.02%
206 INTEVAC INC COM 24,640 164 0.02%
207 ISHARES SILVER TRUST 10,030 164 0.02%
208 FLAHERTY & CRUMRINE PFD INC 10,596 145 0.02%
209 PETROLEO BRASILEIRO SA PETRO 10,000 142 0.02%
210 ZIX CORP 41,000 140 0.02%
211 NUVEEN PREM INCOME MUN FD 4 10,936 139 0.02%
212 FRANKLIN UNVL TR 17,900 126 0.02%
213 BlackRock Enhanced Equity Divi 14,809 121 0.02%
214 BLACKROCK INCOME TRUST 15,448 98 0.01%
215 LIBERTY ALL STAR EQUITY FD 15,307 89 0.01%
216 ROUNDYS INC 25,000 75 0.01%
217 LEUCROTTA EXPLORATION INC 20,000 38 0.01%
218 MEDINAH MINERALS INC 364,500 22 0.00%
219 TOOTIE PIE CO LTD 17,300 1 0.00%
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