Dark
Light
System
Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001564770-14-000004) filed in 2014.10.20
#
Name
Shares
Value ($)
%
Options
Notes
1 Kinder Morgan Inc. 469,077 38,563 5.12%
2 Kinder Morgan Inc 1,039,182 37,681 5.01%
3 KINDER MORGAN MANAGEMENT LLC 386,565 30,512 4.05%
4 GAMCO GLOBAL GOLD NAT RES & 2,337,631 25,667 3.41%
5 Alliance Bernstein Income Fund 2,882,381 21,676 2.88%
6 Diamonds Trust Ser I Unit 113,726 19,093 2.54%
7 ABERDEEN ASIA PACIFIC INCOM 2,778,762 17,451 2.32%
8 EXXON MOBIL CORP 173,050 17,423 2.31%
9 El Paso Partners Pipeline 422,166 15,295 2.03%
10 Goldman Sachs Ser D 735,095 15,003 1.99%
11 Teekay LNG Partners LP 315,263 14,546 1.93%
12 BLACKROCK CR ALLOCATION INCO 936,975 12,883 1.71%
13 NUVEEN PREM INCOME MUN FD 940,948 12,787 1.70%
14 NUVEEN PREM INCOME MUN FD 2 905,872 12,537 1.67%
15 TALLGRASS ENERGY PAR 300,413 11,656 1.55%
16 CLOUGH GLOBAL OPPORTUNIT 851,258 11,066 1.47%
17 Enbridge Energy Management LLC 307,356 10,834 1.44%
18 NUVEEN MUN OPPTY FD INC 725,533 10,237 1.36%
19 GAMCO NAT RES GOLD & INCOME 866,502 9,982 1.33%
20 MORGAN STANLEY 6.875% PFD FIX 368,080 9,975 1.32%
21 NUVEEN AMT FREE QLTY MUN INC 719,642 9,701 1.29%
22 Enbridge Energy Partners LP 252,426 9,322 1.24%
23 ADVENT CLAYMORE CV SECS & IN 464,191 8,745 1.16%
24 WESTPAC BKG CORP 267,408 8,589 1.14%
25 FLAHERTY CRUMRINE PFD SECS 437,422 8,573 1.14%
26 Flaherty and Crumrine Dynamic 354,098 8,343 1.11%
27 BLACKROCK TAXABL MUNI BN 380,635 8,260 1.10%
28 NUVEEN QUALITY MUN FD INC 620,255 8,132 1.08%
29 RYDEX ETF TRUST 105,712 8,109 1.08%
30 GENERAL ELECTRIC CO 304,929 8,014 1.06%
31 POTASH CORP SASK INC 207,400 7,873 1.05%
32 NEWMONT CORP 306,585 7,800 1.04%
33 CISCO SYS INC 309,086 7,681 1.02%
34 CHESAPEAKE ENERGY CORP 237,921 7,395 0.98%
35 SAN JUAN BASIN RTY TR 383,311 7,394 0.98%
36 HATTERAS FINL CORP COM 362,596 7,183 0.95%
37 MICROSOFT CORP 169,873 7,084 0.94%
38 KINDER MORGAN INC 17WTS EXP 05 2,437,505 6,776 0.90%
39 ENTERPRISE PRODS PARTNERS L 83,917 6,570 0.87%
40 MERCK & CO INC 109,817 6,353 0.84%
41 ALLIANZGI CONV & INCOME FD 577,691 6,118 0.81%
42 ANNALY CAP MGMT INC 532,045 6,081 0.81%
43 NUVEEN SELECT QUALITY MUN FD 413,088 5,725 0.76%
44 SYMANTEC CORP 248,215 5,684 0.75%
45 NUVEEN QUALITY INCOME MUNI FUND 395,184 5,422 0.72%
46 TRANSOCEAN INC NEW F 119,759 5,393 0.72%
47 PLAINS ALL AMERN PIPELINE L 86,990 5,224 0.69%
48 NUVEEN PREMIER MUN INCOME FD COM 379,868 5,178 0.69%
49 AT&T Inc New 146,367 5,176 0.69%
50 Nuveen Build America Bond Oppo 231,443 4,983 0.66%
Page 1 of 5
New Holding filing (0001564770-14-000006) filed in 2014.10.21, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 PEABODY ENERGY CORP 86,085 1,066 0.15%
2 3M CO 16,006 2,268 0.32%
3 ABBOTT LABS 7,385 307 0.04%
4 ABERDEEN ASIA PACIFIC INCOM 3,347,560 19,751 2.80%
5 ADVENT CLAYMORE CV SECS & IN 429,040 7,440 1.05%
6 AGNICO EAGLE MINES LTD 83,600 2,427 0.34%
7 ALLIANZGI CONV & INCOME FD 580,207 5,541 0.78%
8 ALLIED NEVADA GOLD UTIL 108,430 359 0.05%
9 AMERICAN EXPRESS CO 2,740 240 0.03%
10 ANADARKO PETE CORP 12,052 1,223 0.17%
11 APACHE CORP 10,000 939 0.13%
12 APPLE INC 3,775 380 0.05%
13 ARES CAPITAL CORP 83,840 1,355 0.19%
14 AT&T Inc New 153,892 5,423 0.77%
15 AURICO GOLD INC 132,418 462 0.07%
16 AbbVie Inc 7,385 427 0.06%
17 Alliance Bernstein Income Fund 2,011,715 15,088 2.14%
18 Alliance Holdings GP 56,109 3,829 0.54%
19 Alliance Resource LP 4,800 206 0.03%
20 Altria Group, Inc. 5,275 242 0.03%
21 Ameriprise Financial 2,700 333 0.05%
22 BANK AMER CORP 244,662 4,171 0.59%
23 BARNES & NOBLE INC 11,725 231 0.03%
24 BARRICK GOLD CORP 14,220 208 0.03%
25 BED BATH & BEYOND INC 33,785 2,224 0.31%
26 BERKSHIRE HATHAWAY INC DEL 1 207 0.03%
27 BHP BILLITON LTD 39,000 2,296 0.32%
28 BLACKROCK CR ALLOCATION INCO 940,500 12,518 1.77%
29 BLACKROCK DEBT STRAT FD INC 51,522 197 0.03%
30 BLACKROCK INCOME TRUST 15,448 98 0.01%
31 BLACKROCK MUNI INCOME INV QL 33,105 468 0.07%
32 BLACKROCK MUNICIPAL INCOMEINVE 96,978 1,319 0.19%
33 BLACKROCK MUNIYLD INVST QLTY 19,135 255 0.04%
34 BLACKROCK TAXABL MUNI BN 381,745 8,024 1.14%
35 BOEING CO 3,365 429 0.06%
36 BP PLC 10,236 450 0.06%
37 BlackRock Enhanced Equity Divi 14,809 121 0.02%
38 CALAMOS CONV OPPORTUNITIES & 27,026 366 0.05%
39 CALAMOS STRATEGIC TOTL RETN 173,674 2,032 0.29%
40 CATERPILLAR INC 3,370 334 0.05%
41 CENTER COAST MLP & INFRSTR FD COM SHS 157,125 3,070 0.43%
42 CHESAPEAKE ENERGY CORP 235,425 5,412 0.77%
43 CHEVRON CORP NEW 26,600 3,174 0.45%
44 CIMAREX ENERGY 2,000 253 0.04%
45 CISCO SYS INC 311,946 7,852 1.11%
46 CLOUGH GLOBAL EQUITY FD COM 23,015 330 0.05%
47 CLOUGH GLOBAL OPPORTUNIT 747,915 8,923 1.26%
48 COACH INC 59,770 2,128 0.30%
49 COCA COLA CO 45,526 1,942 0.27%
50 COHEN & STEERS INFRASTRUCTUR 74,855 1,733 0.25%
Page 1 of 5