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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001564770-14-000004) filed in 2014.10.20
#
Name
Shares
Value ($)
%
Options
Notes
1 Kinder Morgan Inc. 469,077 38,563 5.12%
2 Kinder Morgan Inc 1,039,182 37,681 5.01%
3 KINDER MORGAN MANAGEMENT LLC 386,565 30,512 4.05%
4 GAMCO GLOBAL GOLD NAT RES & 2,337,631 25,667 3.41%
5 Alliance Bernstein Income Fund 2,882,381 21,676 2.88%
6 Diamonds Trust Ser I Unit 113,726 19,093 2.54%
7 ABERDEEN ASIA PACIFIC INCOM 2,778,762 17,451 2.32%
8 EXXON MOBIL CORP 173,050 17,423 2.31%
9 El Paso Partners Pipeline 422,166 15,295 2.03%
10 Goldman Sachs Ser D 735,095 15,003 1.99%
11 Teekay LNG Partners LP 315,263 14,546 1.93%
12 BLACKROCK CR ALLOCATION INCO 936,975 12,883 1.71%
13 NUVEEN PREM INCOME MUN FD 940,948 12,787 1.70%
14 NUVEEN PREM INCOME MUN FD 2 905,872 12,537 1.67%
15 TALLGRASS ENERGY PAR 300,413 11,656 1.55%
16 CLOUGH GLOBAL OPPORTUNIT 851,258 11,066 1.47%
17 Enbridge Energy Management LLC 307,356 10,834 1.44%
18 NUVEEN MUN OPPTY FD INC 725,533 10,237 1.36%
19 GAMCO NAT RES GOLD & INCOME 866,502 9,982 1.33%
20 MORGAN STANLEY 6.875% PFD FIX 368,080 9,975 1.32%
21 NUVEEN AMT FREE QLTY MUN INC 719,642 9,701 1.29%
22 Enbridge Energy Partners LP 252,426 9,322 1.24%
23 ADVENT CLAYMORE CV SECS & IN 464,191 8,745 1.16%
24 WESTPAC BKG CORP 267,408 8,589 1.14%
25 FLAHERTY CRUMRINE PFD SECS 437,422 8,573 1.14%
26 Flaherty and Crumrine Dynamic 354,098 8,343 1.11%
27 BLACKROCK TAXABL MUNI BN 380,635 8,260 1.10%
28 NUVEEN QUALITY MUN FD INC 620,255 8,132 1.08%
29 RYDEX ETF TRUST 105,712 8,109 1.08%
30 GENERAL ELECTRIC CO 304,929 8,014 1.06%
31 POTASH CORP SASK INC 207,400 7,873 1.05%
32 NEWMONT CORP 306,585 7,800 1.04%
33 CISCO SYS INC 309,086 7,681 1.02%
34 CHESAPEAKE ENERGY CORP 237,921 7,395 0.98%
35 SAN JUAN BASIN RTY TR 383,311 7,394 0.98%
36 HATTERAS FINL CORP COM 362,596 7,183 0.95%
37 MICROSOFT CORP 169,873 7,084 0.94%
38 KINDER MORGAN INC 17WTS EXP 05 2,437,505 6,776 0.90%
39 ENTERPRISE PRODS PARTNERS L 83,917 6,570 0.87%
40 MERCK & CO INC 109,817 6,353 0.84%
41 ALLIANZGI CONV & INCOME FD 577,691 6,118 0.81%
42 ANNALY CAP MGMT INC 532,045 6,081 0.81%
43 NUVEEN SELECT QUALITY MUN FD 413,088 5,725 0.76%
44 SYMANTEC CORP 248,215 5,684 0.75%
45 NUVEEN QUALITY INCOME MUNI FUND 395,184 5,422 0.72%
46 TRANSOCEAN INC NEW F 119,759 5,393 0.72%
47 PLAINS ALL AMERN PIPELINE L 86,990 5,224 0.69%
48 NUVEEN PREMIER MUN INCOME FD COM 379,868 5,178 0.69%
49 AT&T Inc New 146,367 5,176 0.69%
50 Nuveen Build America Bond Oppo 231,443 4,983 0.66%
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New Holding filing (0001564770-14-000006) filed in 2014.10.21, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 TOOTIE PIE CO LTD 17,300 1 0.00%
2 MEDINAH MINERALS INC 364,500 22 0.00%
3 LEUCROTTA EXPLORATION INC 20,000 38 0.01%
4 ROUNDYS INC 25,000 75 0.01%
5 LIBERTY ALL STAR EQUITY FD 15,307 89 0.01%
6 BLACKROCK INCOME TRUST 15,448 98 0.01%
7 BlackRock Enhanced Equity Divi 14,809 121 0.02%
8 FRANKLIN UNVL TR 17,900 126 0.02%
9 NUVEEN PREM INCOME MUN FD 4 10,936 139 0.02%
10 ZIX CORP 41,000 140 0.02%
11 PETROLEO BRASILEIRO SA PETRO 10,000 142 0.02%
12 FLAHERTY & CRUMRINE PFD INC 10,596 145 0.02%
13 ISHARES SILVER TRUST 10,030 164 0.02%
14 INTEVAC INC COM 24,640 164 0.02%
15 EATON VANCE SENIOR FLOATING RA 11,500 165 0.02%
16 EATON VANCE TAX MANAGED DIVE 14,915 170 0.02%
17 EAGLE ROCK ENERGY PRTN UNIT 49,340 176 0.02%
18 TriState Capital Holdings Inc 19,688 179 0.03%
19 BLACKROCK DEBT STRAT FD INC 51,522 197 0.03%
20 TOWERSTREAM CORP 134,870 200 0.03%
21 XL GROUP PLC 6,091 202 0.03%
22 Alliance Resource LP 4,800 206 0.03%
23 BERKSHIRE HATHAWAY INC DEL 1 207 0.03%
24 S&P MidCap 400 Spdrs 829 207 0.03%
25 BARRICK GOLD CORP 14,220 208 0.03%
26 Center Point Energy Inc 8,500 208 0.03%
27 PENNEY J C 21,270 214 0.03%
28 WAL-MART STORES INC 2,820 216 0.03%
29 YUM BRANDS INC 3,026 218 0.03%
30 Oaktree Cap Grp Llc 4,300 220 0.03%
31 WELLS FARGO MULTI SECTOR INC 16,245 227 0.03%
32 EATON VANCE OH MUNI INCOME T 16,850 227 0.03%
33 HANCOCK JOHN PFD INCOME FD 11,370 228 0.03%
34 BARNES & NOBLE INC 11,725 231 0.03%
35 EZCORP INC CL A NON VTG 23,490 233 0.03%
36 AMERICAN EXPRESS CO 2,740 240 0.03%
37 Altria Group, Inc. 5,275 242 0.03%
38 DELAWARE INVTS COLO MUN INCO 17,110 250 0.04%
39 CIMAREX ENERGY 2,000 253 0.04%
40 STONECASTLE FINL CORP 10,060 253 0.04%
41 EOG Resources Inc 2,564 254 0.04%
42 BLACKROCK MUNIYLD INVST QLTY 19,135 255 0.04%
43 ORACLE CORPORATION 6,683 256 0.04%
44 COMCAST CORP NEW 4,751 256 0.04%
45 FBR & CO 10,180 280 0.04%
46 ROYAL DUTCH SHELL PLC 4,024 306 0.04%
47 ABBOTT LABS 7,385 307 0.04%
48 CLOUGH GLOBAL EQUITY FD COM 23,015 330 0.05%
49 Ameriprise Financial 2,700 333 0.05%
50 NICHOLAS-APPLEGATE CONVERTIBLE 36,420 333 0.05%
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