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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
51 NUVEEN PREMIER MUN INCOME FD COM 194,992 2,545 0.53%
52 STARBUCKS CORP 44,050 2,504 0.52%
53 PFIZER INC 79,205 2,488 0.52%
54 NUVEEN SELECT QUALITY MUN FD 185,519 2,480 0.52%
55 VISA INC CL A COMMON STOCK 32,940 2,295 0.48%
56 VENTAS INC REIT 40,550 2,273 0.47%
57 3M CO 15,908 2,255 0.47%
58 GILEAD SCIENCES INC 22,750 2,237 0.47%
59 DISNEY WALT CO 21,632 2,211 0.46%
60 CHEVRON CORP NEW 26,984 2,129 0.44%
61 OMEGA HEALTHCARE INVS INC 58,488 2,056 0.43%
62 NUVEEN QUALITY PFD INC FD 3 254,390 2,040 0.43%
63 GLOBAL X FDS 103,250 2,029 0.42%
64 BED BATH & BEYOND INC 34,970 1,994 0.42%
65 Xerox Corp 199,825 1,944 0.41%
66 AMGEN INC 13,854 1,916 0.40%
67 Calamos Convertible & High Inc 174,978 1,902 0.40%
68 Ishares - Japan 164,800 1,884 0.39%
69 ENERGY TRANSFER PART LP 45,237 1,858 0.39%
70 GALLAGHER ARTHUR J & CO 44,570 1,840 0.38%
71 COCA COLA CO 45,172 1,812 0.38%
72 CORNING INC 101,111 1,731 0.36%
73 NUVEEN CREDIT STRATEGIES INCOM 212,776 1,698 0.35%
74 DIVIDEND & INCOME FD COM NEW 153,505 1,666 0.35%
75 STONECASTLE FINL CORP 97,832 1,646 0.34%
76 COHEN & STEERS INFRASTRUCTUR 85,760 1,635 0.34%
77 NUVEEN QUALITY INCOME MUNI FUND 116,323 1,569 0.33%
78 CALAMOS STRATEGIC TOTL RETN 159,050 1,478 0.31%
79 ALLIANZGI CONV & INCOME FD 250,924 1,463 0.31%
80 PROCTER AND GAMBLE CO 20,232 1,455 0.30%
81 NUVEEN PREFERRED INCOME OPPORT 157,005 1,411 0.29%
82 BP PLC 40,991 1,253 0.26%
83 BHP GROUP LTD 39,000 1,233 0.26%
84 NUVEEN REAL ESTATE INCOME FD 117,800 1,184 0.25%
85 INTERNATIONAL BUSINESS MACHS 8,157 1,183 0.25%
86 Texas Capital Bancshares Inc 22,000 1,153 0.24%
87 Potash Corp Saskatchewan Inc 55,770 1,146 0.24%
88 LEGGETT &PLATT INC 26,546 1,095 0.23%
89 FORD MTR CO DEL 77,730 1,055 0.22%
90 RYDEX ETF TRUST 21,125 1,046 0.22%
91 WESTPAC BKG CORP 47,026 993 0.21%
92 HARTFORD FINL SVCS GROUP INC 21,221 971 0.20%
93 PowerShares CEF Income Composi 45,545 956 0.20%
94 ConocoPhillips 18,607 892 0.19%
95 FEDERATED HERMES INC CL B 30,716 888 0.19%
96 WELLS FARGO CO NEW 17,215 884 0.18%
97 NUVEEN FLOATG RATE INCM 87,952 875 0.18%
98 COACH INC 28,405 822 0.17%
99 VANGUARD INDEX FDS 7,860 776 0.16%
100 WILLIAMS PARTNERS L P NEW 23,390 747 0.16%
Page 2 of 5
Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 ARES CAP CORP 255 255 0.04%
2 STARWOOD PPTY TR INC 565 568 0.09%
3 APOLLO INVT CORP 5.75% 01/15/2016 715 717 0.12%
4 CIMAREX ENERGY 2,000 205 0.03%
5 HOWARD HUGHES CORP 2,180 253 0.04%
6 BERKSHIRE HATHAWAY INC DEL 2,418 315 0.05%
7 AMERICAN EXPRESS CO 2,740 203 0.03%
8 EOG Resources Inc 2,794 203 0.03%
9 ISHARES TR 3,114 332 0.05%
10 UNION PAC CORP 3,200 283 0.05%
11 GRAINGER W W INC 3,308 711 0.12%
12 BOEING CO 3,404 446 0.07%
13 CLOROX CO DEL 3,570 413 0.07%
14 SPDR S&P 500 Fund 3,655 700 0.12%
15 Ameriprise Financial 3,700 404 0.07%
16 VANGUARD INDEX FDS 3,800 443 0.07%
17 ISHARES TR 3,949 415 0.07%
18 MCDONALDS CORP 4,018 395 0.07%
19 Alphabet Inc. Class C 4,108 2,622 0.43%
20 SPDR GOLD TRUST 4,350 465 0.08%
21 COMCAST CORP NEW 5,093 289 0.05%
22 INTERNATIONAL BUSINESS MACHS 5,153 747 0.12%
23 VANGUARD WORLD FD 5,200 404 0.07%
24 VANGUARD INDEX FDS 5,450 588 0.10%
25 Altria Group, Inc. 5,481 298 0.05%
26 Oaktree Cap Grp Llc 5,740 285 0.05%
27 CATERPILLAR INC 6,005 391 0.06%
28 XL GROUP PLC 6,091 221 0.04%
29 Hess Corp 6,158 308 0.05%
30 Powershares QQQ Trust 6,660 678 0.11%
31 REPUBLIC SVCS INC 6,715 275 0.05%
32 NUSTAR ENERGY 7,078 317 0.05%
33 AUTOMATIC DATA PROCESSING IN 7,145 574 0.09%
34 ORACLE CORP 7,187 260 0.04%
35 PROSPERITY BANCSHARES INC 7,369 362 0.06%
36 Valero Energy Corp. 7,455 448 0.07%
37 DU PONT E I DE NEMOURS & CO 7,576 366 0.06%
38 ABBOTT LABS 7,630 307 0.05%
39 ABBVIE INC 7,859 427 0.07%
40 VANGUARD INDEX FDS 7,860 776 0.13%
41 FOOT LOCKER INC 7,904 569 0.09%
42 WASTE MGMT INC DEL 7,923 394 0.06%
43 PHILLIPS 66 8,271 636 0.10%
44 KIMBERLY CLARK CORP 8,745 954 0.16%
45 SUPER MICRO COMPUTER INC COM 9,195 251 0.04%
46 DR PEPPER SNAPPLE GROUP INC 9,288 735 0.12%
47 GENERAL MLS INC 9,354 525 0.09%
48 APACHE CORP 9,440 370 0.06%
49 INTEL CORP 9,447 283 0.05%
50 EMERG MKTS EQUITY INCOME FUND 9,700 325 0.05%
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