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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001564770-15-000004) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
201 BLACKROCK ENHANCED EQT DIV T 14,809 107 0.02%
202 FRANKLIN UNVL TR 17,900 106 0.02%
203 PAN AMERN SILVER CORP 14,337 91 0.02%
204 ALAMOS GOLD INC NEW 24,782 91 0.02%
205 Crestwood Midstream Partners LP 14,202 88 0.02%
206 NEW GOLD INC CDA 32,270 73 0.02%
207 LIBERTY ALL STAR EQUITY FUND SH BEN INT 10,973 56 0.01%
208 PETROLEO BRASILEIRO SAPETROBRA 10,000 43 0.01%
209 TOWERSTREAM CORP 25,000 27 0.01%
210 ARES CAP CORP 20,000 20 0.00%
211 APOLLO INVT CORP 5.75% 01/15/2016 15,000 15 0.00%
212 STARWOOD PPTY TR INC 15,000 15 0.00%
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Restatement filing (0001564770-15-000005) filed in 2015.11.03
#
Name
Shares
Value ($)
%
Options
Notes
1 * SANDRIDGE ENERGY INC COM 26,500 7 0.00%
2 3M CO 15,908 2,255 0.37%
3 ABBOTT LABS 7,630 307 0.05%
4 ABBVIE INC 7,859 427 0.07%
5 ABERDEEN ASIA PACIFIC INCOM 6,216,910 27,976 4.60%
6 ADVENT CLAYMORE CV SECS & IN 459,364 6,050 1.00%
7 ALAMOS GOLD INC NEW 24,782 91 0.01%
8 ALLERGAN PLC 11,462 3,115 0.51%
9 ALLIANZGI CONV & INCOME FD 250,924 1,463 0.24%
10 ALLY FINL INC 206,020 4,192 0.69%
11 ALPINE TOTAL DYNAMIC DIVID F 58,346 438 0.07%
12 AMC NETWORKS INC CL A 65,800 4,809 0.79%
13 AMERICAN EXPRESS CO 2,740 203 0.03%
14 AMGEN INC 13,929 1,926 0.32%
15 ANADARKO PETR 12,052 728 0.12%
16 APACHE CORP 9,440 370 0.06%
17 APOLLO COML REAL EST FIN INC 33,671 528 0.09%
18 APOLLO INVT CORP 5.75% 01/15/2016 715 717 0.12%
19 APPLE INC 72,222 7,970 1.31%
20 ARES CAP CORP 255 255 0.04%
21 ARES CAPITAL CORP 16,865 244 0.04%
22 AT&T INC 164,781 5,368 0.88%
23 AUTOMATIC DATA PROCESSING IN 7,145 574 0.09%
24 AVENUE FINL HLDGS INC 63,260 835 0.14%
25 AVIS BUDGET GROUP 72,720 3,176 0.52%
26 Adt Corp 142,880 4,271 0.70%
27 Alliance Bernstein Income Fund 41,247 324 0.05%
28 Alphabet Inc. Class C 4,108 2,622 0.43%
29 Altria Group, Inc. 5,481 298 0.05%
30 Ameriprise Financial 3,700 404 0.07%
31 BAKER HUGHES INC 10,000 520 0.09%
32 BANC OF CALIFORNIA INC COM 174,910 2,147 0.35%
33 BANK AMER CORP 238,795 3,721 0.61%
34 BANK AMER CORPORATION WARRANT EXP 011619 365,705 2,098 0.35%
35 BANK NEW YORK MELLON CORP 10,180 398 0.07%
36 BARRICK GOLD CORP 27,297 174 0.03%
37 BED BATH & BEYOND INC 34,970 1,994 0.33%
38 BERKSHIRE HATHAWAY INC DEL 2,418 315 0.05%
39 BHP GROUP LTD 39,000 1,233 0.20%
40 BLACKROCK CR ALLOCATION INCO 862,088 10,492 1.73%
41 BLACKROCK DEBT STRAT FD INC 37,161 124 0.02%
42 BLACKROCK ENHANCED EQT DIV T 56,446 407 0.07%
43 BLACKROCK LONG-TERM MUNI ADV 32,105 353 0.06%
44 BLACKROCK MUNI INCOME INV QL 18,745 262 0.04%
45 BLACKROCK MUNIYLD INVST QLTY 14,336 194 0.03%
46 BLACKROCK RES COMMODITIES 11,450 82 0.01%
47 BLACKROCK TAXABL MUNI BN 216,187 4,363 0.72%
48 BLACKSTONE GROUP L P 20,295 645 0.11%
49 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 11,450 137 0.02%
50 BOEING CO 3,404 446 0.07%
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