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Institutional Investment Manager
Nine Chapters Capital Management LLC
Nine Chapters Capital Management LLC (CIK: 0001567745) incorporated in Delaware, located at 51 Jfk Parkway, Suite 280, Short Hills, NJ. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 172 holdings with a total value of $59,134,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 DIAMOND OFFSHR DRILLING 12,500 221,000 0.37%
102 WESCO INTL INC 3,300 220,000 0.37%
103 SUNCOKE ENERGY INC COM 19,300 219,000 0.37%
104 LHC GROUP INC 4,800 219,000 0.37%
105 DSW INC CL A 9,600 217,000 0.37%
106 SILVER SPRING NETWORKS INC COM 16,200 216,000 0.37%
107 HALLADOR ENERGY COMPANY 23,500 214,000 0.36%
108 ENZO BIOCHEM INC 30,900 214,000 0.36%
109 SHUTTERFLY INC 4,200 211,000 0.36%
110 SPLUNK INC 4,100 210,000 0.36%
111 WESTROCK CO 4,100 208,000 0.35%
112 ARCBEST CORP COM 7,500 207,000 0.35%
113 OCEANEERING INTL INC 7,300 206,000 0.35%
114 WESTERN ASSET MTG CAP CORP 20,400 205,000 0.35%
115 GENOMIC HEALTH INC COM 6,900 203,000 0.34%
116 Oceanfirst Financial Corporati 6,700 201,000 0.34%
117 THOR INDS INC 2,000 200,000 0.34%
118 GRAPHIC PACKAGING HLDG CO 15,800 197,000 0.33%
119 ASCENT CAP GROUP INC 12,100 197,000 0.33%
120 PENNYMAC MTG INVT TR 12,000 196,000 0.33%
121 EXTENDED STAY AMER INC 11,900 192,000 0.32%
122 ENDO INTL PLC 11,600 191,000 0.32%
123 CHESAPEAKE ENERGY CORP 27,100 190,000 0.32%
124 XOMA CORP 43,300 183,000 0.31%
125 MOBILE TELESYSTEMS PJSC 19,300 176,000 0.30%
126 ONEBEACON INSURANCE 10,800 173,000 0.29%
127 ENERPLUS CORP 18,300 173,000 0.29%
128 XCERRA CORP 22,300 170,000 0.29%
129 OM ASSET MGMT PLC SHS 11,600 168,000 0.28%
130 MITEL NETWORKS CORP 24,600 167,000 0.28%
131 PENNEY J C 19,900 165,000 0.28%
132 SUCAMPO PHARMACEUTICALS INCORPORATED CLASS A 11,800 160,000 0.27%
133 APOLLO INVT CORP 25,100 147,000 0.25%
134 CLOUD PEAK ENERGY INC COM 26,100 146,000 0.25%
135 TRAVELPORT WORLDWIDE LTD SHS 10,000 141,000 0.24%
136 INFINITY PHARMACEUTICALS INC 96,600 130,000 0.22%
137 AEGEAN MARINE PETROLEUM NETW 12,500 127,000 0.21%
138 COMTECH TELECOMMUNICATIONS C 10,600 126,000 0.21%
139 ENSCO PLC 12,700 123,000 0.21%
140 FLWS/1-800 FLOWERS CL A 11,500 123,000 0.21%
141 TRAVELZOO 13,096 123,000 0.21%
142 MCDERMOTT INTL INC 16,000 118,000 0.20%
143 BLACKROCK CAP INVT CORP 16,400 114,000 0.19%
144 TICC CAPITAL CORP 17,100 113,000 0.19%
145 CONCERT PHARMACEUTICALS INCORPORATED 10,500 108,000 0.18%
146 ULTRA CLEAN HLDGS INC 10,100 98,000 0.17%
147 QUANTUM CORP COM DSSG 113,200 94,000 0.16%
148 TWO HBRS INVT CORP 10,500 92,000 0.16%
149 C D I CORP 10,700 79,000 0.13%
150 UNIVERSAL TECHNICAL INST INC 26,700 78,000 0.13%
Page 3 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001567745-17-000002, filed 2017.02.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.