| # | % | |||||
|---|---|---|---|---|---|---|
| 201 | AXCELIS TECHNOLOGIES INC | 11,276 | 30,000 | 0.00% | ||
| 202 | MANAGED HIGH YIELD PLUS FUND INC | 18,496 | 30,000 | 0.00% | ||
| 203 | AVIAT NETWORKS INC COM | 28,471 | 30,000 | 0.00% | ||
| 204 | CLIFFS NAT RES INC | 12,368 | 30,000 | 0.00% | ||
| 205 | CELLADON CORP | 29,544 | 31,000 | 0.00% | ||
| 206 | BANRO CORP | 188,731 | 31,000 | 0.00% | ||
| 207 | Meet Group, Inc. | 19,395 | 31,000 | 0.00% | ||
| 208 | CYTRX CORP | 13,455 | 32,000 | 0.00% | ||
| 209 | MATTSON TECHNOLOGY INC | 13,785 | 32,000 | 0.00% | ||
| 210 | UTSTARCOM HOLDINGS CORP SHS NEW | 13,308 | 32,000 | 0.00% | ||
| 211 | OI S.A. | 47,582 | 32,000 | 0.00% | ||
| 212 | SORL AUTO PTS INC | 18,291 | 32,000 | 0.00% | ||
| 213 | Rcs Capital Corp | 41,259 | 33,000 | 0.00% | ||
| 214 | Quantum Fuel Systems Tech Worl | 30,207 | 33,000 | 0.00% | ||
| 215 | CLEAN DIESEL TECHNOLOGIES IN | 21,375 | 33,000 | 0.00% | ||
| 216 | ParkerVision Inc. (PRKR) | 182,735 | 34,000 | 0.00% | ||
| 217 | PARKER DRILLING COMPANY | 13,041 | 34,000 | 0.00% | ||
| 218 | BANCO SANTANDER BRASIL S A | 10,949 | 34,000 | 0.00% | ||
| 219 | XOMA CORP DEL | 45,513 | 34,000 | 0.00% | ||
| 220 | Isoray Inc | 24,202 | 34,000 | 0.00% | ||
| 221 | YAMANA GOLD INC | 20,400 | 35,000 | 0.00% | Call | |
| 222 | EMAGIN CORP COM NEW | 14,727 | 35,000 | 0.00% | ||
| 223 | GALECTIN THERAPEUTICS INC COM | 14,750 | 35,000 | 0.00% | ||
| 224 | ENSYNC INC | 62,566 | 35,000 | 0.00% | ||
| 225 | Bank Of America 18 WTS | 125,874 | 35,000 | 0.00% | ||
| 226 | IDENTIV INC | 10,405 | 36,000 | 0.00% | ||
| 227 | AK STL HLDG CORP | 15,000 | 36,000 | 0.00% | Put | |
| 228 | UQM TECHNOLOGIES INC COM | 56,406 | 36,000 | 0.00% | ||
| 229 | SILVERCREST MINES INC | 40,455 | 36,000 | 0.00% | ||
| 230 | AEROPOSTALE INC N/C 8/16/17 00215Q103 | 59,603 | 37,000 | 0.00% | ||
| 231 | CAREER EDUCATION CRP | 10,148 | 38,000 | 0.00% | ||
| 232 | XENOPORT INC | 10,920 | 38,000 | 0.00% | ||
| 233 | GLOBALSCAPE INC | 11,487 | 38,000 | 0.00% | ||
| 234 | ENDEAVOUR SILVER CORP | 24,439 | 38,000 | 0.00% | ||
| 235 | LINN ENERGY LLC UNIT LTD LIAB | 14,060 | 38,000 | 0.00% | ||
| 236 | ALCATEL-LUCENT | 10,500 | 38,000 | 0.00% | Call | |
| 237 | RADA ELECTR INDS LTD | 53,649 | 39,000 | 0.00% | ||
| 238 | CERAGON NETWORKS LTD | 24,910 | 39,000 | 0.00% | ||
| 239 | RXI PHARMACEUTICALS CORP NEW | 105,756 | 39,000 | 0.00% | ||
| 240 | Rubicon Technology | 37,531 | 39,000 | 0.00% | ||
| 241 | FINJAN HLDGS INC | 23,610 | 39,000 | 0.00% | ||
| 242 | WHITING USA TR II | 30,274 | 39,000 | 0.00% | ||
| 243 | RESOLUTE ENERGY CORP | 100,900 | 39,000 | 0.00% | ||
| 244 | OREXIGEN THERAPEUTICS INC COM | 18,401 | 39,000 | 0.00% | ||
| 245 | FULL CIRCLE CAP CORP | 12,803 | 39,000 | 0.00% | ||
| 246 | CHINA FIN ONLINE CO LTD | 11,630 | 40,000 | 0.00% | ||
| 247 | TRIANGLE PETE CORP | 28,177 | 40,000 | 0.00% | ||
| 248 | KALOBIOS PHARMACEUTICALS INC | 21,048 | 40,000 | 0.00% | ||
| 249 | ARCH COAL INC | 12,000 | 40,000 | 0.00% | Put | |
| 250 | ADAMIS PHARMACEUTICALS CORP | 10,245 | 40,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-15-011967, filed 2015.11.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
