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Institutional Investment Manager
Winfield Associates, Inc.
Winfield Associates, Inc. (CIK: 0001569655) incorporated in Ohio, located at 700 West St. Clair, Cleveland, OH. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 288 holdings with a total value of $134,392,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 SUNTECH PWR HLDGS CO LTD ADR 50 0 0.00%
2 EXELIXIS INC 300 0 0.00%
3 Alcatel Lucent Adr 6 0 0.00%
4 GSV CAP CORP 100 1,000 0.00%
5 DOVER SADDLERY INC 200 1,000 0.00%
6 HANSEN MEDICAL INC 550 1,000 0.00%
7 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 200 1,000 0.00%
8 VANGUARD INDEX FDS 10 1,000 0.00%
9 ISHARES INC 50 1,000 0.00%
10 BANK NEW YORK MELLON CORP 45 2,000 0.00%
11 REACHLOCAL INC 500 2,000 0.00%
12 NEKTAR THERAPEUTICS COM 200 2,000 0.00%
13 PDL BIOPHARMA INC 300 2,000 0.00%
14 VIVUS INC 400 2,000 0.00%
15 NUVEEN QUALITY PFD INC FD 3 229 2,000 0.00%
16 COSTCO WHSL CORP NEW 25 3,000 0.00%
17 FRESH MKT INC 100 3,000 0.00%
18 HUNTINGTON INGALLS INDS INC 25 3,000 0.00%
19 TWITTER INC 50 3,000 0.00%
20 PAN AMERN SILVER CORP 300 3,000 0.00%
21 BANK AMER CORP 200 3,000 0.00%
22 ISHARES 10-20 YEAR TREASURY BOND ETF 30 4,000 0.00%
23 WABASH NATL CORP 300 4,000 0.00%
24 BLUEBIRD BIO INC COM 100 4,000 0.00%
25 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 541 4,000 0.00%
26 OPKO HEALTH INC 500 4,000 0.00%
27 NUVEEN DIV ADVANTAGE MUN FD 333 5,000 0.00%
28 HOLOGIC INC 200 5,000 0.00%
29 MANITOWOC INC COM 200 5,000 0.00%
30 NUVEEN MUN VALUE FD INC 500 5,000 0.00%
31 GRUPO TELEVISA SA 140 5,000 0.00%
32 ISHARES RUSSELL 2000 GROWTH ETF 50 6,000 0.00%
33 T MOBILE US INC 200 6,000 0.00%
34 ISHARES TR 150 6,000 0.00%
35 HUNTINGTON BANCSHARES INC 573 6,000 0.00%
36 CLEVELAND BIOLABS INC 15,711 7,000 0.01%
37 BLACKBERRY LTD 700 7,000 0.01%
38 NUVEEN SELECT QUALITY MUN FD 500 7,000 0.01%
39 ROYAL CARIBBEAN GROUP 110 7,000 0.01%
40 VTTI ENERGY PARTNERS LP 300 8,000 0.01%
41 Arena Pharmaceuticals, Inc 2,000 8,000 0.01%
42 RICE ENERGY INCORPORATED 300 8,000 0.01%
43 Magnum Hunter Resources Corp 1,500 8,000 0.01%
44 Nuveen Quality PFD Income Fd 1,000 8,000 0.01%
45 NIKE INC 100 9,000 0.01%
46 ISHARES 7-10 YEAR TREASURY BOND ETF 83 9,000 0.01%
47 MILLENNIAL MEDIA INC 4,800 9,000 0.01%
48 VANECK VECTORS STEEL ETF 200 9,000 0.01%
49 GOLDCORP INC NEW 400 9,000 0.01%
50 Hewlett Packard Co 250 9,000 0.01%
Page 1 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001569655-14-000013, filed 2014.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.