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Institutional Investment Manager
Alpine Global Management, LLC
Alpine Global Management, LLC (CIK: 0001581655) incorporated in Delaware, located at 140 Broadway 38th Floor, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 185 holdings with a total value of $218,503,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 CASTLE BRANDS INC COM 90,306 66,000 0.03%
152 ACCURIDE CORP NEW 53,021 66,000 0.03%
153 Sizmek Inc 28,341 65,000 0.03%
154 NORTHWEST BIOTHERAPEUTICS 110,187 64,000 0.03%
155 DICERNA PHARMACEUTICALS INC 20,488 61,000 0.03%
156 AUDIOVOX CORP CL A 21,916 61,000 0.03%
157 CHRISTOPHER & BANKS CORP 27,321 60,000 0.03%
158 CTI BIOPHARMA 175,588 60,000 0.03%
159 EVINE LIVE INC 36,660 60,000 0.03%
160 OREXIGEN THERAPEUTICS INC COM 138,774 60,000 0.03%
161 INTREPID POTASH INC 40,892 59,000 0.03%
162 GOLDEN OCEAN GRP LTD 87,272 58,000 0.03%
163 CALITHERA BIOSCIENCES INCORPORATED 15,495 57,000 0.03%
164 MARIN SOFTWARE INC 23,736 56,000 0.03%
165 THRESHOLD PHARMACEUTICAL INC 85,791 55,000 0.03%
166 CORMEDIX INCORPORATED 27,565 55,000 0.03%
167 SAFE BULKERS INC 51,363 54,000 0.02%
168 IMATION CORP 41,309 52,000 0.02%
169 AFFIMED N V COM 20,745 51,000 0.02%
170 SYNTA PHARMACEUTICALS CORP 193,081 50,000 0.02%
171 DIGITAL TURBINE INC 42,443 45,000 0.02%
172 C&J ENERGY SVCS LTD 71,183 43,000 0.02%
173 Novatel Wireless Inc 28,505 43,000 0.02%
174 REX ENERGY CORPORATION 62,812 41,000 0.02%
175 FIBROCELL SCIENCE INC 32,057 37,000 0.02%
176 STONEGATE MTG CORP 11,077 37,000 0.02%
177 XOMA CORP DEL 67,478 37,000 0.02%
178 UNIVERSAL TECHNICAL INST INC 15,403 35,000 0.02%
179 MODUSLINK GLOBAL SOLUTIONS I 27,499 34,000 0.02%
180 VERASTEM INC 23,986 31,000 0.01%
181 PEREGRINE PHARMACEUTICALS IN 73,246 27,000 0.01%
182 HALCON RES CORP 53,328 25,000 0.01%
183 QUANTUM CORP COM DSSG 32,842 14,000 0.01%
184 CUMULUS MEDIA INC 21,921 7,000 0.00%
185 COMMUNITY HEALTH SYS INC NEW 250,000 1,000 0.00%
Page 4 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001581655-16-000009, filed 2016.08.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.