Dark
Light
System
Institutional Investment Manager
Blume Capital Management, Inc.
Blume Capital Management, Inc. (CIK: 0001587192) incorporated in California, located at 1708 Shattuck Avenue, Berkeley, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001587192-16-000008) filed in 2016.08.04
#
Name
Shares
Value ($)
%
Options
Notes
51 SCHWAB EMERGING MARKETS EQUITY ETF 0 53 0.03%
52 SCHWAB CHARLES CORP 0 9 0.01%
53 SCHLUMBERGER LTD 60,827 7,548 4.98%
54 RYDEX ETF TRUST 15 2 0.00%
55 ROSS STORES INC 300 17 0.01%
56 REDWOOD TR INC 448 6 0.00%
57 RANGE RES CORP 30,050 1,796 1.18%
58 RALPH LAUREN CORP 300 27 0.02%
59 QUALCOMM INC 81,110 7,223 4.76%
60 QIAGEN NV 124 3 0.00%
61 Pandora Media 750 9 0.01%
62 PROSHARES TR 400 17 0.01%
63 PROCTER AND GAMBLE CO 1,170 161 0.11%
64 PRINCIPAL FIN GROUP 0 25 0.02%
65 PRICELINE GRP INC 918 1,717 1.13%
66 POWERSHARES QQQ TRUST 200 54 0.04%
67 PORTOLA PHARMACEUTICALS INC 0 24 0.02%
68 PITNEY BOWES INC 5,600 100 0.07%
69 PIEDMONT NAT GAS INC 0 6 0.00%
70 PFIZER INC 2,295 243 0.16%
71 PEPSICO INC 600 138 0.09%
72 PENNYMAC MTG INVT TR 0 16 0.01%
73 PAYPAL HLDGS INC 666 24 0.02%
74 PALO ALTO NETWORKS INC 0 25 0.02%
75 Oaktree Cap Grp Llc 61,250 4,715 3.11%
76 ORACLE CORP 85,900 5,647 3.73%
77 ONEOK PARTNERS LP 0 8 0.01%
78 OMNICOM GROUP INC 500 41 0.03%
79 NUVEEN REAL ESTATE INCOME FD 0 2 0.00%
80 NUVEEN PREFERRED SECURITIES 1,500 14 0.01%
81 NUVEEN PFD INCOME OPPORTUN 0 3 0.00%
82 NUVEEN NASDAQ 100 DYNAMIC OV 0 4 0.00%
83 NUVEEN FLOATING RATE INCOME 0 16 0.01%
84 NUVEEN CALIFORNIA AMT QLT MU 0 71 0.05%
85 NOVOCURE LTD 800 9 0.01%
86 NOVO-NORDISK A S 0 12 0.01%
87 NOVARTIS A G 369 47 0.03%
88 NIKE INC 100 6 0.00%
89 NEW YORK TIMES CO 1,000 12 0.01%
90 MORGAN STANLEY EMERGING MKTS FD INC 0 49 0.03%
91 MONSANTO CO NEW 0 48 0.03%
92 MICROSOFT CORP 85,425 6,644 4.38%
93 MEXICO EQUITY & INCOME FD 4,800 52 0.03%
94 METLIFE INC 70,149 4,439 2.93%
95 MERCK & CO INC 0 86 0.06%
96 MCDONALDS CORP 354 43 0.03%
97 MASTERCARD INCORPORATED 0 31 0.02%
98 MADISON STRTG SECTOR PREM FD 600 7 0.00%
99 LOCKHEED MARTIN CORP 0 50 0.03%
100 LENNAR CORP 104 5 0.00%
Page 2 of 5
Restatement filing (0001587192-16-000009) filed in 2016.08.11
#
Name
Shares
Value ($)
%
Options
Notes
1 JOHNSON & JOHNSON 73,356 8,898 5.87%
2 APPLE INC 85,714 8,194 5.41%
3 ALLERGAN PLC 35,005 8,089 5.34%
4 SCHLUMBERGER LTD 95,453 7,548 4.98%
5 QUALCOMM INC 134,825 7,223 4.76%
6 MICROSOFT CORP 129,843 6,644 4.38%
7 ISHARES TR 23,566 6,064 4.00%
8 ORACLE CORP 137,969 5,647 3.73%
9 COMCAST CORP NEW 85,031 5,543 3.66%
10 GENERAL ELECTRIC CO 175,738 5,532 3.65%
11 GENERAL MTRS CO 178,473 5,051 3.33%
12 WELLS FARGO CO NEW 102,179 4,836 3.19%
13 Oaktree Cap Grp Llc 105,350 4,715 3.11%
14 ALPHABET INC 6,767 4,683 3.09%
15 METLIFE INC 111,445 4,439 2.93%
16 TIME WARNER INC 55,475 4,080 2.69%
17 DEVON ENERGY CORP NEW 105,805 3,835 2.53%
18 ANTERO RES CORP 140,600 3,653 2.41%
19 VANGUARD SCOTTSDALE FDS 42,974 3,474 2.29%
20 HALLIBURTON CO 76,350 3,458 2.28%
21 CAPITAL ONE FINL CORP 53,425 3,393 2.24%
22 VANGUARD INDEX FDS 26,044 2,791 1.84%
23 JPMORGAN CHASE & CO 43,117 2,679 1.77%
24 BERKSHIRE HATHAWAY INC DEL 14,801 2,143 1.41%
25 EXXON MOBIL CORP 21,460 2,012 1.33%
26 COSTCO WHSL CORP NEW 12,785 2,008 1.32%
27 RANGE RES CORP 41,625 1,796 1.18%
28 PRICELINE GRP INC 1,375 1,717 1.13%
29 KINDER MORGAN INC DEL 85,162 1,594 1.05%
30 COLGATE PALMOLIVE CO 18,984 1,390 0.92%
31 FEDEX CORP 7,523 1,142 0.75%
32 DISNEY WALT CO 11,509 1,126 0.74%
33 EATON VANCE LTD DURATION INC 82,259 1,106 0.73%
34 COCA COLA CO 23,280 1,055 0.70%
35 HONEYWELL INTL INC 7,325 852 0.56%
36 ISHARES TR 12,200 681 0.45%
37 EMERSON ELEC CO 12,633 659 0.43%
38 CHEVRON CORP NEW 4,918 516 0.34%
39 GILEAD SCIENCES INC 5,500 459 0.30%
40 VANGUARD SCOTTSDALE FDS 4,375 391 0.26%
41 AMAZON COM INC 543 389 0.26%
42 ALPHABET INC 534 376 0.25%
43 AQUA AMERICA INC 10,275 366 0.24%
44 AT&T INC 8,321 360 0.24%
45 BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS 23,200 354 0.23%
46 STARBUCKS CORP 6,000 343 0.23%
47 FACEBOOK INC 2,700 309 0.20%
48 CISCO SYS INC 10,665 306 0.20%
49 TORTOISE MLP FD INCORPORATED 15,025 277 0.18%
50 ENTERPRISE PRODS PARTNERS L 9,100 266 0.18%
Page 1 of 5