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Institutional Investment Manager
Tortoise Investment Management, LLC
Tortoise Investment Management, LLC (CIK: 0001599511) incorporated in New York, located at 2 Westchester Park Drive, White Plains, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 507 holdings with a total value of $287,096,000.
#
Name
Shares
Value ($)
%
Options
Notes
351 RBC BEARINGS INC 97 7,000 0.00%
352 FIRST TR EXCHANGE TRADED FD 198 7,000 0.00%
353 WISDOMTREE TR 400 7,000 0.00%
354 KEMPHARM INC 1,737 7,000 0.00%
355 CIRRUS LOGIC INC 170 7,000 0.00%
356 ABERDEEN ISRAEL FUND INC COM 445 7,000 0.00%
357 BAXTER INTL INC 152 7,000 0.00%
358 NORFOLK SOUTHERN CORP 80 7,000 0.00%
359 UNDER ARMOUR INC 201 7,000 0.00%
360 VANGUARD INDEX FDS 68 7,000 0.00%
361 FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF 248 7,000 0.00%
362 FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF 246 7,000 0.00%
363 UNILEVER PLC 150 7,000 0.00%
364 Huntington Bancshares Inc 5 7,000 0.00%
365 BLACKROCK INC 20 7,000 0.00%
366 FIRST TRUST NASDAQ-100 EX-TECHNOLOGY SECTOR INDEX FUND 190 7,000 0.00%
367 LMP CAP & INCOME FD INC 500 7,000 0.00%
368 US Ecology Inc 136 6,000 0.00%
369 AGIOS PHARMACEUTICALS INC 150 6,000 0.00%
370 AMERICAN INTL GROUP INC 105 6,000 0.00%
371 TARGET CORP 91 6,000 0.00%
372 NOVO-NORDISK A S 120 6,000 0.00%
373 FIRST TR FTSE EPRA NAREIT 124 6,000 0.00%
374 ISHARES TR 205 6,000 0.00%
375 TIFFANY & CO NEW 95 6,000 0.00%
376 OLIN CORP 238 6,000 0.00%
377 VANECK ETF TRUST 200 6,000 0.00%
378 ISHARES U.S. UTILITIES ETF 48 6,000 0.00%
379 CDK GLOBAL INC 100 6,000 0.00%
380 PAYCHEX INC 80 5,000 0.00%
381 E M C CORP MASS COM 175 5,000 0.00%
382 GENERAL MLS INC 64 5,000 0.00%
383 RYDEX ETF TRUST 52 5,000 0.00%
384 VANECK VECTORS ETF TR 250 5,000 0.00%
385 SELECT SECTOR SPDR TR 75 5,000 0.00%
386 MARATHON PETE CORP 133 5,000 0.00%
387 RAYONIER INC 201 5,000 0.00%
388 DUNKIN BRANDS GROUP INC COM 104 5,000 0.00%
389 V F CORP 74 5,000 0.00%
390 SELECT SECTOR SPDR TR 66 5,000 0.00%
391 CURRENCYSHARES EURO TR 45 5,000 0.00%
392 CLAYMORE EXCHANGE TRD FD TR 128 5,000 0.00%
393 POLARIS INDS INC 62 5,000 0.00%
394 METLIFE INC 123 5,000 0.00%
395 GLACIER BANCORP INC NEW COM 186 5,000 0.00%
396 JOHN HANCOCK HDG EQ & INC FD 350 5,000 0.00%
397 ALLIANCE DATA SYSTEMS CORP 23 5,000 0.00%
398 MONRO MUFFLER BRAKE INC 84 5,000 0.00%
399 JAZZ PHARMACEUTICALS PLC 35 5,000 0.00%
400 ONEMAIN HLDGS INC 209 5,000 0.00%
Page 8 of 11

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-16-010004, filed 2016.08.03).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.