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FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF
FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 57 Institutional holders with a total value of $90,351,924.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 541,632 14,840,000 16.42%
2 MORGAN STANLEY 488,161 13,376,000 14.80%
3 Astor Investment Management LLC 256,867 7,038,000 7.79%
4 BANK OF AMERICA CORP /DE/ 215,499 5,904,000 6.53%
5 Beaumont Financial Partners, LLC 162,279 4,446,000 4.92%
6 SignalPoint Asset Management, LLC 159,403 4,368,000 4.83%
7 ENVESTNET ASSET MANAGEMENT INC 154,885 4,244,000 4.70%
8 ROYAL BANK OF CANADA 152,209 4,170,000 4.62%
9 CREDIT SUISSE AG/ 130,135 3,566,000 3.95%
10 LPL Financial LLC 126,686 3,437,000 3.80%
11 AVIANCE CAPITAL MANAGEMENT, LLC 99,885 2,737,000 3.03%
12 CITADEL ADVISORS LLC 80,346 2,201,000 2.44%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 73,673 2,019,000 2.23%
14 UBS Group AG 57,500 1,576,000 1.74%
15 GOLDMAN SACHS GROUP INC 50,296 1,378,000 1.53%
16 SG Americas Securities, LLC 49,832 1,365,000 1.51%
17 SOCIETE GENERALE 49,832 1,365,000 1.51%
18 Tower Research Capital LLC (TRC) 35,759 980,000 1.08%
19 RAYMOND JAMES & ASSOCIATES 34,720 951,000 1.05%
20 RISK PARADIGM GROUP, LLC 33,484 917,461 1.02%
21 UNITED CAPITAL FINANCIAL ADVISORS, LLC 32,998 891,000 0.99%
22 Main Management LLC 30,000 822,000 0.91%
23 JANE STREET GROUP, LLC 25,474 698,000 0.77%
24 Atria Investments, Inc 22,557 624,000 0.69%
25 SII INVESTMENTS INC/WI 21,869 599,000 0.66%
26 BENJAMIN F. EDWARDS & COMPANY, INC. 21,811 598,000 0.66%
27 BB&T SECURITIES, LLC 20,325 556,000 0.62%
28 Raymond James Financial Services Advisors, Inc. 19,925 546,000 0.60%
29 Janney Montgomery Scott LLC 19,090 498,000 0.55%
30 STEPHENS INC /AR/ 14,317 392,000 0.43%
31 Argentus Capital Management, LLC 13,643 374,000 0.41%
32 Freedom Investment Management, Inc. 12,929 354,000 0.39%
33 Virtu KCG Holdings LLC 12,747 349,000 0.39%
34 Regal Investment Advisors LLC 12,055 330,000 0.37%
35 B. Riley Wealth Advisors, Inc. 11,120 306,000 0.34%
36 Pinnacle Advisory Group, Inc. 9,870 270,000 0.30%
37 STIFEL FINANCIAL CORP 8,647 238,000 0.26%
38 ADVISOR GROUP, INC. 6,932 188,000 0.21%
39 MSI Financial Services Inc 5,106 140,000 0.15%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,005 136,000 0.15%
41 PNC FINANCIAL SERVICES GROUP, INC. 4,501 123,000 0.14%
42 IFP ADVISORS, INC 4,352 119,000 0.13%
43 CITIGROUP INC 3,207 88,000 0.10%
44 CWM, LLC 1,750 48,000 0.05%
45 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,033 28,000 0.03%
46 WOLVERINE TRADING LP /BD 1,033 27,798 0.03%
47 Winslow, Evans & Crocker, Inc. 926 25,346 0.03%
48 WFG Advisors, LP 789 22,000 0.02%
49 Johnson Financial Group, Inc. 573 16,000 0.02%
50 GENEOS WEALTH MANAGEMENT INC. 500 13,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.