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JOHN HANCOCK HDG EQ & INC FD
JOHN HANCOCK HDG EQ & INC FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 26 Institutional holders with a total value of $36,015,521.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 777,428 11,654,000 32.36%
2 WELLS FARGO & COMPANY/MN 504,958 7,569,000 21.02%
3 Invesco Ltd. 365,374 5,477,000 15.21%
4 MORGAN STANLEY 341,630 5,121,000 14.22%
5 Shaker Financial Services, LLC 127,273 1,908,000 5.30%
6 UBS Group AG 85,148 1,276,000 3.54%
7 STIFEL FINANCIAL CORP 36,176 542,000 1.50%
8 Commonwealth Equity Services, Inc 25,600 384,000 1.07%
9 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 21,125 317,000 0.88%
10 ROYAL BANK OF CANADA 20,054 301,000 0.84%
11 FIDUCIARY TRUST CO 20,000 300,000 0.83%
12 BANK OF AMERICA CORP /DE/ 16,449 247,000 0.69%
13 LPL Financial LLC 15,178 225,000 0.62%
14 Raymond James Financial Services Advisors, Inc. 10,640 159,000 0.44%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,898 149,000 0.41%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,000 75,000 0.21%
17 ADVISOR GROUP, INC. 4,300 64,000 0.18%
18 DEUTSCHE BANK AG\ 3,800 56,000 0.16%
19 IFP ADVISORS, INC 3,320 50,000 0.14%
20 ENVESTNET ASSET MANAGEMENT INC 2,882 43,000 0.12%
21 MSI Financial Services Inc 2,600 39,000 0.11%
22 CITIGROUP INC 1,565 23,000 0.06%
23 Creative Planning 1,225 18,000 0.05%
24 Carroll Financial Associates, Inc. 884 13,000 0.04%
25 Tortoise Investment Management, LLC 350 5,000 0.01%
26 WOLVERINE TRADING LP /BD 35 521 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.