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Institutional Investment Manager
Stratos Wealth Partners, LTD.
Stratos Wealth Partners, LTD. (CIK: 0001612865) incorporated in Ohio, located at 3750 Park East Drive, Beachwood, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001612865-15-000003) filed in 2015.02.09
#
Name
Shares
Value ($)
%
Options
Notes
51 SELECT SECTOR SPDR TR 39,187 2,679,583 0.43%
52 SOUTHERN CO 54,113 2,657,489 0.43%
53 GOODYEAR TIRE & RUBR CO 92,783 2,650,810 0.42%
54 MCDONALDS CORP 28,040 2,627,367 0.42%
55 NUVEEN MUN VALUE FD INC 266,469 2,571,426 0.41%
56 SPDR GOLD TR 22,169 2,517,955 0.40%
57 MERCK & CO INC 43,596 2,475,808 0.40%
58 ISHARES TR 69,105 2,430,423 0.39%
59 FIRST TR EXCHANGE TRADED FD 108,168 2,382,941 0.38%
60 DUKE ENERGY CORP NEW 27,502 2,297,514 0.37%
61 RYDEX ETF TRUST 40,250 2,212,140 0.35%
62 ORACLE CORP 49,175 2,211,398 0.35%
63 QUALCOMM INC 29,331 2,180,200 0.35%
64 WASHINGTON REAL ESTATE INVT 78,765 2,178,642 0.35%
65 VANGUARD INDEX FDS 11,420 2,151,556 0.34%
66 FACEBOOK INC 27,576 2,151,480 0.34%
67 Carriage Services Inc. 97,573 2,044,154 0.33%
68 DIAMOND OFFSHR DRILLING 54,299 1,993,316 0.32%
69 V F CORP 26,508 1,985,449 0.32%
70 COCA COLA CO 46,938 1,981,717 0.32%
71 RR DONNELLEY & SONS CO 112,955 1,898,209 0.30%
72 ALPS ETF TR 105,755 1,852,828 0.30%
73 VODAFONE GROUP PLC NEW 53,609 1,831,818 0.29%
74 FORD MTR CO DEL 117,124 1,815,425 0.29%
75 ISHARES TR 15,184 1,813,121 0.29%
76 REALTY INCOME CORP 37,758 1,801,416 0.29%
77 CISCO SYS INC 64,726 1,800,347 0.29%
78 WAL-MART STORES INC 20,219 1,736,431 0.28%
79 SELECT SECTOR SPDR TR 30,500 1,725,706 0.28%
80 SPDR SER TR 21,888 1,724,774 0.28%
81 ISHARES TR 8,312 1,719,567 0.28%
82 ISHARES 7-10 YEAR TREASURY BOND ETF 15,921 1,687,467 0.27%
83 EXPEDITORS INTL WASH INC 37,566 1,675,819 0.27%
84 3M CO 9,920 1,630,064 0.26%
85 UNITED TECHNOLOGIES CORP 14,140 1,626,100 0.26%
86 ABBVIE INC 24,679 1,614,992 0.26%
87 GILEAD SCIENCES INC 16,765 1,580,269 0.25%
88 COMMERCIAL METALS CO COM 96,783 1,576,600 0.25%
89 VANGUARD INTL EQUITY INDEX F 39,381 1,576,040 0.25%
90 KRAFT HEINZ CO COM 25,150 1,575,887 0.25%
91 KIMBERLY CLARK CORP 13,620 1,573,674 0.25%
92 MAGELLAN MIDSTREAM PRTNRS LP 18,900 1,562,253 0.25%
93 UNION PAC CORP 12,902 1,537,018 0.25%
94 REYNOLDS AMERICAN INC 23,835 1,531,875 0.25%
95 PLAINS ALL AMERN PIPELINE L 29,526 1,515,297 0.24%
96 SELECT SECTOR SPDR TR 36,611 1,513,882 0.24%
97 POLARIS INDS INC 10,002 1,512,702 0.24%
98 ROWAN COMPANIES PLC 64,328 1,500,129 0.24%
99 COHEN STEERS REIT PFD 75,012 1,424,478 0.23%
100 ROYAL DUTCH SHELL PLC 20,213 1,405,985 0.23%
Page 2 of 53
Restatement filing (0001612865-15-000004) filed in 2015.02.09, by the way our system suggest this is a New Holding filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 MOLYCORP INC (MCP) - 83.3333 c 10,000 3 0.00%
2 CAMAC ENERGY INC 20,643 8 0.00%
3 INUVO INC 10,236 13 0.00%
4 GREAT PANTHER SILVER LTD 25,400 16 0.00%
5 First Security Group Inc 13,116 30 0.01%
6 WALTER ENERGY INC COM 22,628 31 0.01%
7 PENN WEST PETE LTD NEW 17,285 36 0.01%
8 Novatel Wireless Inc 12,239 39 0.01%
9 ZYNGA INC 14,962 40 0.01%
10 NEUBERGER BERMAN RE ES SEC FD 10,000 53 0.01%
11 TCW STRATEGIC INCOME FD INC 11,927 64 0.01%
12 GALECTIN THERAPEUTICS INC COM 19,100 66 0.01%
13 COMPANHIA DE SANEAMENTO BASI 10,720 67 0.01%
14 AMBEV SA 11,172 69 0.01%
15 PENGROWTH ENERGY CORP 23,194 72 0.01%
16 GLADSTONE INVT CORP 10,232 72 0.01%
17 SIRIUS XM HOLDINGS INC 22,794 80 0.01%
18 Navidea Biopharm Inc 45,535 86 0.02%
19 PETROLEO BRASILEIRO SA PETRO 12,100 88 0.02%
20 MCG CAPITAL CORP 22,942 88 0.02%
21 EARTHLINK HOLDINGS ORD 21,655 95 0.02%
22 WHITING USA TR II 17,450 97 0.02%
23 INVESCO MUNI INCOME OPP TRST 14,028 98 0.02%
24 PUTNAM MANAGED MUN INCOME TR 14,303 104 0.02%
25 OFFICE DEPOT INC 12,254 105 0.02%
26 AMERICAN RLTY CAP PPTYS INC 12,240 111 0.02%
27 BLACKROCK MUNIVEST FD INC 12,500 124 0.02%
28 CLIFFS NAT RES INC 17,855 127 0.02%
29 CYS INVTS INC COM 15,300 133 0.02%
30 EATON VANCE TX MNG BY WRT OP 10,275 144 0.03%
31 HYDROGENICS CORP NEW 10,850 144 0.03%
32 NUMEREX CORP PA 13,000 144 0.03%
33 NUVEEN QUALITY INCOME MUNI FUND 10,577 148 0.03%
34 FMSA HLDGS INC. 21,750 151 0.03%
35 GABELLI EQUITY TR INC 23,610 153 0.03%
36 PIONEER FLOATING RATE TR 13,468 153 0.03%
37 PIMCO STRATEGIC INCOME FD 16,444 156 0.03%
38 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 21,852 158 0.03%
39 VOYA GLBL ADV & PREM OPP FD 13,963 160 0.03%
40 ISHARES MSCI MALAYSI ETF 11,961 161 0.03%
41 GAMCO GLOBAL GOLD NAT RES & 23,405 164 0.03%
42 FIRST TR STOXX EUROPEAN SELE 12,851 168 0.03%
43 RETAIL PPTYS AMER INC CL A 10,399 174 0.03%
44 LINN ENERGY LLC UNIT LTD LIAB 17,295 175 0.03%
45 ALLIANCEBERNSTEIN NATL MUN I 12,765 176 0.03%
46 NOBLE CORP PLC 10,936 181 0.03%
47 RITE AID CORP 24,127 181 0.03%
48 POWERSHARES DB MULTI-SECTOR COMMODITY TR BASE METALS 11,442 182 0.03%
49 BLACKROCK MUNIYIELD CALI QLT 12,160 185 0.03%
50 John Hancock Premium Dividend Fund 13,551 186 0.03%
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