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GAMCO GLOBAL GOLD NAT RES
GAMCO GLOBAL GOLD NAT RES . Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 90 Institutional holders with a total value of $100,119,525.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 2,975,975 20,832,000 20.81%
2 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 1,395,932 9,772,000 9.76%
3 MORGAN STANLEY 1,289,811 9,028,000 9.02%
4 BNP PARIBAS FINANCIAL MARKETS 936,766 6,557,362 6.55%
5 B. Riley Wealth Advisors, Inc. 153,104 5,223,000 5.22%
6 LPL Financial LLC 495,328 3,467,000 3.46%
7 Investors Capital Advisory Services 441,415 3,089,000 3.09%
8 RIVERNORTH CAPITAL MANAGEMENT, LLC 432,674 3,029,000 3.03%
9 Invesco Ltd. 416,857 2,918,000 2.91%
10 Alpine Global Management, LLC 415,385 2,908,000 2.90%
11 Index Management Solutions, LLC 409,741 2,868,000 2.86%
12 BANK OF AMERICA CORP /DE/ 400,538 2,804,000 2.80%
13 RAYMOND JAMES & ASSOCIATES 276,994 1,939,000 1.94%
14 Weiss Asset Management LP 255,493 1,788,000 1.79%
15 MSI Financial Services Inc 232,647 1,629,000 1.63%
16 DOLIVER ADVISORS, LP 230,379 1,612,000 1.61%
17 MARINER INVESTMENT GROUP LLC 213,578 1,495,000 1.49%
18 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 164,800 1,136,000 1.13%
19 Apriem Advisors 161,375 1,130,000 1.13%
20 NEW ENGLAND SECURITIES CORP /MA/ 158,386 1,109,000 1.11%
21 Cetera Advisor Networks LLC 151,700 1,070,000 1.07%
22 D.A. DAVIDSON & CO. 136,425 954,000 0.95%
23 OTA Financial Group L.P. 134,067 938,000 0.94%
24 CORNERSTONE ADVISORS INC 122,396 857,000 0.86%
25 Raymond James Financial Services Advisors, Inc. 117,230 821,000 0.82%
26 Virtu KCG Holdings LLC 111,060 777,000 0.78%
27 Robert W. Baird & Co. Inc 103,609 725,000 0.72%
28 CITIGROUP INC 91,442 640,000 0.64%
29 ROYAL BANK OF CANADA 84,448 591,000 0.59%
30 Perigon Wealth Management, LLC 83,211 582,000 0.58%
31 Commonwealth Equity Services, Inc 80,897 566,000 0.57%
32 Cordasco Financial Network 70,441 493,000 0.49%
33 WEDBUSH SECURITIES INC 62,069 434,000 0.43%
34 WELLS FARGO & COMPANY/MN 61,645 432,000 0.43%
35 WOLVERINE ASSET MANAGEMENT LLC 61,857 432,000 0.43%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 50,086 350,000 0.35%
37 Stratos Wealth Partners, LTD. 46,810 327,835 0.33%
38 Cambridge Investment Research Advisors, Inc. 46,073 323,000 0.32%
39 Sigma Planning Corp 41,726 292,000 0.29%
40 Nuveen Asset Management, LLC 39,500 277,000 0.28%
41 Orca Investment Management, LLC 35,940 252,000 0.25%
42 Janney Montgomery Scott LLC 35,184 246,288 0.25%
43 Elite Wealth Management, Inc. 35,000 245,000 0.24%
44 STIFEL FINANCIAL CORP 34,286 240,000 0.24%
45 OPPENHEIMER & CO INC 32,848 230,000 0.23%
46 PNC FINANCIAL SERVICES GROUP, INC. 31,766 222,000 0.22%
47 VSR Financial Services, Inc. 29,620 202,000 0.20%
48 NWAM LLC 28,550 200,000 0.20%
49 CTC Alternative Strategies, Ltd. 26,100 182,700 0.18%
50 ADELL HARRIMAN & CARPENTER INC 24,000 168,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.