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FIRST TRUST DJ STOXX EUROPEAN DIV INDEX FUND
FIRST TRUST DJ STOXX EUROPEAN DIV INDEX FUND. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 42 Institutional holders with a total value of $81,101,220.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,745,417 22,778,000 28.09%
2 ROYAL BANK OF CANADA 959,602 12,524,000 15.44%
3 WELLS FARGO & COMPANY/MN 788,992 10,296,000 12.70%
4 UBS Group AG 603,604 7,877,000 9.71%
5 BANK OF AMERICA CORP /DE/ 416,406 5,434,000 6.70%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 206,455 2,694,000 3.32%
7 BB&T SECURITIES, LLC 19,117 2,494,000 3.08%
8 JANE STREET GROUP, LLC 188,334 2,458,000 3.03%
9 LPL Financial LLC 141,432 1,846,000 2.28%
10 RAYMOND JAMES & ASSOCIATES 137,776 1,798,000 2.22%
11 Janney Montgomery Scott LLC 135,864 1,773,020 2.19%
12 AMERICAN INTERNATIONAL GROUP, INC. 115,401 1,505,983 1.86%
13 Virtu KCG Holdings LLC 92,759 1,211,000 1.49%
14 OLD MISSION CAPITAL LLC 60,326 787,000 0.97%
15 Independent Portfolio Consultants, Inc. 52,205 681,000 0.84%
16 FLOW TRADERS U.S. LLC 47,341 618,000 0.76%
17 Koshinski Asset Management, Inc. 42,070 549,000 0.68%
18 Placemark Investments, Inc. 37,708 492,000 0.61%
19 Cambridge Investment Research Advisors, Inc. 35,612 465,000 0.57%
20 Robert W. Baird & Co. Inc 27,420 358,000 0.44%
21 Stratos Wealth Partners, LTD. 25,702 335,706 0.41%
22 Commonwealth Equity Services, Inc 22,613 295,000 0.36%
23 Sigma Planning Corp 17,262 225,000 0.28%
24 UNITED CAPITAL FINANCIAL ADVISORS, LLC 14,388 188,000 0.23%
25 TWO SIGMA SECURITIES, LLC 13,969 182,000 0.22%
26 ENVESTNET ASSET MANAGEMENT INC 13,852 181,000 0.22%
27 Private Advisor Group, LLC 13,740 179,000 0.22%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,361 175,000 0.22%
29 LAZARD ASSET MANAGEMENT LLC 12,300 160,000 0.20%
30 STEPHENS INC /AR/ 10,425 136,000 0.17%
31 SYNOVUS FINANCIAL CORP 10,000 130,000 0.16%
32 MSI Financial Services Inc 8,385 109,000 0.13%
33 Bartlett & Co. LLC 2,265 30,000 0.04%
34 BANK OF MONTREAL /CAN/ 2,230 29,000 0.04%
35 NATIONAL PLANNING CORP 2,300 28,935 0.04%
36 BENJAMIN F. EDWARDS & COMPANY, INC. 2,057 27,000 0.03%
37 Winslow, Evans & Crocker, Inc. 1,500 19,576 0.02%
38 WFG Advisors, LP 1,000 13,000 0.02%
39 DEUTSCHE BANK AG\ 800 10,000 0.01%
40 REILLY FINANCIAL ADVISORS, LLC 361 5,000 0.01%
41 CITIGROUP INC 300 4,000 0.00%
42 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.