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Institutional Investment Manager
NEXT Financial Group, Inc
NEXT Financial Group, Inc (CIK: 0001616654) incorporated in Texas, located at 11740 Katy Freeway, Houston, TX. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 2,456 holdings with a total value of $554,016,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 AVID TECHNOLOGY 9 0 0.00%
2 FIRST MIDWEST BANCORP DEL COM 14 0 0.00%
3 COGENTIX MED INC 60 0 0.00%
4 SEASPINE HLDGS CORP COM 41 0 0.00%
5 MINCO GOLD CORP 1,000 0 0.00%
6 PARKERVISION INC 100 0 0.00%
7 ALTISOURCE ASSET MGMT CORP 1 0 0.00%
8 ASCENT CAP GROUP INC 5 0 0.00%
9 GREAT BASIN SCIENTIFIC INC 2 0 0.00%
10 PROGRESSIVE CORP OHIO 14 0 0.00%
11 CAMBER ENERGY INC COM 40 0 0.00%
12 The McClatchy Company 8 0 0.00%
13 FIDELITY NATIONAL FINANCIAL IN FNFV GROUP COM 6 0 0.00%
14 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 15,200 0 0.00%
15 WEBMD HEALTH CORP 3 0 0.00%
16 VANECK VECTORS ETF TR 15 0 0.00%
17 CASI PHARMACEUTICALS INC COM 2 0 0.00%
18 NORTH ATLANTIC DRILLING LTD COM 50 0 0.00%
19 TRILOGY METALS INC NEW 300 0 0.00%
20 Nomura Holdings Inc 10 0 0.00%
21 COMMERCEHUB INC COM SER A 15 0 0.00%
22 NEWS CORPORATION NEW CLASS B 24 0 0.00%
23 RXI PHARMACEUTICALS CORP NEW 6 0 0.00%
24 ENBRIDGE ENERGY MANAGEMENT LLC SHS UNITS LLI 3 0 0.00%
25 ROWAN COMPANIES PLC 17 0 0.00%
26 POWERSHS DB MULTI SECT COMM 8 0 0.00%
27 DXI ENERGY INC 2,400 0 0.00%
28 RENREN INCORPORATED SPONSORED ADR 200 0 0.00%
29 APPLIED MICRO CIRCUITS ORD 6 0 0.00%
30 ACTUA CORP 10 0 0.00%
31 BLDRS INDEX FUNDS TRUST DEVELOPED MKTS 100 ADR IDX FD 15 0 0.00%
32 PACIFIC COAST OIL TR 250 0 0.00%
33 ONCONOVA THERAPEUTICS INC 0 0 0.00%
34 ROYAL BK SCOTLAND GROUP PLC 65 0 0.00%
35 UQM TECHNOLOGIES INC COM 150 0 0.00%
36 DINE BRANDS GLOBAL INC 2 0 0.00%
37 ROYCE VALUE TR INC 14 0 0.00%
38 GREEN BANCORP INC 0 0 0.00%
39 TIM PARTICIPACOES S A 1 0 0.00%
40 FIELDPOINT PETROLEUM CORP WT EXP 032318 500 0 0.00%
41 CRH PLC 10 0 0.00%
42 VISTEON CORP COM NEW 3 0 0.00%
43 SANOFI SPOND FUNSPONSORED ADR 23 0 0.00%
44 AEGERION PHARMACEUTICALS INC 100 0 0.00%
45 PENDRELL CORP 9 0 0.00%
46 J ALEXANDERS HLDGS INC COM 1 0 0.00%
47 NORTH AMERN ENERGY PARTNERS COM 19 0 0.00%
48 RADIANT LOGISTICS INC 25 0 0.00%
49 DIREXION SHS ETF TR 1 0 0.00%
50 ALEXCO RESOURCE CORP 250 0 0.00%
Page 1 of 50

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001420506-16-001297, filed 2016.11.01).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.