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Institutional Investment Manager
NEXT Financial Group, Inc
NEXT Financial Group, Inc (CIK: 0001616654) incorporated in Texas, located at 11740 Katy Freeway, Houston, TX. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 2,456 holdings with a total value of $554,016,000.
#
Name
Shares
Value ($)
%
Options
Notes
2351 NEWS CORP CL A 51 1,000 0.00%
2352 MONRO MUFFLER BRAKE INC 22 1,000 0.00%
2353 MANNKIND CORP. 1,450 1,000 0.00%
2354 MICROSTRATEGY INC CL A NEW 5 1,000 0.00%
2355 H&E EQUIPMENT SERVICES LLC COM 50 1,000 0.00%
2356 CAPITAL SR LIVING CORP COM 50 1,000 0.00%
2357 ALCOBRA LTD 100 0 0.00%
2358 TRAVELCENTERS AMER LLC 5 0 0.00%
2359 ROWAN COMPANIES PLC 17 0 0.00%
2360 PACIFIC ETHANOL INC 10 0 0.00%
2361 ALTISOURCE ASSET MGMT CORP 1 0 0.00%
2362 ITT INC 4 0 0.00%
2363 BONANZA CREEK ENERGY INC 31 0 0.00%
2364 MANITOWOC INC COM 100 0 0.00%
2365 POWERSHS DB MULTI SECT COMM 8 0 0.00%
2366 PROGRESSIVE CORP OHIO 14 0 0.00%
2367 Nomura Holdings Inc 10 0 0.00%
2368 PROSHARES TR 1 0 0.00%
2369 NORTH ATLANTIC DRILLING LTD COM 50 0 0.00%
2370 Comstock Mining Inc 50 0 0.00%
2371 ZYNGA INC 100 0 0.00%
2372 SANOFI SPOND FUNSPONSORED ADR 23 0 0.00%
2373 VISTEON CORP COM NEW 3 0 0.00%
2374 OPTICAL CABLE CORP COM NEW 125 0 0.00%
2375 CAMBER ENERGY INC COM 40 0 0.00%
2376 INTELIQUENT ORD 24 0 0.00%
2377 TRILOGY METALS INC NEW 300 0 0.00%
2378 BLDRS INDEX FUNDS TRUST DEVELOPED MKTS 100 ADR IDX FD 15 0 0.00%
2379 COMMUNITY HEALTH SYS INC NEW 200 0 0.00%
2380 Bank Of America 18 WTS 2,000 0 0.00%
2381 MABVAX THERAPEUTICS HOLDINGS, INC. 1 0 0.00%
2382 GENERAL MOLY INC 600 0 0.00%
2383 WELLS FARGO MULTI SECTOR INC 17 0 0.00%
2384 VANECK VECTORS ETF TR 15 0 0.00%
2385 FIRST MIDWEST BANCORP DEL COM 14 0 0.00%
2386 CASI PHARMACEUTICALS INC COM 2 0 0.00%
2387 PACIFIC COAST OIL TR 250 0 0.00%
2388 ROYCE VALUE TR INC 14 0 0.00%
2389 FIELDPOINT PETROLEUM CORP WT EXP 032318 500 0 0.00%
2390 COGENTIX MED INC 60 0 0.00%
2391 CRH PLC 10 0 0.00%
2392 ASCENT CAP GROUP INC 5 0 0.00%
2393 DIREXION SHS ETF TR 4 0 0.00%
2394 RXI PHARMACEUTICALS CORP NEW 6 0 0.00%
2395 PARKERVISION INC 100 0 0.00%
2396 PENDRELL CORP 9 0 0.00%
2397 AVID TECHNOLOGY 9 0 0.00%
2398 ENBRIDGE ENERGY MANAGEMENT LLC SHS UNITS LLI 3 0 0.00%
2399 FIDELITY NATIONAL FINANCIAL IN FNFV GROUP COM 6 0 0.00%
2400 Direxion Daily Emerg 1 0 0.00%
Page 48 of 50

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001420506-16-001297, filed 2016.11.01).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.