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Institutional Investment Manager
NEXT Financial Group, Inc
NEXT Financial Group, Inc (CIK: 0001616654) incorporated in Texas, located at 11740 Katy Freeway, Houston, TX. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 2,465 holdings with a total value of $569,350,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 ABERCROMBIE & FITCH CO 144 2,000 0.00%
252 ALLETE INC COM NEW 25 2,000 0.00%
253 TEMPUR SEALY INTL INC 25 2,000 0.00%
254 MARVELL TECHNOLOGY GROUP LTD 150 2,000 0.00%
255 OPEN TEXT CORP 27 2,000 0.00%
256 ISHARES TR 15 2,000 0.00%
257 WESTERN ASSET MTG CAP CORP 200 2,000 0.00%
258 CRESUD S A C I F Y A 100 2,000 0.00%
259 SPROUTS FMRS MKT INC 100 2,000 0.00%
260 FLAHERTY & CRUMRINE PFD INC 200 2,000 0.00%
261 ADVANCE AUTO PARTS INC 9 2,000 0.00%
262 KCAP FINL INC 503 2,000 0.00%
263 PAPA JOHNS INTL INC COM 23 2,000 0.00%
264 SPDR SERIES TRUST 100 2,000 0.00%
265 UBS AG LONDON BRH 100 2,000 0.00%
266 TICC CAPITAL CORP 281 2,000 0.00%
267 ALMADEN MINERALS LTD 2,200 2,000 0.00%
268 BELLATRIX EXPLORATION LTD 2,000 2,000 0.00%
269 SELECT INCOME REIT 72 2,000 0.00%
270 UMPQUA HLDGS CORP 100 2,000 0.00%
271 SPDR INDEX SHS FDS 100 2,000 0.00%
272 CHESAPEAKE GRANITE WASH TR COM 665 2,000 0.00%
273 ISHARES TR 30 2,000 0.00%
274 NIELSEN HLDGS PLC 50 2,000 0.00%
275 REINSURANCE GROUP AMER INC 18 2,000 0.00%
276 PIMCO MUN INCOME FD II 200 2,000 0.00%
277 DOMINION DIAMOND CORP 250 2,000 0.00%
278 KINROSS GOLD CORP 544 2,000 0.00%
279 ANSYS 19 2,000 0.00%
280 SPDR SERIES TRUST 37 2,000 0.00%
281 POOL CORPORATION 17 2,000 0.00%
282 LIBERTY MEDIA CORP DEL 100 2,000 0.00%
283 PROSHARES TR 162 2,000 0.00%
284 ADVISORSHARES TR 200 2,000 0.00%
285 UBS AG LONDON BRH 100 2,000 0.00%
286 HORIZON PHARMA PLC 100 2,000 0.00%
287 POTLATCHDELTIC CORPORATION 60 2,000 0.00%
288 POWERSHARES DWA NASDAQ MOMENTUM PORTFOLIO 27 2,000 0.00%
289 KAYNE ANDERSON ENRGY TTL RT FD 210 2,000 0.00%
290 INNOVATIVE INDL PPTYS INC COM 100 2,000 0.00%
291 HSN Inc 62 2,000 0.00%
292 CPI AEROSTRUCTURES INC COM NEW 200 2,000 0.00%
293 DIREXION SHS ETF TR 50 2,000 0.00%
294 ARROWHEAD PHARMACEUTICALS IN 1,000 2,000 0.00%
295 POWERSHARES ETF TR II 120 2,000 0.00%
296 ERIN ENERGY CORP COM 811 2,000 0.00%
297 Manitowoc Foodservice Inc Com 100 2,000 0.00%
298 ELDORADO GOLD CORP NEW 500 2,000 0.00%
299 POWERSHARES EXCHANGE TRADED FD TR DYNAMIC MARKET PORT 27 2,000 0.00%
300 APOLLO GLOBAL MGMT LLC 80 2,000 0.00%
Page 6 of 50

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001420506-17-000066, filed 2017.02.02).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.