Dark
Light
System
Institutional Investment Manager
McGowan Group Asset Management, Inc.
McGowan Group Asset Management, Inc. (CIK: 0001633227) incorporated in Texas, located at 300 Crescent Court, Dallas, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001633227-16-000008) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 Western Asset Emerging Markets 1,642,899 18,910 3.69%
2 WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BD 1,125,000 1,126 0.22% PRN
3 WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BD 445,000 445 0.09% PRN
4 WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BD 235,000 235 0.05% PRN
5 WHEELING JESUIT UNIV INC WV SER 2006-C TAXABLE REF BD 250,000 250 0.05% PRN
6 WESTERN ASSET GLOBAL CP DEFINE 53,472 946 0.18%
7 WESTERN ASSET EMERGING MKTS 633,320 10,298 2.01%
8 WARREN CNTY KY HOTEL TAX REV BUILD AMER BDS-DIRECT PMT 515,000 564 0.11% PRN
9 VISA INC 7,115 588 0.11%
10 TULANE UNIV LA RFDG-TULANE UNIV-C 950,000 853 0.17% PRN
11 TRIANGLE CAPITAL CORPORATION 544,136 10,719 2.09%
12 TEXAS INSTRS INC 47,915 3,363 0.66%
13 TANGIPAHOA PARISH LA HOSP SVC DIST NO 1 HOSP REV TAXABLE-NORTH OAKS 690,000 752 0.15% PRN
14 STARWOOD PPTY TR INC 308,457 6,946 1.35%
15 SAN LUIS ARIZ FAC DEV CORP REV RFDG-TAXABLE-SR LIEN-SAN LUIS REGL 2,310,000 2,075 0.40% PRN
16 RIVERHEAD NY IDA ECONOMIC JOB DEV CORP EDL REV TAXABLE 4,520,000 4,170 0.81% PRN
17 RED RIVER TX HLTH FAC DEV CORP FIRST MTGE REV TXBL PARKVIEW HOLLYBROOK 5,755,000 3,447 0.67% PRN
18 RED RIVER TX HLTH FAC DEV CORP FIRST MTGE REV PARKVIEW HOLLYBROOK 3,200,000 1,917 0.37% PRN
19 PUBLIC FIN AUTH WIS ED REV TRIAD EDUCATION SERVICES INC 1,850,000 1,932 0.38% PRN
20 PUBLIC FIN AUTH WIS ED REV TAX-CORNERSTONE CHRTR ACADEMY 2,000,000 2,003 0.39% PRN
21 PUBLIC FIN AITH WIS ED REV TRIAD EDUCATION SERVICES INC-TXBL SER B 460,000 461 0.09% PRN
22 PROCTER AND GAMBLE CO 5,699 511 0.10%
23 PRAIRIELAND DETENTION CENTER PROJ - PUB FAC CORP TEXAS PROJ REV TAXABLE 6,380,000 5,736 1.12% PRN
24 PIMCO DYNMIC CREDIT AND MRT 2,094,747 42,712 8.33%
25 PIMA CNTY AZ INDL DEV AUTH EDU REVENUE ODYSSEY PREP 2,000,000 2,011 0.39% PRN
26 PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER B 700,000 700 0.14% PRN
27 PIMA CNTY AZ INDL DEV AUTH EDU REVENUE GRIFFIN FNDTN PROJ SER A 4,745,000 4,748 0.93% PRN
28 PIMA CNTY AZ INDL DEV AUTH EDU REVENUE AMERICAN CHARTER SCH FDNT A 5,850,000 5,731 1.12% PRN
29 PHILIP MORRIS INTL INC 6,428 625 0.12%
30 OHIO CNTY WV CNTY COMMISSIN SPL DIST EXCISE TAX REVENUE 700,000 745 0.15% PRN
31 OHIO CNTY W VA CNTY COMMN SPL DIST EXCISE TAX REV RFDG-TAXABLE-SER A 5.0 2,575,000 2,661 0.52% PRN
32 OGE ENERGY CORP 10,834 343 0.07%
33 NUVEEN PFD INCOME OPPORTUN 1,530,470 15,335 2.99%
34 NUVEEN GLOBAL HIGH INCOME FD 448,948 7,048 1.37%
35 NUVEEN FLOATING RATE INCOME 307,572 3,393 0.66%
36 NUVEEN CR STRATEGIES INCOME FD COM SHS 29,619 251 0.05%
37 MOUNT ORAB OH PORT AUTH AUTOMALL PROJECT 5,560,000 5,591 1.09% PRN
38 MICROSOFT CORP 4,802 277 0.05%
39 MICHIGAN TOB SETTLEMENT FIN AUTH TOB SETTLEMENT ASSET BACKED REV ASSET 7,000,000 279 0.05% PRN
40 MERCK & CO INC 4,603 287 0.06%
41 LILLY ELI & CO 21,348 1,713 0.33%
42 LA VERNIA TX HIGHER EDU FIN CORP REVENUE SOUTHWEST WINNERS FNDTN INC - A 1,815,000 1,815 0.35% PRN
43 KBS REAL ESTATE INVT TR INC COM 80,000 315 0.06%
44 JOHNSON & JOHNSON 3,616 427 0.08%
45 IRVING TX HOTEL OCCUPANCY TAX REV TXBL SER A 1,875,000 2,083 0.41% PRN
46 INVESCO DYNAMIC CR OPPORTUNI 84,717 996 0.19%
47 HUDSON CNTY NJ IMPT AUTH REV TAXABLE 1,225,000 1,313 0.26% PRN
48 HARNETT HEALTH SYS INC ADJ RATE HOSPITAL BD SER 2011A 3,500,000 3,504 0.68% PRN
49 GOLAR LNG PARTNERS LP 761,573 14,950 2.91%
50 GENERAL MNY MKT FUND 47,363,642 47,364 9.23%
Page 1 of 2