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Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Original 13F HR (0001085146-16-004408) filed in 2016.09.09
#
Name
Shares
Value ($)
%
Options
Notes
1 Neo Performance Materials 11,400 4 0.00%
2 U.S. GEOTHERMAL INC 10,000 5 0.00%
3 PARAMOUNT GOLD & SILVER COR 13,000 13 0.01%
4 ALPHA NATURAL RESOURCES 14,200 14 0.01%
5 FX ENERGY INC 19,400 24 0.01%
6 Lloyds Banking Group Plc 11,070 52 0.02%
7 UQM TECHNOLOGIES INC COM 48,663 54 0.02%
8 PEABODY ENERGY CORP 14,931 73 0.03%
9 BLACKROCK DEBT STRAT FD INC COM 21,269 79 0.03%
10 PUTNAM MASTER INTER INCOME T 16,598 81 0.03%
11 SONUS NETWORKS INC 11,460 90 0.04%
12 PETROLEO BRASILEIRO SA PETRO 14,841 90 0.04%
13 REVOLUTION LIGHTING TECHNOLO COM 82,100 91 0.04%
14 NUVEEN MULTI MKT INCOME FD 12,108 92 0.04%
15 NEWCASTLE INVT CORP 19,354 94 0.04%
16 DREYFUS STRATEGIC MUNS INCORPORATED 13,000 109 0.05%
17 WESTPORT FUEL SYSTEMS INC 27,775 109 0.05%
18 NUVEEN PFD INCOME OPPORTUN 11,950 114 0.05%
19 FORTRESS INVESTMENT GROUP LL 15,000 121 0.05%
20 WELLS FARGO INCOME OPPORTUNI 13,885 122 0.05%
21 LINN ENERGY LLC UNIT LTD LIAB 11,199 124 0.05%
22 PAN AMERN SILVER CORP 16,449 144 0.06%
23 MARINE HARVEST ASA 13,345 152 0.06%
24 EXELIXIS INC 60,557 156 0.07%
25 OCWEN FINL CORP 19,575 161 0.07%
26 PUTNAM MUN OPPORTUNITIES TR 13,172 161 0.07%
27 TITAN INTL INC ILL COM 17,280 162 0.07%
28 CALAMOS STRATEGIC TOTL RETN 14,900 168 0.07%
29 NUVEEN AMT FREE MUN CR INC F 11,687 170 0.07%
30 NUVEEN QUALITY INCOME MUNI FUND 12,399 174 0.07%
31 INVESCO TR INVT GRADE MUNS 14,070 189 0.08%
32 ISHARES TR 2,044 203 0.09%
33 CITIGROUPINC 3,958 204 0.09%
34 MICRON TECHNOLOGY INC 7,625 207 0.09%
35 MELCO ENTMT ADR 9,695 208 0.09%
36 HANCOCK JOHN INCOME SECS TR 14,925 214 0.09%
37 BLACKROCK CORE BD TR 15,500 214 0.09%
38 COMCAST CORP NEW 3,840 215 0.09%
39 NEW YORK CMNTY BANCORP INC 12,850 215 0.09%
40 BERKSHIRE HATHAWAY INC DEL 1 218 0.09%
41 UNITED TECHNOLOGIES CORP 1,869 219 0.09%
42 SHIP FINANCE INTERNATIONAL L 14,900 221 0.09%
43 PETROBRAS ARGENTINA S A 32,570 222 0.09%
44 TEMPLETON EMERGING COM 20,654 222 0.09%
45 SPDR GOLD TR 1,959 223 0.10%
46 CMS ENERGY CORP 6,565 229 0.10%
47 POWERSHARES ETF TRUST 5,380 234 0.10%
48 TRANSOCEAN LTD 16,019 235 0.10%
49 AQUA AMERICA INC 9,054 239 0.10%
50 TESLA INC 1,268 239 0.10%
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