| 1 |
SIT INVESTMENT ASSOCIATES INC |
1,565,099 |
11,856,000 |
59.32% |
|
|
| 2 |
1607 Capital Partners, LLC |
407,618 |
3,088,000 |
15.45% |
|
|
| 3 |
Relative Value Partners, LLC |
119,200 |
903,000 |
4.52% |
|
|
| 4 |
Thomas J. Herzfeld Advisors, Inc. |
114,609 |
868,000 |
4.34% |
|
|
| 5 |
Sterneck Capital Management, LLC |
84,243 |
638,000 |
3.19% |
|
|
| 6 |
Saba Capital Management, L.P. |
53,651 |
405,000 |
2.03% |
|
|
| 7 |
ProVise Management Group, LLC |
51,315 |
389,000 |
1.95% |
|
|
| 8 |
Raymond James Financial Services Advisors, Inc. |
51,080 |
387,000 |
1.94% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
43,999 |
333,000 |
1.67% |
|
|
| 10 |
DOLIVER ADVISORS, LP |
38,132 |
289,000 |
1.45% |
|
|
| 11 |
Arlington Capital Management, Inc. |
24,788 |
188,000 |
0.94% |
|
|
| 12 |
Independence Trust CO |
20,994 |
159,000 |
0.80% |
|
|
| 13 |
MORGAN STANLEY |
14,695 |
111,000 |
0.56% |
|
|
| 14 |
NWAM LLC |
12,108 |
92,000 |
0.46% |
|
|
| 15 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
11,578 |
88,000 |
0.44% |
|
|
| 16 |
BANK OF AMERICA CORP /DE/ |
11,388 |
86,000 |
0.43% |
|
|
| 17 |
UBS Group AG |
3,930 |
29,000 |
0.15% |
|
|
| 18 |
WOLVERINE ASSET MANAGEMENT LLC |
2,710 |
20,000 |
0.10% |
|
|
| 19 |
WESTPORT RESOURCES MANAGEMENT INC |
2,500 |
19,000 |
0.10% |
|
|
| 20 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,688 |
13,000 |
0.07% |
|
|
| 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,715 |
13,000 |
0.07% |
|
|
| 22 |
MSI Financial Services Inc |
650 |
5,000 |
0.03% |
|
|
| 23 |
NEXT Financial Group, Inc |
625 |
4,000 |
0.02% |
|
|
| 24 |
Tower Research Capital LLC (TRC) |
386 |
3,000 |
0.02% |
|
|
