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Institutional Investment Manager
BERGANKDV WEALTH MANAGEMENT, LLC
BERGANKDV WEALTH MANAGEMENT, LLC (CIK: 0001660203). Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001660203-16-000005) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SCHWAB INTERNATIONAL EQUITY ETF 431,693 11,703 7.03%
2 ALPS ETF TR 290,396 11,305 6.79%
3 CLAYMORE EXCHANGE TRD FD TR 280,498 6,350 3.81%
4 SCHWAB INTERMEDIATE-TERM US TREASURY ETF 112,471 6,212 3.73%
5 SCHWAB U.S. LARGE-CAP ETF 112,310 5,485 3.29%
6 SCHWAB U.S. MID-CAP ETF 129,223 5,245 3.15%
7 CLAYMORE EXCHANGE TRD FD TR 139,455 5,183 3.11%
8 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 203,012 4,476 2.69%
9 VANGUARD SPECIALIZED FUNDS 47,388 3,850 2.31%
10 SCHWAB U.S. REIT ETF 91,670 3,795 2.28%
11 RYDEX ETF TRUST 25,248 3,644 2.19%
12 SCHWAB US AGGREGATE BOND ETF 58,062 3,067 1.84%
13 ISHARES TRUST US HLTHCR PR ETF 25,129 3,065 1.84%
14 WELLS FARGO & CO NEW 57,182 2,765 1.66%
15 PIMCO ETF TR 21,610 2,279 1.37%
16 ISHARES TR 32,722 2,038 1.22%
17 FIRST TR EXCHANGE TRADED FD 92,600 2,024 1.22%
18 PEPSICO INC 18,281 1,873 1.12%
19 CHEVRON CORP NEW 17,767 1,695 1.02%
20 SCHWAB EMERGING MARKETS EQUITY ETF 81,051 1,683 1.01%
21 BARCLAYS BANK 318,786 1,632 0.98%
22 EXXON MOBIL CORP 19,435 1,625 0.98%
23 VERIZON COMMUNICATIONS INC 27,638 1,495 0.90%
24 PINNACLE WEST 19,227 1,443 0.87%
25 3M CO 8,568 1,428 0.86%
26 VANGUARD BD INDEX FDS 16,008 1,381 0.83%
27 DOW CHEM CO 27,121 1,379 0.83%
28 KRAFT HEINZ CO 17,328 1,361 0.82%
29 SYSCO CORP 28,801 1,346 0.81%
30 CONOCOPHILLIPS 33,411 1,345 0.81%
31 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 16,353 1,336 0.80%
32 SPDR SER TR 11,178 1,325 0.80%
33 NTT Domoco Inc 54,521 1,241 0.74%
34 SPDR S&P 600 SMALL CAP GROWTH ETF 7,162 1,238 0.74%
35 CONCURRENT COMPUTER CORP NEW COM PAR $.01 208,391 1,230 0.74%
36 AT&T INC 31,176 1,221 0.73%
37 NATIONAL GRID PLC 17,041 1,217 0.73%
38 HOLLYFRONTIER CORP 34,327 1,212 0.73%
39 ANNALY CAP MGMT INC 116,025 1,190 0.71%
40 ABBVIE INC 20,704 1,183 0.71%
41 OLD REP INTL CORP 63,030 1,152 0.69%
42 SCHWAB U.S. SMALL-CAP ETF 21,788 1,134 0.68%
43 BP PLC 37,147 1,121 0.67%
44 WAYSIDE TECHNOLOGY GROUP INC 65,346 1,117 0.67%
45 GANNETT CO INC 73,512 1,113 0.67%
46 BERKSHIRE HATHAWAY INC DEL 7,825 1,110 0.67%
47 HCP INC 33,941 1,106 0.66%
48 AMERICAN ELEC PWR INC 15,794 1,049 0.63%
49 INTEL CORP 31,174 1,008 0.61%
50 XCEL ENERGY INC 23,761 994 0.60%
Page 1 of 3
Restatement filing (0001660203-16-000006) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
51 US BANCORP DEL 24,130 973 0.42%
52 AMERICAN ELEC PWR INC 13,765 965 0.41%
53 INTEL CORP 28,807 945 0.40%
54 JOHNSON & JOHNSON 7,773 943 0.40%
55 XCEL ENERGY INC 20,761 930 0.40%
56 BERKSHIRE HATHAWAY INC DEL 6,335 917 0.39%
57 KIMBERLY CLARK CORP 6,458 888 0.38%
58 MERCK & CO INC 15,044 867 0.37%
59 PIMCO ETF TR 8,426 852 0.36%
60 BARCLAYS BANK 133,008 831 0.36%
61 UNITEDHEALTH GROUP INC 5,812 821 0.35%
62 ISHARES TR 3,884 818 0.35%
63 PIMCO ETF TR 14,736 812 0.35%
64 AFLAC INC 11,229 810 0.35%
65 DUFF PHELPS UTLITY AND INF 46,937 805 0.34%
66 MDU RES GROUP INC 31,748 762 0.33%
67 PHILLIPS 66 9,123 724 0.31%
68 NETEASE INC 3,740 723 0.31%
69 WHIRLPOOL CORP 4,313 719 0.31%
70 LOWES COS INC 8,694 688 0.29%
71 UNITED TECHNOLOGIES CORP 6,577 674 0.29%
72 MASTEC INC 30,034 670 0.29%
73 BOEING CO 5,104 663 0.28%
74 TYCO INTL PLC SHS 15,536 662 0.28%
75 LEGGETT &PLATT INC 12,736 651 0.28%
76 ARROW FINL CORP 21,448 650 0.28%
77 FISERV INC 5,946 647 0.28%
78 Ashland Inc New 5,515 633 0.27%
79 GENERAL DYNAMICS CORP 4,484 624 0.27%
80 CARTERS INC 5,840 622 0.27%
81 GENERAL ELECTRIC CO 19,769 622 0.27%
82 STANLEY BLACK &DECKER INC 5,590 622 0.27%
83 ZIMMER BIOMET HLDGS INC 5,146 619 0.26%
84 DOVER CORP 8,851 614 0.26%
85 MASCO CORP 19,559 605 0.26%
86 VALIDUS HOLDINGS LTD 12,399 602 0.26%
87 YUM BRANDS INC 7,200 597 0.26%
88 EATON CORP PLC 9,858 589 0.25%
89 DR PEPPER SNAPPLE GROUP INC 6,039 584 0.25%
90 INTERNATIONAL BUSINESS MACHS 3,839 583 0.25%
91 GILEAD SCIENCES INC 6,839 571 0.24%
92 MOHAWK INDS 2,998 569 0.24%
93 SEAGATE TECHNOLOGY PLC 23,153 564 0.24%
94 CUMMINS INC 4,993 561 0.24%
95 AUTOZONE INC 701 556 0.24%
96 AGCO CORP 11,497 542 0.23%
97 MYLAN N V 12,351 534 0.23%
98 GROUPE CGI INC 12,223 522 0.22%
99 NATIONAL OILWELL VARCO INC 15,477 521 0.22%
100 TENET HEALTHCARE CORP 18,653 516 0.22%
Page 2 of 3