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SCHWAB U.S. MID-CAP ETF
SCHWAB U.S. MID-CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 208 Institutional holders with a total value of $627,899,969.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SVA Wealth Management, LLC 1,307,458 54,926,000 8.75%
2 Financial Management Professionals, Inc. 1,011,317 42,485,000 6.77%
3 PIERSHALE FINANCIAL GROUP, INC. 693,404 29,130,000 4.64%
4 Legacy Wealth Management, Inc 672,723 28,261,000 4.50%
5 Brouwer & Janachowski, LLC 595,765 25,028,000 3.99%
6 MORGAN STANLEY 444,804 18,686,000 2.98%
7 Raymond James Financial Services Advisors, Inc. 398,679 16,748,000 2.67%
8 WELLS FARGO & COMPANY/MN 352,253 14,798,000 2.36%
9 SHARKEY, HOWES & JAVER 308,903 12,977,000 2.07%
10 ProVise Management Group, LLC 277,313 11,650,000 1.86%
11 WealthTrust-Arizona, LLC 277,166 11,643,000 1.85%
12 PLANNING ALTERNATIVES LTD /ADV 267,757 11,248,000 1.79%
13 JMG Financial Group, Ltd. 265,854 11,169,000 1.78%
14 Emery Howard Portfolio Management, Inc. 247,907 10,415,000 1.66%
15 SALEM INVESTMENT COUNSELORS INC 239,801 10,074,000 1.60%
16 Cambridge Investment Research Advisors, Inc. 202,622 8,512,000 1.36%
17 MOISAND FITZGERALD TAMAYO, LLC 194,463 8,169,000 1.30%
18 Nadler Financial Group, Inc. 191,256 8,035,000 1.28%
19 BLB&B Advisors, LLC 177,005 7,436,000 1.18%
20 ASPIRIANT, LLC 173,112 7,381,000 1.18%
21 HARFST & ASSOCIATES, INC. 173,659 7,295,000 1.16%
22 UBS Group AG 171,995 7,226,000 1.15%
23 OLD DOMINION CAPITAL MANAGEMENT INC 160,289 6,734,000 1.07%
24 St. Johns Investment Management Company, LLC 158,548 6,661,000 1.06%
25 Summit Asset Management, LLC 158,139 6,643,000 1.06%
26 WESCAP MANAGEMENT GROUP, INC. 157,025 6,597,000 1.05%
27 SII INVESTMENTS INC/WI 155,785 6,547,000 1.04%
28 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 144,502 6,071,000 0.97%
29 BLUE CREEK INVESTMENT PARTNERS, LLC 143,822 6,042,000 0.96%
30 Leisure Capital Management 136,848 5,749,000 0.92%
31 LEAVELL INVESTMENT MANAGEMENT, INC. 136,753 5,745,000 0.91%
32 LATHROP INVESTMENT MANAGEMENT CO 136,617 5,739,000 0.91%
33 UNITED CAPITAL FINANCIAL ADVISORS, LLC 136,302 5,725,000 0.91%
34 Bouchey Financial Group Ltd 132,065 5,548,000 0.88%
35 KRILOGY FINANCIAL LLC 125,299 5,264,000 0.84%
36 Summit Financial Strategies, Inc. 118,542 4,980,000 0.79%
37 Gemmer Asset Management LLC 117,879 4,952,000 0.79%
38 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 115,707 4,861,000 0.77%
39 FINANCIAL CONSULATE, INC 113,107 4,752,000 0.76%
40 JANE STREET GROUP, LLC 112,946 4,745,000 0.76%
41 EATON VANCE MANAGEMENT 109,455 4,598,000 0.73%
42 GOLDMAN SACHS GROUP INC 105,133 4,417,000 0.70%
43 LPL Financial LLC 103,242 4,324,000 0.69%
44 Curbstone Financial Management Corp 101,440 4,261,000 0.68%
45 Marquette Asset Management, LLC 99,611 4,185,000 0.67%
46 CWH Capital Management, Inc. 95,336 4,005,000 0.64%
47 VSR Financial Services, Inc. 94,611 3,975,000 0.63%
48 Triangle Securities Wealth Management 88,696 3,726,000 0.59%
49 Avior Wealth Management, LLC 86,534 3,635,000 0.58%
50 Madden Advisory Services, Inc. 85,180 3,578,000 0.57%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.