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Institutional Investment Manager
Klingman & Associates, LLC
Klingman & Associates, LLC (CIK: 0001662449) incorporated in New York, located at 120 West 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001606587-16-000789) filed in 2016.10.19
#
Name
Shares
Value ($)
%
Options
Notes
101 DIGITAL RLTY TR INC 615 60 0.02%
102 DISNEY WALT CO 4,031 374 0.11%
103 DOMINION ENERGY INC 152 11 0.00%
104 DOW CHEM CO 315 16 0.00%
105 DR PEPPER SNAPPLE GROUP INC 278 25 0.01%
106 DU PONT E I DE NEMOURS & CO 100 7 0.00%
107 DUKE ENERGY CORP NEW 311 25 0.01%
108 EATON VANCE SHORT COM 1,000 14 0.00%
109 EATON VANCE TAX-MANAGED GLOBAL COM 983 9 0.00%
110 EATON VANCE TX MNG BY WRT OP 1,800 27 0.01%
111 EDISON INTL 666 48 0.01%
112 ENBRIDGE INC 700 31 0.01%
113 EQUITY RESIDENTIAL 460 30 0.01%
114 EURONET WORLDWIDE INC 2,000 164 0.05%
115 EXPRESS SCRIPTS HLDG CO 434 31 0.01%
116 EXXON MOBIL CORP 17,197 1,501 0.45%
117 FACEBOOK INC 462 59 0.02%
118 FEDEX CORP 637 111 0.03%
119 FIRST TR EXCHANGE TRADED FD 13,696 347 0.10%
120 FIRST TR SR FLG RTE INCM FD 138,937 1,899 0.57%
121 FIRST TR STRATEGIC HIGH INC 1,125 14 0.00%
122 FIRSTENERGY CORP 333 11 0.00%
123 FLOWSERVE CORP 1,800 87 0.03%
124 FORM HLDGS CORP COM 100 0 0.00%
125 FRONTIER COMMUNICATIONS CORP 419 2 0.00%
126 First Trust/Aberdeen Global 109 1 0.00%
127 GENERAL AMERN INVS CO INC 679 22 0.01%
128 GENERAL ELECTRIC CO 33,444 991 0.30%
129 GENERAL MLS INC 722 46 0.01%
130 GENERAL MTRS CO 98 3 0.00%
131 GENERAL MTRS CO 47 1 0.00%
132 GILEAD SCIENCES INC 100 8 0.00%
133 GLAXOSMITHKLINE PLC 100 4 0.00%
134 GLOBAL X FDS 128,151 1,947 0.59%
135 GOLDMAN SACHS GROUP INC 185 30 0.01%
136 HALYARD HEALTH INC 29 1 0.00%
137 HERSHEY CO 3,200 306 0.09%
138 HOME DEPOT INC 2,367 305 0.09%
139 HONEYWELL INTL INC 3,356 391 0.12%
140 HSBC HLDGS PLC 375 10 0.00%
141 IAC INTERACTIVECORP 8 0 0.00%
142 INDEXIQ ETF TR 5,340 156 0.05%
143 ING GROEP N V 583 7 0.00%
144 INTEL CORP 3,060 116 0.03%
145 INTERCONTINENTAL EXCHANGE IN 90 24 0.01%
146 INTERNATIONAL BUSINESS MACHS 932 148 0.04%
147 INTL PAPER CO 622 30 0.01%
148 INVESCO SR INCOME TR 128,572 557 0.17%
149 INVESCO TR INVT GRADE NY MUN 300 5 0.00%
150 ISHARES 2,079 112 0.03%
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