| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 377,143 | 5,804,000 | 32.96% | ||
| 2 | ROYAL BANK OF CANADA | 133,035 | 2,047,000 | 11.62% | ||
| 3 | Invesco Ltd. | 129,189 | 1,988,000 | 11.29% | ||
| 4 | Fiera Capital Corp | 70,769 | 1,089,000 | 6.18% | ||
| 5 | MORGAN STANLEY | 64,469 | 992,000 | 5.63% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 49,126 | 756,000 | 4.29% | ||
| 7 | UBS Group AG | 43,158 | 664,000 | 3.77% | ||
| 8 | Horizon Kinetics LLC | 38,314 | 590,000 | 3.35% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 35,057 | 540,000 | 3.07% | ||
| 10 | SHUFRO ROSE & CO LLC | 24,000 | 369,000 | 2.10% | PRN | |
| 11 | LUCAS CAPITAL MANAGEMENT | 22,435 | 345,000 | 1.96% | ||
| 12 | DOLIVER ADVISORS, LP | 21,303 | 328,000 | 1.86% | ||
| 13 | SIT INVESTMENT ASSOCIATES INC | 15,500 | 239,000 | 1.36% | ||
| 14 | Essex Financial Services, Inc. | 15,286 | 235,000 | 1.33% | ||
| 15 | CITADEL ADVISORS LLC | 14,247 | 219,000 | 1.24% | ||
| 16 | LPL Financial LLC | 14,137 | 215,000 | 1.22% | ||
| 17 | Harbour Capital Advisors, LLC | 13,400 | 206,000 | 1.17% | ||
| 18 | Creative Planning | 11,093 | 171,000 | 0.97% | ||
| 19 | Commonwealth Equity Services, Inc | 11,080 | 171,000 | 0.97% | ||
| 20 | FDx Advisors, Inc. | 10,543 | 162,000 | 0.92% | ||
| 21 | MSI Financial Services Inc | 10,017 | 154,000 | 0.87% | ||
| 22 | Advisory Services Network, LLC | 9,800 | 151,000 | 0.86% | ||
| 23 | WELLS FARGO & COMPANY/MN | 6,545 | 101,000 | 0.57% | ||
| 24 | Focused Wealth Management, Inc | 1,917 | 30,000 | 0.17% | ||
| 25 | ADVISOR GROUP, INC. | 1,486 | 23,000 | 0.13% | ||
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 800 | 12,000 | 0.07% | ||
| 27 | Klingman & Associates, LLC | 300 | 5,000 | 0.03% | ||
| 28 | Tower Research Capital LLC (TRC) | 199 | 3,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
