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Institutional Investment Manager
Klingman & Associates, LLC
Klingman & Associates, LLC (CIK: 0001662449) incorporated in New York, located at 120 West 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001606587-16-000789) filed in 2016.10.19
#
Name
Shares
Value ($)
%
Options
Notes
201 LIBERTY MEDIA CORP DELAWARE 12 0 0.00%
202 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 5 0 0.00%
203 LIGHTBRIDGE CORP 663 1 0.00%
204 LILLY ELI & CO 462 37 0.01%
205 LMP CAP & INCOME FD INC 11,600 158 0.05%
206 LOCKHEED MARTIN CORP 261 63 0.02%
207 LOWES COS INC 1,000 72 0.02%
208 LUMEN TECHNOLOGIES INC 164 4 0.00%
209 MADISON COVERED CALL EQUIT 2,556 20 0.01%
210 MALLINCKRODT PUB LTD CO 54 4 0.00%
211 MARATHON OIL CORP 200 3 0.00%
212 MARATHON PETE CORP 200 8 0.00%
213 MASTERCARD INCORPORATED 400 41 0.01%
214 MCDONALDS CORP 765 88 0.03%
215 MCKESSON CORP 150 25 0.01%
216 MEAD JOHNSON NUTRITI 511 40 0.01%
217 MEDTRONIC PLC 1,362 118 0.04%
218 MERCK & CO INC 4,011 250 0.08%
219 MFS MULTIMARKET INCOME TR 3,000 18 0.01%
220 MICROSOFT CORP 8,782 506 0.15%
221 MONDELEZ INTL INC 404 18 0.01%
222 MONOLITHIC PWR SYS INC 599 48 0.01%
223 MORGAN STANLEY 1,694 54 0.02%
224 NAVIGATORS GROUP INC 50 5 0.00%
225 NBT BANCORP INC COM 2,838 93 0.03%
226 NETAPP INC 290 10 0.00%
227 NIKE INC 1,088 57 0.02%
228 NOKIA CORP 801 5 0.00%
229 NORFOLK SOUTHERN CORP 285 28 0.01%
230 NUCOR CORP 1,332 66 0.02%
231 NUVEEN AMT FREE MUN CR INC F 1,376 22 0.01% PRN
232 NUVEEN ENERGY MLP TOTL RTRNF 10,973 144 0.04% PRN
233 NUVEEN MUN VALUE FD INC 1,171 12 0.00%
234 NUVEEN OHIO QUALITY INCOME M 559 9 0.00%
235 NUVEEN SELECT TAX FREE INCOM 398 6 0.00%
236 NUVEEN SR INCOME FD 58,048 380 0.11%
237 NUVEEN TAX ADVANTAGED DIVID 2,039 30 0.01%
238 Nuveen Closed-End Funds/USA 5,664 80 0.02%
239 OMNICOM GROUP INC 527 45 0.01%
240 OPPENHEIMER REV WEIGHTD ETF 11,296 673 0.20%
241 OPPENHEIMER REV WEIGHTD ETF 16,664 840 0.25%
242 OPPENHEIMER REV WEIGHTD ETF 119,972 5,012 1.51%
243 OPPENHEIMER REV WEIGHTED ETF 4,070 132 0.04%
244 ORACLE CORP 1,500 59 0.02%
245 PACIFIC ETHANOL INC 2 0 0.00%
246 PAYPAL HLDGS INC 625 26 0.01%
247 PENNEY J C 21 0 0.00%
248 PENTAIR PLC 103 7 0.00%
249 PEPSICO INC 3,595 391 0.12%
250 PERRY ELLIS INTL INC 19 0 0.00%
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