| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,288,603 | 18,195,000 | 19.22% | ||
| 2 | MORGAN STANLEY | 696,570 | 9,835,000 | 10.39% | ||
| 3 | MACKAY SHIELDS LLC | 648,590 | 9,158,000 | 9.67% | ||
| 4 | UBS Group AG | 519,106 | 7,330,000 | 7.74% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 392,595 | 5,543,000 | 5.86% | ||
| 6 | Fiera Capital Corp | 279,657 | 3,949,000 | 4.17% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 253,152 | 3,574,000 | 3.78% | ||
| 8 | NAPLES GLOBAL ADVISORS, LLC | 252,700 | 3,568,000 | 3.77% | ||
| 9 | ROYAL BANK OF CANADA | 250,674 | 3,540,000 | 3.74% | ||
| 10 | CITIGROUP INC | 218,960 | 3,092,000 | 3.27% | ||
| 11 | WELLS FARGO & COMPANY/MN | 177,867 | 2,512,000 | 2.65% | ||
| 12 | Invesco Ltd. | 167,038 | 2,359,000 | 2.49% | ||
| 13 | HighTower Advisors, LLC | 151,281 | 2,133,000 | 2.25% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 120,855 | 1,706,000 | 1.80% | ||
| 15 | LPL Financial LLC | 106,287 | 1,483,000 | 1.57% | ||
| 16 | 1832 Asset Management L.P. | 100,000 | 1,412,000 | 1.49% | ||
| 17 | Strategic Advisors LLC | 98,233 | 1,387,000 | 1.47% | ||
| 18 | Tortoise Investment Management, LLC | 73,544 | 1,038,000 | 1.10% | ||
| 19 | LAZARD ASSET MANAGEMENT LLC | 57,100 | 806,000 | 0.85% | PRN | |
| 20 | Cambridge Investment Research Advisors, Inc. | 56,177 | 793,000 | 0.84% | ||
| 21 | NATIONAL PLANNING CORP | 54,000 | 731,000 | 0.77% | ||
| 22 | NWAM LLC | 49,767 | 703,000 | 0.74% | ||
| 23 | Commonwealth Equity Services, Inc | 44,991 | 635,000 | 0.67% | ||
| 24 | Stockman Wealth Management, Inc. | 43,862 | 619,000 | 0.65% | ||
| 25 | Mariner, LLC | 39,657 | 560,000 | 0.59% | ||
| 26 | MSI Financial Services Inc | 38,261 | 540,000 | 0.57% | ||
| 27 | FIRST TRUST ADVISORS LP | 33,675 | 475,000 | 0.50% | ||
| 28 | INGALLS & SNYDER LLC | 30,951 | 437,000 | 0.46% | ||
| 29 | Silver Lake Advisory, LLC | 30,285 | 428,000 | 0.45% | ||
| 30 | PINNACLE ASSOCIATES LTD | 29,377 | 415,000 | 0.44% | ||
| 31 | First Allied Advisory Services, Inc. | 24,857 | 351,000 | 0.37% | ||
| 32 | Cetera Advisor Networks LLC | 24,490 | 346,000 | 0.37% | ||
| 33 | Janney Montgomery Scott LLC | 23,698 | 335,000 | 0.35% | ||
| 34 | DOLIVER ADVISORS, LP | 23,148 | 327,000 | 0.35% | ||
| 35 | NEVILLE RODIE & SHAW INC | 22,172 | 313,000 | 0.33% | ||
| 36 | IFC Holdings Incorporated/FL | 21,644 | 304,000 | 0.32% | ||
| 37 | CREDIT SUISSE AG/ | 19,973 | 282,000 | 0.30% | ||
| 38 | KELLEHER FINANCIAL ADVISORS | 19,755 | 278,000 | 0.29% | ||
| 39 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 18,952 | 268,000 | 0.28% | ||
| 40 | STIFEL FINANCIAL CORP | 18,930 | 266,000 | 0.28% | ||
| 41 | Raymond James Financial Services Advisors, Inc. | 17,573 | 248,000 | 0.26% | ||
| 42 | Neuberger Berman Group LLC | 17,001 | 240,000 | 0.25% | ||
| 43 | Virtu KCG Holdings LLC | 16,191 | 229,000 | 0.24% | ||
| 44 | King Wealth Management Group | 14,791 | 209,000 | 0.22% | ||
| 45 | Essex Financial Services, Inc. | 14,441 | 204,000 | 0.22% | ||
| 46 | AMERIPRISE FINANCIAL INC | 11,372 | 161,000 | 0.17% | ||
| 47 | Advisors Capital Management, LLC | 10,559 | 149,000 | 0.16% | ||
| 48 | TWIN FOCUS CAPITAL PARTNERS, LLC | 10,233 | 144,000 | 0.15% | ||
| 49 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 9,819 | 139,000 | 0.15% | ||
| 50 | NEXT Financial Group, Inc | 9,111 | 129,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
