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Institutional Investment Manager
BRONFMAN E.L. ROTHSCHILD, L.P.
BRONFMAN E.L. ROTHSCHILD, L.P. (CIK: 0001666612). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 1,844 holdings with a total value of $641,744,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 GENERAL MTRS CO 17 0 0.00%
2 INTRA-CELLULAR THERAPIES INC 27 0 0.00%
3 SPRINT CORP 52 0 0.00%
4 SEATTLE GENETICS INC 3 0 0.00%
5 AGIOS PHARMACEUTICALS INC 4 0 0.00%
6 EXPONENT INC 4 0 0.00%
7 GENERAL MTRS CO 4 0 0.00% PRN
8 UNIFI INC COM NEW 15 0 0.00%
9 REVLON INC 13 0 0.00%
10 AMERICAN EQTY INVT LIFE HLD CO COM 27 0 0.00%
11 PLATFORM SPECIALTY PRODS COR 22 0 0.00%
12 WEX INC 2 0 0.00%
13 ACADIA PHARMACEUTICALS INC COM 9 0 0.00%
14 PDL BIOPHARMA INC 149 0 0.00%
15 SANOFI 800 0 0.00%
16 AUTOHOME INC 20 0 0.00%
17 HYDROGENICS CORP NEW 20 0 0.00%
18 RMR GROUP INC 3 0 0.00%
19 PharMerica Corp 3 0 0.00% PRN
20 ENCANA CORP 10 0 0.00%
21 DEPHEID 7 0 0.00%
22 KOSMOS ENERGY LTD SHS 51 0 0.00%
23 SYNNEX CORP 4 0 0.00%
24 NORDSON CORP 5 0 0.00%
25 EXTERRAN CORP 8 0 0.00%
26 TOOTSIE ROLL INDS INC 9 0 0.00%
27 WESTERN REFNG INC 17 0 0.00%
28 TARGA RES CORP 9 0 0.00%
29 Sunesis Pharmaceuticals, Inc. 13 0 0.00%
30 FRANKLIN STREET PPTY CP 18 0 0.00% PRN
31 DARLING INGREDIENTS INC 22 0 0.00%
32 FLOWERS FOODS INC 28 0 0.00%
33 ATLANTIC CAP BANCSHARES INC COM 14 0 0.00%
34 HYSTER YALE MATLS HANDLING I 3 0 0.00%
35 KNOLL INC 13 0 0.00%
36 ANALOGIC CORP COM PAR $0.05 2 0 0.00%
37 KIMBALL ELECTRONICS INC COM 20 0 0.00%
38 ARMSTRONG FLOORING INC COM 13 0 0.00%
39 AAON INC 13 0 0.00%
40 ALEXANDERS INC 1 0 0.00% PRN
41 OREXIGEN THERAPEUTICS INC 50 0 0.00%
42 FITBIT INC 18 0 0.00%
43 SIX FLAGS ENTMT CORP NEW 4 0 0.00%
44 IAC INTERACTIVECORP 4 0 0.00%
45 On Assignment Inc 5 0 0.00%
46 AKORN INCORPORATED 14 0 0.00%
47 COMMERCEHUB INC COM SER C 14 0 0.00%
48 PROASSURANCE CORP COM 5 0 0.00%
49 IPG PHOTONICS CORP 3 0 0.00%
50 DENBURY RESOURCES INC 94 0 0.00%
Page 1 of 37

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001144204-16-131731, filed 2016.11.04).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.