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Institutional Investment Manager
CETERA INVESTMENT ADVISERS
CETERA INVESTMENT ADVISERS (CIK: 0001666741). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001085146-17-000799) filed in 2017.02.15
#
Name
Shares
Value ($)
%
Options
Notes
151 SELECT SECTOR SPDR TR 11,330 549 0.18%
152 WALGREENS BOOTS ALLIANCE INC 6,566 542 0.18%
153 NETFLIX INC 4,349 540 0.18%
154 ORACLE CORP 14,051 539 0.18%
155 POWERSHARES ETF TR II 12,948 536 0.18%
156 ISHARES TR 4,374 534 0.18%
157 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN 21,741 529 0.18%
158 CURRENCYSHS BRIT POUND STER 4,376 526 0.18%
159 ISHARES TR 5,000 525 0.18%
160 LOCKHEED MARTIN CORP 2,089 516 0.17%
161 SPDR DOW JONES REIT ETF 5,516 514 0.17%
162 LILLY ELI & CO 6,924 510 0.17%
163 ISHARES 7-10 YEAR TREASURY BOND ETF 4,808 503 0.17%
164 PIMCO ETF TR 9,500 498 0.17%
165 ISHARES TR 8,146 498 0.17%
166 ROYAL DUTCH SHELL PLC 8,547 497 0.17%
167 MONDELEZ INTL INC 11,171 495 0.17%
168 ISHARES RUSSELL 1000 ETF 3,950 493 0.16%
169 SPDR SER TR 10,220 490 0.16%
170 CONSTELLATION BRANDS INC 3,114 478 0.16%
171 ISHARES RUSSELL 2000 VALUE ETF 3,979 476 0.16%
172 VANGUARD BD INDEX FDS 5,700 472 0.16%
173 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 17,229 468 0.16%
174 NIKE INC 9,068 466 0.16%
175 ISHARES TR 5,639 463 0.15%
176 AMERICAN ELEC PWR INC 7,241 458 0.15%
177 SCHLUMBERGER LTD 5,488 457 0.15%
178 DOMINION ENERGY INC 5,821 447 0.15%
179 ISHARES TR 9,131 446 0.15%
180 COMCAST CORP NEW 6,433 444 0.15%
181 ISHARES RUSSELL 2000 GROWTH ETF 2,886 440 0.15%
182 ABBOTT LABS 11,351 435 0.15%
183 ROYAL DUTCH SHELL PLC 7,970 433 0.14%
184 VANGUARD WORLD FDS 3,194 430 0.14%
185 ISHARES COHEN & STEERS REIT ETF 4,326 430 0.14%
186 HSBC HLDGS PLC 10,597 428 0.14%
187 ACCENTURE PLC IRELAND 3,641 427 0.14%
188 DIGITAL RLTY TR INC 4,319 426 0.14%
189 FIRST TR EXCH TRADED FD III 8,068 423 0.14%
190 WISDOMTREE TR 4,492 423 0.14%
191 PIMCO STRATEGIC INCOME FD 48,127 423 0.14%
192 FIRST TR EXCHANGE TRADED FD 21,785 421 0.14%
193 BLACKROCK CALIF MUN INCOME T 28,804 418 0.14%
194 YUM BRANDS INC 6,591 416 0.14%
195 CUMMINS INC 3,029 414 0.14%
196 GUGGENHEIM CR ALLOCATION FD 18,308 410 0.14%
197 SELECT SECTOR SPDR TR 17,657 409 0.14%
198 ISHARES TR 3,795 403 0.13%
199 MASTERCARD INCORPORATED 3,879 401 0.13%
200 CAPITAL ONE FINL CORP 4,593 400 0.13%
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