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Institutional Investment Manager
SHEAFF BROCK INVESTMENT ADVISORS, LLC
SHEAFF BROCK INVESTMENT ADVISORS, LLC (CIK: 0001666789). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001666789-16-000004) filed in 2016.08.05
#
Name
Shares
Value ($)
%
Options
Notes
651 KCAP FINL INC 47,475 186 0.02%
652 FIFTH STREET FINANCE CORP 38,438 186 0.02%
653 POWERSHARES ETF TRUST 18,405 185 0.02%
654 SPIRIT RLTY CAP INC NEW 14,373 184 0.02%
655 BLACKROCK CORPOR HI YLD FD I 17,393 182 0.02%
656 TRANSOCEAN LTD 15,207 181 0.02%
657 WESTERN ASSET EMERGING MKTS 11,699 180 0.02%
658 PIMCO MUN INCOME FD II 12,900 180 0.02%
659 BLACKROCK CAP INVT CORP 23,016 179 0.02%
660 PIONEER HIGH INCOME TR 17,700 179 0.02%
661 TCP CAP CORP 11,738 179 0.02%
662 CAMECO CORP 16,204 178 0.02%
663 SHIP FINANCE INTERNATIONAL L 12,004 177 0.02%
664 PUTNAM MANAGED MUN INCOME TR 21,500 173 0.02%
665 FREEPORT-MCMORAN INC 15,425 172 0.02%
666 OCEAN RIG UDW INC 68,566 170 0.02%
667 NUVEEN AMT FREE QLTY MUN INC 11,291 169 0.02%
668 ARES CAPITAL CORP 11,765 167 0.02%
669 WHITING PETROLEUM CORP COM 17,825 165 0.02%
670 NEW RESIDENTIAL INVT CORP COM NEW 11,714 162 0.02%
671 SPROTT PHYSICAL GOLD TRUST 14,478 159 0.02%
672 MFS HIGH INCOME MUN TR 28,742 158 0.02%
673 NUVEEN DOW 30 DYNAMIC OVERWR 10,813 157 0.02%
674 SYNTHETIC BIOLOGICS INCORPORATED 86,449 156 0.02%
675 NEWCASTLE INVT CORP 33,803 155 0.02%
676 BLACKROCK ENHANCED EQT DIV T 18,757 148 0.02%
677 ALLIANZGI DIVIDEND INT PRM 11,941 147 0.02%
678 CEMEX SAB DE CV 23,764 147 0.02%
679 CAPSTEAD MTG CORP COM NO PAR 14,950 145 0.02%
680 DIGI INTL INC COM 13,500 145 0.02%
681 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 15,500 145 0.02%
682 ISHARES GOLD TRUST 11,100 142 0.02%
683 BANCO SANTANDER SA 36,177 142 0.02%
684 BLACKROCK ENHANCED GBL DIV T 11,930 141 0.02%
685 VEREIT INC 13,864 141 0.02%
686 NUVEEN FLTNG RTE INCM OPP FD 13,400 137 0.02%
687 EXACT SCIENCES CORP 10,300 126 0.02%
688 TEXTAINER GROUP HOLDINGS LTD 11,276 126 0.02%
689 iShares 12,136 125 0.02%
690 TWO HBRS INVT CORP 14,198 122 0.02%
691 NUVEEN MUN VALUE FD INC 11,200 121 0.02%
692 PUTNAM MASTER INTER INCOME T 27,772 120 0.02%
693 MEMORIAL PRODTN PARTNERS LP 63,381 120 0.02%
694 SAN JUAN BASIN RTY TR 16,000 116 0.01%
695 ORCHID IS CAP INC 11,193 115 0.01%
696 TICC CAPITAL CORP 21,550 114 0.01%
697 PLAINS GP HOLDINGS LP 10,700 112 0.01%
698 PENNANTPARK INVT CORP COM 15,750 108 0.01%
699 PIMCO INCOME STRATEGY FD II 11,500 106 0.01%
700 OASIS PETE INC NEW 11,200 105 0.01%
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